13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-03, with 4,377 holding rows worth $476,394,975,638.
- Accession
- 0001390777-23-000068
- Filer
- CIK 1390777
- Filed
- 2023-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 28,681 entries on the cover page, a total value of $476,394,975,638 stated on the cover page (in dollars after the unit check, H1), rows summing to $476,394,975,638 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerBNY Mellon Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAZYDAYS HLDGS INC | 52110H100 | COM | 50,672 | $585,768 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 12,746 | $583,251 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 57,441 | $582,452 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 154,868 | $582,302 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,244 | $580,158 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,506 | $579,984 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 84,382 | $578,861 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 49,671 | $578,668 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 149,442 | $578,340 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 69,423 | $578,293 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,882 | $578,090 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 13,913 | $575,581 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,535 | $574,311 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 580,000 | $573,585 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,149 | $571,620 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,890 | $569,734 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 39,347 | $569,348 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 108,958 | $568,763 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 270,443 | $567,929 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 45,881 | $567,086 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 289,936 | $565,375 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 65,335 | $562,532 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 34,031 | $562,532 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 48,210 | $561,648 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 35,755 | $559,208 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,918 | $556,311 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 59,553 | $555,630 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 100,442 | $555,444 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 9,053 | $554,559 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 90,104 | $553,238 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 109,571 | $551,142 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 400,000 | $550,776 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 250,000 | $550,735 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 106,410 | $549,075 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 31,621 | $548,941 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 91,127 | $548,584 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 116,697 | $547,309 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 339,443 | $546,503 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 650,000 | $543,868 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 62,548 | $543,542 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 154,277 | $543,055 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,094 | $542,052 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $541,628 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 56,058 | $541,520 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,665 | $541,433 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 72,090 | $541,395 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,804 | $541,390 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 700,000 | $541,324 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 43,352 | $541,033 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 55,648 | $540,340 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 25,428 | $539,836 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 68,401 | $539,684 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 109,611 | $539,286 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 29,293 | $538,991 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $538,885 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 47,371 | $538,608 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 25,190 | $538,056 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,115 | $537,457 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 59,343 | $536,464 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,012 | $535,668 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 189,175 | $535,364 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 35,817 | $534,391 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 46,594 | $533,037 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 600,000 | $529,668 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 500,000 | $527,580 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 154,500 | $525,300 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 23,155 | $524,693 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 242,715 | $524,265 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 33,606 | $518,877 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 47,191 | $518,157 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 37,316 | $517,942 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 130,381 | $516,960 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 83,058 | $516,620 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 76,900 | $515,230 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 190,735 | $514,984 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 44,206 | $514,556 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 63,121 | $513,805 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,072 | $513,531 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 22,084 | $513,453 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 90,707 | $513,401 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 22,470 | $511,193 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 22,362 | $510,748 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 239,977 | $508,751 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 65,791 | $507,907 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20,287 | $507,783 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 161,175 | $507,701 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 27,277 | $507,352 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 76,870 | $505,805 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 71,787 | $505,381 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 400,000 | $504,520 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,089 | $503,564 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 356,861 | $503,173 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 700,000 | $502,453 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 134,633 | $499,489 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 432,700 | $497,604 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $497,212 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 74,724 | $495,421 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 58,723 | $495,035 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118,895 | $494,602 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 163,514 | $493,812 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 90,220 | $493,504 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 78,445 | $492,632 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 19,740 | $492,114 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 115,788 | $492,100 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,813 | $492,055 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,500 | $491,201 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,230 | $491,165 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 189,978 | $488,244 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 167,057 | $487,806 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 9,810 | $487,736 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 34,127 | $487,675 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 6,283 | $487,652 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 91,232 | $487,179 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 48,819 | $485,744 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $484,855 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 45,681 | $484,676 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 169,440 | $484,598 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 171,671 | $482,396 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,762 | $479,964 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 484,551 | $479,609 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 117,896 | $478,658 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 600,000 | $478,326 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 533,026 | $478,178 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 450,000 | $478,053 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $476,568 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 45,920 | $475,272 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 500,000 | $473,865 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 550,000 | $473,506 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,065 | $471,817 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 500,000 | $471,105 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 51,458 | $470,323 | dollars as filed | |
| SCHD | 808524797 | COM | 6,467 | $469,612 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 141,255 | $468,967 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40,320 | $468,518 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 23,573 | $468,042 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,002 | $468,014 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,625 | $467,974 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 27,232 | $467,029 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 20,255 | $465,859 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 17,728 | $465,183 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 45,426 | $465,163 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 45,592 | $461,847 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 500,000 | $460,610 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 17,169 | $459,436 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 370,099 | $458,922 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 500,000 | $457,655 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 90,185 | $457,237 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 48,488 | $455,787 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 40,008 | $455,291 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 16,634 | $455,103 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 62,472 | $453,547 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 58,295 | $452,365 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $452,315 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 373,124 | $451,480 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 51,756 | $450,276 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 136,840 | $448,835 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,601 | $448,397 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 45,137 | $448,210 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $448,200 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 42,746 | $447,974 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 500,000 | $447,250 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 