13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-03, with 4,377 holding rows worth $476,394,975,638.
- Accession
- 0001390777-23-000068
- Filer
- CIK 1390777
- Filed
- 2023-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 28,681 entries on the cover page, a total value of $476,394,975,638 stated on the cover page (in dollars after the unit check, H1), rows summing to $476,394,975,638 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerBNY Mellon Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FREYR BATTERY | L4135L100 | SHS | 19,522 | $182,531 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,690 | $182,482 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 29,074 | $182,003 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 200,000 | $181,438 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,246 | $180,595 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 200,000 | $177,208 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 200,000 | $177,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 200,000 | $176,696 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 200,000 | $172,144 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 200,000 | $171,078 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,006 | $167,513 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 200,000 | $166,668 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 200,000 | $166,534 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 200,000 | $166,246 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 200,000 | $165,534 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,251 | $164,881 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 200,000 | $164,862 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,210 | $164,205 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 26,803 | $163,229 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 200,000 | $162,784 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 63,227 | $161,861 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 145,621 | $161,640 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 200,000 | $160,964 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 86,368 | $160,645 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,966 | $159,986 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 36,241 | $158,009 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,338 | $157,602 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 34,404 | $157,568 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,807 | $156,017 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 40,489 | $155,883 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 35,894 | $155,062 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 46,564 | $151,798 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 63,912 | $150,193 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 26,480 | $149,347 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,868 | $148,871 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 24,734 | $148,155 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 15,980 | $145,896 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 413,877 | $145,768 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 52,738 | $143,447 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 19,880 | $142,937 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 83,930 | $142,681 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 112,656 | $141,947 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,663 | $141,284 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 32,718 | $141,014 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T200 | Common Stock | 39,083 | $140,699 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 32,293 | $140,474 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,917 | $138,678 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 30,816 | $138,672 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 38,097 | $137,911 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 36,777 | $137,178 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 86,777 | $136,239 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 176,571 | $134,741 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 878,331 | $133,858 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 17,819 | $132,573 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 12,060 | $132,298 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 61,334 | $131,868 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,513 | $130,026 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,838 | $129,627 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 92,442 | $127,570 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,113 | $126,358 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 21,004 | $126,234 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 200,000 | $123,264 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 40,557 | $119,643 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 20,805 | $118,589 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 102,264 | $117,604 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 48,690 | $117,343 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 54,313 | $116,773 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 154,608 | $116,358 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 132,393 | $115,129 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 40,873 | $112,401 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 15,228 | $111,621 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 27,623 | $110,768 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 15,416 | $110,687 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 69,162 | $109,968 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 138,441 | $109,369 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 28,805 | $108,883 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 14,585 | $107,345 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 41,266 | $107,292 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 53,662 | $105,178 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,145 | $104,901 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 24,837 | $104,563 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 115,036 | $103,533 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 154,238 | $103,031 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 300 | $102,162 | dollars as filed | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,129 | $102,118 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,634 | $100,983 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,331 | $100,848 | dollars as filed | |
| AXT INC | 00246W103 | COM | 28,748 | $98,893 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 383,622 | $97,977 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 142,083 | $97,852 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,131 | $97,362 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,908 | $97,069 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 62,803 | $96,089 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 62,980 | $95,730 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 36,416 | $92,132 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 81,258 | $91,822 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 10,379 | $91,438 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 12,946 | $90,622 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 16,409 | $88,937 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,700 | $88,801 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 10,627 | $87,673 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 436,144 | $87,229 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,696 | $86,654 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 17,782 | $86,065 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 88,504 | $84,964 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 47,688 | $83,931 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 17,367 | $83,535 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 21,552 | $82,976 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,720 | $82,825 | dollars as filed | |
