13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 18 holding rows worth $233,642,000.
- Accession
- 0001398344-14-005840
- Filer
- CIK 1504304
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18 entries on the cover page, a total value of $233,642,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $233,642,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 3,481,434 | $37,112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,354,665 | $32,530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,795,529 | $31,835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,738,973 | $23,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MVC CAPITAL INC | 553829102 | COM | 1,412,685 | $15,200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 2,296,697 | $14,814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 994,511 | $14,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HF2 FINL MGMT INC | 40421A104 | CL A | 1,187,411 | $12,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 912,199 | $11,275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 736,823 | $10,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL | 92829A103 | COM | 1,463,628 | $6,806,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUARTET MERGER CORP | 747717304 | UNIT 11/01/2015T | 700,000 | $6,706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 549,900 | $5,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 492,746 | $5,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 275,000 | $2,750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,157,167 | $1,157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 40,000 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 63,666 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-005840 | this filing | 2014-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-007563 | added | 2015-11-12 | acceptance time not in the bulk data set |