112,735 | $446,431 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,619 | $446,282 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 26,060 | $445,618 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 500,000 | $444,405 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 500,000 | $444,165 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 65,065 | $443,743 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 13,802 | $443,734 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,791 | $442,576 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 61,104 | $442,392 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 30,673 | $441,384 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 198,620 | $440,936 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $440,460 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,571 | $440,060 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 330,222 | $439,196 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 44,782 | $438,864 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 73,482 | $438,688 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 114,503 | $438,546 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 149,125 | $438,427 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,364 | $432,062 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 500,000 | $431,226 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 56,073 | $429,519 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,057 | $429,074 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $424,625 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $423,242 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,564 | $423,066 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,797 | $422,486 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 53,120 | $421,774 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 285,607 | $419,843 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,643 | $419,291 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 10,429 | $418,203 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,205 | $418,178 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 92,626 | $416,817 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 500,000 | $416,680 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 500,000 | $416,610 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 102,645 | $413,661 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,493 | $412,257 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 21,152 | $412,251 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 342,324 | $410,789 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 62,338 | $408,938 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 120,466 | $407,175 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 8,329 | $407,104 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 72,634 | $406,750 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,544 | $404,120 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $403,552 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 14,852 | $403,237 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 8,740 | $402,827 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 408,208 | $400,044 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 45,242 | $399,483 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 133,004 | $399,012 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 316,028 | $398,196 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 148,531 | $395,092 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 11,598 | $394,448 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 164,907 | $394,127 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,208 | $394,048 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,606 | $392,076 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,427 | $388,929 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,383 | $387,675 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 334,050 | $387,498 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $387,000 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 28,784 | $386,285 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 24,690 | $384,910 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 49,767 | $384,698 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 30,820 | $384,018 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 122,223 | $383,780 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $383,768 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,379 | $382,960 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 13,069 | $382,003 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 304,148 | $380,186 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 450,000 | $379,733 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,478 | $379,144 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 50,480 | $378,600 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,572 | $378,551 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,395 | $377,116 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 103,154 | $376,512 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 400,000 | $375,540 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 62,824 | $373,803 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 62,258 | $373,546 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 12,911 | $373,236 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 211,733 | $372,650 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 212,422 | $371,738 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 34,671 | $371,326 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,544 | $370,478 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 35,320 | $370,158 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,815 | $369,920 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 400,000 | $369,764 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 64,038 | $369,499 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 51,265 | $368,596 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 9,092 | $365,301 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $365,024 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 77,410 | $363,827 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 20,051 | $362,722 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 35,512 | $362,222 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 139,536 | $361,398 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 12,373 | $361,167 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,985 | $361,120 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,278 | $359,818 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 142,715 | $359,642 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 31,164 | $359,321 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,642 | $353,071 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 10,055 | $352,931 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 400,000 | $351,148 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 46,381 | $351,106 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 24,607 | $350,404 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,140 | $350,148 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 57,675 | $349,507 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,550 | $349,037 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $345,321 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 7,017 | $344,580 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 400,000 | $343,036 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 186,840 | $341,917 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $341,545 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 83,264 | $341,383 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,191 | $339,218 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,495 | $339,189 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $339,132 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 38,066 | $337,645 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 24,028 | $337,353 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 73,163 | $337,281 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 400,000 | $337,028 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 97,654 | $336,907 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 45,752 | $335,819 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 200,000 | $335,506 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 12,865 | $335,255 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 108,209 | $334,366 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 48,707 | $333,157 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 55,693 | $330,816 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $330,744 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 36,951 | $330,342 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,982 | $328,908 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 75,492 | $325,371 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,937 | $324,661 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 31,774 | $323,464 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 57,965 | $322,285 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,769 | $322,025 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 24,795 | $321,343 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,412 | $319,971 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,557 | $318,768 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 96,474 | $318,365 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 30,492 | $317,419 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 17,322 | $316,127 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 86,053 | $315,815 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 11,326 | $315,208 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 131,867 | $315,162 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $315,028 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 400,000 | $314,912 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 33,631 | $314,786 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,750 | $314,419 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 41,081 | $312,626 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 25,655 | $312,478 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 157,466 | $311,782 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 97,402 | $311,686 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 308,267 | $311,349 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 36,045 | $310,709 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 103,804 | $310,374 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 56,610 | $308,522 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 218,442 | $308,003 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 33,699 | $307,670 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 45,473 | $307,397 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 97,838 | $306,232 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 9,354 | $306,063 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 19,150 | $305,826 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 34,063 | $304,863 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 12,098 | $303,230 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 400,000 | $301,876 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 44,773 | $301,321 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 80,155 | $300,581 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 13,662 | $300,564 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 74,747 | $300,482 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 70,425 | $300,011 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,838 | $299,445 