13F-HR filed by Lee Financial Co
Lee Financial Co filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 437 holding rows worth $178,642,000.
- Accession
- 0001391166-17-000002
- Filer
- CIK 1391166
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 442 entries on the cover page, a total value of $178,642,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,642,000 with VALUE read as thousands by filing date, 13F file number 028-17878. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGW&K Investment Management, LLC028-04145
- included managerGW&K Investment Management, LLC028-04145
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 256,635 | $42,432,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 65,867 | $9,058,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 86,446 | $7,657,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 41,788 | $4,606,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 137,960 | $4,360,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 89,990 | $3,870,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 36,628 | $3,689,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 181,234 | $3,458,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 24,234 | $2,951,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 138,186 | $2,595,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51,787 | $2,589,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,288 | $2,463,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,116 | $2,446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 24,864 | $2,321,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 26,268 | $2,274,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 86,652 | $2,100,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17,729 | $1,918,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 29,449 | $1,765,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,664 | $1,693,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,233 | $1,638,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 52,890 | $1,598,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,386 | $1,596,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 37,272 | $1,588,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,927 | $1,491,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,902 | $1,463,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 36,729 | $1,414,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,431 | $1,384,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,132 | $1,380,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22,534 | $1,372,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 17,980 | $1,362,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,197 | $1,360,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,651 | $1,329,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 46,753 | $1,264,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,505 | $1,252,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,606 | $1,244,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,985 | $1,233,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 58,307 | $1,201,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,679 | $1,169,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,065 | $1,168,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,093 | $1,164,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,995 | $1,158,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 34,981 | $1,106,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 22,070 | $1,079,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,494 | $1,055,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,055 | $1,038,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 54,523 | $1,036,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,894 | $984,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 50,411 | $976,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,030 | $960,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,163 | $951,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,777 | $901,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 55,301 | $863,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 19,660 | $861,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10,637 | $827,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 44,411 | $818,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,240 | $810,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,101 | $778,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,361 | $751,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,551 | $742,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 30,544 | $729,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 13,707 | $682,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,908 | $661,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,268 | $653,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,250 | $647,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 52,019 | $635,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,624 | $633,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,732 | $535,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,481 | $527,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 19,500 | $521,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,174 | $517,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 22,150 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,817 | $463,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,257 | $453,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,714 | $439,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,952 | $418,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,450 | $397,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 10,414 | $397,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,900 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 8,926 | $391,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 21,301 | $374,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,325 | $365,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,816 | $363,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,774 | $355,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 28,100 | $338,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,000 | $321,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 207,000 | $321,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,099 | $314,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,000 | $310,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,243 | $301,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,406 | $285,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,822 | $277,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 14,503 | $277,000 | thousands by filing date | principal |
| RSP PERMIAN INC | 74978Q105 | COM | 6,000 | $268,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $245,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $244,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,705 | $242,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,265 | $229,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,408 | $229,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,950 | $228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,375 | $224,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,700 | $220,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,419 | $219,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,703 | $200,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,180 | $197,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,484 | $192,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 232 | $179,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,515 | $175,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,500 | $174,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,650 | $174,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,000 | $169,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,625 | $167,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,047 | $163,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 32,000 | $161,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,900 | $160,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,995 | $153,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,916 | $152,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,300 | $148,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,200 | $144,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,048 | $142,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,000 | $138,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,617 | $137,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,400 | $134,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,467 | $134,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 826 | $129,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,000 | $126,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 400 | $121,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,459 | $120,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,116 | $116,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,371 | $115,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,480 | $115,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,500 | $115,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,036 | $111,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 898 | $109,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,270 | $107,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,412 | $103,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,000 | $101,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,075 | $100,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,724 | $98,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 933 | $98,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,000 | $97,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 22,408 | $97,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 450 | $92,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 750 | $88,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,529 | $86,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,666 | $84,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 25,832 | $83,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 468 | $78,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 665 | $77,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,000 | $75,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 11,626 | $75,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 1,199 | $71,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,730 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,909 | $71,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 884 | $70,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 671 | $70,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 825 | $69,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,000 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,162 | $67,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 906 | $67,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 535 | $66,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 603 | $65,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 547 | $63,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,320 | $62,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 520 | $62,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 351 | $61,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 711 | $60,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 307 | $57,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 850 | $56,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 900 | $56,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,437 | $55,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 739 | $54,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 401 | $53,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,426 | $53,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,600 | $52,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,323 | $51,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 801 | $50,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 644 | $49,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 297 | $48,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 550 | $48,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 344 | $48,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,000 | $48,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 450 | $47,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 764 | $45,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 600 | $44,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,046 | $43,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 386 | $42,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 813 | $41,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 700 | $37,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 687 | $37,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $36,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,000 | $36,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,317 | $34,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,345 | $33,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 450 | $33,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 775 | $32,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 649 | $32,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 500 | $32,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,668 | $32,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 839 | $32,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 510 | $32,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 330 | $31,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 525 | $31,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 525 | $30,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 575 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 775 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 705 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 320 | $28,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,294 | $28,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 375 | $27,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 355 | $25,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 275 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 310 | $24,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 300 | $24,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 300 | $24,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,150 | $23,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 500 | $23,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 185 | $23,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 475 | $23,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 670 | $22,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 286 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 565 | $22,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 238 | $21,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 515 | $21,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 300 | $20,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 145 | $20,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 426 | $19,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 545 | $19,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 5,500 | $19,000 | thousands by filing date | |
| VTI | 922908769 | COM | 155 | $18,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 335 | $18,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 150 | $18,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 750 | $18,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 280 | $17,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 650 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 458 | $17,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 175 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 195 | $16,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 215 | $16,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 162 | $16,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 800 | $16,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 110 | $16,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,400 | $16,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 100 | $15,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 75 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 280 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 85 | $15,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 159 | $14,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 107 | $14,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 200 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 150 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,250 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 125 | $13,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 111 | $13,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 93 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 300 | $13,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 125 | $13,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 150 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 415 | $13,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 175 | $13,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 225 | $13,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 99 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 262 | $12,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 85 | $12,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 140 | $12,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 162 | $12,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 145 | $12,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $12,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 110 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 117 | $11,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 161 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 329 | $11,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 125 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 195 | $11,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 31 | $11,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 200 | $11,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 150 | $11,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 806 | $10,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,040 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 105 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $10,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300 | $10,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 124 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 249 | $10,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 165 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 221 | $10,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 290 | $10,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 145 | $10,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 260 | $10,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 635 | $10,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 380 | $10,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 47 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 105 | $9,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 115 | $9,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 130 | $9,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 125 | $9,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 80 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $9,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 280 | $9,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 140 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 200 | $9,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 175 | $9,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 60 | $9,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 108 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 525 | $9,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,000 | $9,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 200 | $9,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 550 | $9,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 105 | $9,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 210 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 75 | $8,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 119 | $8,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 341 | $8,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 88 | $8,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 210 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 80 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 131 | $8,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 130 | $8,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 230 | $8,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 105 | $8,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 235 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 143 | $8,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 100 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 410 | $8,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 295 | $8,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 79 | $8,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 270 | $8,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 220 | $8,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 118 | $8,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 45 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 375 | $8,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 70 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $8,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 230 | $7,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 240 | $7,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 60 | $7,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 185 | $7,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 85 | $7,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 55 | $7,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 75 | $7,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 45 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 180 | $7,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 175 | $7,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 350 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,000 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 280 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 45 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 70 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 452 | $6,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 245 | $6,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 54 | $6,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 290 | $6,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 140 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 300 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 330 | $6,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 250 | $6,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 315 | $6,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 132 | $5,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 50 | $5,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50 | $5,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 140 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 130 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 101 | $5,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 165 | $5,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 280 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 410 | $5,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 150 | $5,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 575 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 100 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 66 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 140 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 60 | $4,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 250 | $4,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 85 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 150 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 65 | $4,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 130 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 69 | $4,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 70 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 37 | $3,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 160 | $3,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 115 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 109 | $3,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 175 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,300 | $3,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 540 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 44 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 148 | $2,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 52 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 236 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 197 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 101 | $2,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 54 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 34 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20 | $1,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 35 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 36 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 66 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 45 | $1,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 1,250 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 5 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 9 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Receivable Acquisition and Management Corp | 75619P109 | COM | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001391166-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set |