13F-HR/A filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-11-12, with 63 holding rows worth $245,309,000.
- Accession
- 0001398344-15-007563
- Filer
- CIK 1504304
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type new holdings, 63 entries on the cover page, a total value of $245,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $245,309,000 with VALUE read as thousands by filing date, 13F file number 028-15290. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,255,599 | $46,532,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,524,544 | $32,208,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 968,989 | $28,440,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,005,000 | $15,038,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 762,491 | $10,926,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 452834AB0 | DEBT | 8,667,000 | $10,097,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 665,338 | $9,275,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 392,619 | $8,194,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 318,051 | $7,309,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 528,549 | $7,226,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 737,947 | $6,523,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 595,800 | $5,958,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 386,731 | $5,457,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 192,385 | $5,067,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 475,152 | $4,661,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 379,025 | $3,165,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 346,550 | $2,883,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 253,884 | $2,564,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 150,866 | $2,188,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 102,168 | $2,019,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 200,000 | $2,010,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 200,000 | $1,960,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 239,325 | $1,939,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 200,000 | $1,936,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 190,936 | $1,881,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 135,234 | $1,824,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 148,600 | $1,759,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 359,824 | $1,734,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 85,223 | $1,481,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 148,608 | $1,285,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 222,163 | $1,166,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 115,825 | $1,133,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 54,355 | $778,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 85,785 | $706,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 50,730 | $694,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 63,251 | $667,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 78,853 | $631,000 | thousands by filing date | |
| QUARTET MERGER CORP RTS | 747717205 | RTS | 700,000 | $595,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 55,000 | $578,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 81,148 | $518,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 39,728 | $492,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 26,943 | $472,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 607,114 | $461,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 215,000 | $370,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 36,500 | $311,000 | thousands by filing date | |
| QUAD GRAPHICS INC | 474301109 | COM | 15,255 | $294,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 27,992 | $278,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 10,484 | $260,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 368,393 | $203,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 13,263 | $200,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 884,647 | $146,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 93,037 | $142,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 200,000 | $135,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 578,381 | $108,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,000 | $97,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 237,576 | $97,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 184,944 | $74,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 125,000 | $44,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 115,825 | $43,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 190,936 | $42,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 48,000 | $19,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 27,992 | $13,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 56,364 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-005840 | base | 2014-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-007563 | this filing | 2015-11-12 | acceptance time not in the bulk data set |