| CONNS INC | 208242107 | COM | 22,344 | $82,673 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,646 | $81,703 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 135,466 | $81,117 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 12,748 | $78,016 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 30,256 | $77,153 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,988 | $76,740 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 12,767 | $76,091 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 10,877 | $75,704 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 34,693 | $75,284 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 135,410 | $73,541 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,436 | $72,856 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 126,197 | $72,589 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 48,702 | $72,079 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 33,860 | $71,782 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 37,704 | $71,260 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 24,765 | $70,828 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 46,248 | $69,835 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 21,314 | $69,803 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,596 | $69,655 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 22,020 | $68,702 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 27,038 | $67,865 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 24,597 | $67,150 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 70,529 | $66,805 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 71,836 | $65,730 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 27,268 | $65,716 | dollars as filed | |
| CURIS INC | 231269200 | COM | 77,963 | $64,709 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 52,893 | $64,001 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,682 | $63,790 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 52,850 | $63,156 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 20,689 | $62,895 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,551 | $62,882 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 124,169 | $62,706 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,169 | $62,336 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,916 | $61,995 | dollars as filed | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 52,986 | $61,994 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 56,298 | $61,928 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 114,541 | $61,852 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 10,389 | $61,397 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 22,281 | $61,273 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 43,593 | $59,722 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 165,125 | $59,445 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,510 | $59,384 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 11,441 | $59,379 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 132,846 | $59,316 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 36,099 | $58,841 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 25,692 | $58,834 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 22,469 | $58,419 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 29,503 | $58,416 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 97,243 | $57,704 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 120,268 | $57,656 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,011 | $57,275 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 77,881 | $57,165 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 11,408 | $56,356 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,785 | $54,912 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 15,155 | $54,859 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 31,866 | $54,810 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 66,834 | $54,136 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 25,747 | $53,811 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 26,988 | $53,436 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 16,469 | $53,359 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 87,474 | $53,359 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 28,326 | $53,253 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 102,672 | $52,363 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 12,934 | $52,124 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,743 | $51,924 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 47,761 | $51,582 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 16,474 | $51,234 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 43,502 | $51,115 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 10,704 | $51,058 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 29,992 | $50,387 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 41,801 | $50,161 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 35,080 | $48,761 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,219 | $48,592 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,217 | $48,239 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 16,278 | $48,020 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 38,344 | $47,930 | dollars as filed | |
| NN INC | 629337106 | COM | 19,990 | $47,776 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 16,593 | $47,456 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 36,982 | $46,967 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,559 | $46,021 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 60,404 | $45,786 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 12,180 | $45,554 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 16,155 | $45,396 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 56,159 | $44,927 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 35,301 | $44,832 | dollars as filed | |
| MOTORSPORT GAMES INC | 62011B201 | CL A NEW | 10,248 | $44,066 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 17,607 | $43,841 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 25,109 | $43,690 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,384 | $43,096 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 12,997 | $42,825 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 17,907 | $42,798 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 20,002 | $42,604 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 77,308 | $42,519 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 103,109 | $42,048 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 57,465 | $41,950 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 23,426 | $40,527 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 15,751 | $40,165 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 22,632 | $40,059 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 17,165 | $39,823 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,893 | $39,544 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 32,818 | $39,382 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 48,307 | $39,216 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 73,880 | $39,193 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 11,858 | $39,130 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 27,558 | $38,305 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 58,860 | $38,258 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 98,006 | $37,507 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 18,238 | $37,388 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 14,483 | $37,076 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 11,873 | $37,044 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 20,677 | $36,598 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 11,302 | $36,279 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 30,608 | $35,811 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 16,426 | $35,480 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 49,720 | $35,003 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,601 | $34,803 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 28,659 | $33,818 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 12,578 | $33,583 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 27,968 | $33,282 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,080 | $33,235 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 34,555 | $33,121 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 27,134 | $33,103 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 29,519 | $33,061 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 30,269 | $32,993 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 20,743 | $32,567 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 17,795 | $32,565 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 55,156 | $32,459 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 28,696 | $32,426 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 11,044 | $32,271 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 144,338 | $31,062 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 27,085 | $30,606 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 23,262 | $30,473 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 21,530 | $29,927 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 95,239 | $29,714 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,036 | $29,697 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,393 | $29,429 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 16,618 | $28,583 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 33,631 | $28,166 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 20,583 | $27,993 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 25,363 | $27,392 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,982 | $27,262 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 16,667 | $27,167 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 14,062 | $26,999 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 14,135 | $26,998 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 25,649 | $26,931 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 22,690 | $26,548 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 16,160 | $26,502 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 16,773 | $26,501 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 18,808 | $26,331 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 38,415 | $26,065 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 23,294 | $25,856 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 11,060 | $25,549 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 17,004 | $25,507 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 10,506 | $25,425 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 29,138 | $25,364 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,217 | $25,236 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 18,433 | $24,884 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 83,694 | $24,715 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,994 | $24,707 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,853 | $24,507 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 12,574 | $24,268 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 38,130 | $24,022 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 11,245 | $23,839 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,954 | $23,024 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 13,773 | $22,588 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 43,346 | $22,324 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 30,403 | $22,185 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 41,678 | $22,089 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 14,282 | $21,851 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 25,313 | $21,655 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 25,543 | $21,201 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,350 | $21,094 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 11,014 | $20,926 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 11,755 | $20,924 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 22,947 | $20,884 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 45,353 | $20,862 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 49,698 | $20,804 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 22,304 | $20,723 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 40,367 | $20,587 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 31,578 | $20,324 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 22,561 | $20,305 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 53,001 | $19,536 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,493 | $19,412 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 29,991 | $19,194 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 15,429 | $18,823 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,703 | $18,525 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,866 | $18,246 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 10,080 | $18,245 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,164 | $18,194 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 47,851 | $18,193 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 49,267 | $18,180 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 10,661 | $17,377 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,434 | $17,199 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 10,164 | $17,076 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 14,735 | $16,946 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 58,405 | $16,938 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 25,268 | $16,929 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 17,569 | $16,666 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 12,578 | $16,100 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,788 | $15,950 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 29,303 | $15,610 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 25,818 | $15,491 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,711 | $15,317 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 16,171 | $15,079 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 15,155 | $14,852 | dollars as filed | |
| AUTHID INC | 46264C206 | COM NEW | 16,653 | $14,821 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 25,998 | $14,325 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 27,997 | $13,999 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 21,921 | $13,731 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 11,210 | $13,676 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,267 | $13,609 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,997 | $13,526 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 36,368 | $13,456 | dollars as filed | |
| XWELL INC COM NEW | 98420U703 | Stock | 66,929 | $13,433 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 12,042 | $13,367 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 25,381 | $13,350 | dollars as filed | |
| NULL | 84862C203 | NULL | 11,709 | $13,114 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 13,647 | $12,846 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,372 | $11,929 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 11,918 | $11,918 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 14,382 | $11,649 | dollars as filed | |
| AGILETHOUGHT INC | 00857F100 | COM | 15,458 | $11,594 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 14,599 | $11,416 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 23,033 | $11,286 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 13,151 | $10,810 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 28,484 | $10,539 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 23,233 | $10,466 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 29,239 | $10,379 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 18,901 | $10,320 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 41,796 | $10,031 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,294 | $9,859 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,596 | $9,778 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 42,197 | $9,705 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 20,095 | $9,646 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 3,350 | $9,514 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B105 | COM | 43,572 | $9,512 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 10,290 | $9,502 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 27,496 | $9,351 | dollars as filed | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 14,713 | $8,976 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 26,311 | $8,577 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 34,437 | $8,437 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 25,794 | $8,293 | dollars as filed | |
| AEYE INC | 008183105 | COM | 46,017 | $8,292 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 17,567 | $8,081 | dollars as filed | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 12,369 | $7,755 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 25,126 | $7,490 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,188 | $7,197 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 13,736 | $6,772 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,078 | $6,765 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 39,949 | $6,612 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 19,944 | $6,282 | dollars as filed | |
| XOS INC | 98423B108 | COM | 28,446 | $6,190 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 26,780 | $6,159 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 12,160 | $6,141 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 17,600 | $6,072 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 10,529 | $5,966 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 15,928 | $5,511 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 11,607 | $5,165 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,245 | $5,138 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 24,102 | $5,030 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 10,129 | $4,897 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 22,568 | $4,796 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 23,190 | $4,128 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 10,259 | $2,985 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 23,425 | $2,837 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 22,654 | $2,440 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 17,093 | $1,923 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1 | $17 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-23-000068 | this filing | 2023-08-03 | acceptance time not in the bulk data set |