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 19,407 | $298,280 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $297,900 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 25,141 | $296,915 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,354 | $296,282 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 28,734 | $294,524 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 146,920 | $293,840 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 24,042 | $293,554 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $293,019 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 33,076 | $292,726 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 32,811 | $292,674 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 85,621 | $291,111 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,767 | $289,615 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $289,011 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,648 | $288,986 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,117 | $288,900 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,819 | $288,660 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 300,000 | $288,384 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,636 | $287,403 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 41,180 | $287,026 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 35,202 | $286,897 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $286,182 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,940 | $284,378 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,928 | $283,651 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 63,560 | $283,479 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 300,000 | $283,356 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 819 | $283,343 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 35,850 | $283,215 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $282,750 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 300,000 | $282,186 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,598 | $281,991 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 13,596 | $280,767 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,796 | $280,711 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 97,070 | $280,531 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 227,798 | $280,191 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 40,474 | $277,652 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $277,557 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 16,791 | $277,555 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,402 | $277,113 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 13,223 | $276,361 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 120,156 | $276,359 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 51,585 | $275,464 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $275,256 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $273,754 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 156,421 | $273,737 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 75,968 | $273,485 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 26,698 | $273,387 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 317,520 | $273,195 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 46,659 | $272,486 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 29,931 | $272,372 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 300,000 | $272,082 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 68,415 | $271,606 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 141,649 | $270,550 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,955 | $270,488 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10,569 | $269,298 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 39,821 | $267,995 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 52,316 | $263,671 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 11,162 | $262,531 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,495 | $259,279 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,261 | $259,154 | dollars as filed | |
| AYRO INC | 054748108 | COM | 378,358 | $259,138 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 26,720 | $258,382 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 300,000 | $258,075 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 177,677 | $257,631 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $257,553 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 88,859 | $256,802 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $256,686 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 53,353 | $256,628 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 16,909 | $255,495 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,442 | $255,282 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 72,268 | $255,106 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 9,827 | $254,918 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 23,659 | $254,569 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $254,520 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,544 | $253,609 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 30,117 | $253,284 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,587 | $252,329 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 11,850 | $249,078 | dollars as filed | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 215,941 | $248,332 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 204,059 | $246,912 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 43,530 | $246,815 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 51,445 | $246,679 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $245,838 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 100,864 | $245,100 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $245,091 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,571 | $244,599 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,231 | $244,517 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 26,778 | $243,680 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 10,709 | $243,522 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 77,014 | $243,364 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,001 | $243,140 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,499 | $242,540 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,885 | $242,407 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 102,074 | $241,915 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 31,117 | $241,779 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,348 | $241,257 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 200,000 | $240,254 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,676 | $238,324 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 200,000 | $237,834 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 300,000 | $237,750 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 250,000 | $237,168 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 71,854 | $237,117 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 6,136 | $236,417 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,528 | $234,785 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 107,161 | $234,683 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,898 | $229,778 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 64,058 | $228,687 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 95,676 | $228,666 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $228,078 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 31,902 | $225,865 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 104,896 | $225,526 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,277 | $225,096 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,351 | $224,641 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,143 | $224,204 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 11,260 | $221,934 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 130,503 | $220,550 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 200,000 | $220,348 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 200,000 | $219,952 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,850 | $218,032 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,156 | $217,752 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 35,067 | $217,062 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,923 | $216,638 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 87,777 | $215,054 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,522 | $213,339 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,885 | $213,116 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 200,000 | $212,272 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 150,000 | $212,082 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 35,198 | $211,188 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,242 | $210,800 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 19,901 | $210,155 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,699 | $210,131 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 250,000 | $210,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,685 | $209,747 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 31,798 | $208,595 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,319 | $208,068 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 5,675 | $207,858 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 200,000 | $207,532 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,034,341 | $206,868 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 50,312 | $206,279 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 62,322 | $205,663 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 200,000 | $201,728 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 6,567 | $201,396 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 168,971 | $201,075 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 200,000 | $200,750 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 17,517 | $200,749 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 171 | $200,489 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 91,455 | $196,628 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 30,775 | $196,345 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,667 | $195,806 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 79,428 | $195,393 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 75,024 | $195,062 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65,285 | $194,550 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 200,000 | $194,400 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,349 | $193,793 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $193,574 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 17,313 | $193,213 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 10,872 | $193,087 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 99,763 | $192,543 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 85,729 | $192,033 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,600 | $191,520 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,333 | $190,500 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,488 | $190,189 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $188,300 | dollars as filed | call |
| BIONANO GENOMICS INC | 09075F107 | COM | 308,502 | $188,186 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 52,418 | $188,181 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 33,071 | $187,513 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,100 | $186,806 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 13,532 | $185,800 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 53,048 | $185,136 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,570 | $183,103 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-23-000068 | this filing | 2023-08-03 | acceptance time not in the bulk data set |