13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 4,202 holding rows worth $459,068,769,000.
- Accession
- 0001390777-21-000023
- Filer
- CIK 1390777
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 23,839 entries on the cover page, a total value of $459,068,769,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,068,769,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNeuberger Berman Investment Advisers LLC 028-17085
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DONNELLEY R R & SONS CO | 257867200 | COM | 77,199 | $175,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 22,854 | $175,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 16,190 | $175,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 67,735 | $175,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 139,944 | $175,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 21,886 | $174,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 33,183 | $170,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 36,581 | $169,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 25,963 | $169,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 192,850 | $166,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 16,799 | $165,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,255 | $163,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 42,575 | $163,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 51,969 | $160,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,278 | $159,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 78,808 | $158,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 31,444 | $154,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 52,164 | $154,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 29,884 | $153,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 18,810 | $152,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 79,808 | $152,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 30,336 | $149,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 93,507 | $148,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 69,504 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,185 | $146,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 81,825 | $144,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 46,843 | $144,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 30,862 | $143,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,786 | $142,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,126 | $141,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,000 | $140,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 79,069 | $140,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 22,999 | $139,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,673 | $138,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,147 | $137,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 94,877 | $137,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,545 | $136,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 19,699 | $136,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 103,515 | $135,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 108,301 | $134,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 116,035 | $133,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,032 | $130,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 36,965 | $125,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 19,383 | $124,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 26,194 | $123,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,126 | $122,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 13,577 | $121,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 17,543 | $121,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 56,397 | $121,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 24,134 | $119,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 47,261 | $118,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 11,046 | $118,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 46,445 | $115,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 52,629 | $113,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 57,686 | $112,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 79,972 | $112,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 17,466 | $111,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 26,152 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,413 | $109,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 32,983 | $109,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 50,783 | $107,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 26,949 | $107,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 25,129 | $106,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,979 | $105,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 38,592 | $105,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,569 | $104,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 37,598 | $104,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,734 | $97,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,269 | $97,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 28,096 | $97,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 41,218 | $95,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 141,318 | $95,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,406 | $95,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 13,039 | $95,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 16,109 | $94,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 28,970 | $93,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 56,477 | $93,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 11,583 | $93,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 40,772 | $92,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 13,447 | $91,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 40,945 | $90,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 16,825 | $89,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 14,857 | $89,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,848 | $89,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,285 | $88,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 17,660 | $88,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 15,820 | $88,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,656 | $87,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 16,115 | $86,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 35,789 | $85,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 83,920 | $85,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 21,322 | $85,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 13,888 | $84,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 60,886 | $83,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 17,733 | $82,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 15,261 | $82,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,672 | $82,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 44,737 | $81,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 12,144 | $81,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 20,429 | $80,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 29,236 | $79,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 27,061 | $79,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 36,364 | $78,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,759 | $78,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 23,454 | $77,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 57,393 | $77,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,058 | $75,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,031 | $74,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 46,189 | $73,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 37,084 | $72,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 41,605 | $72,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 16,243 | $72,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 23,596 | $71,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,530 | $71,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 11,453 | $70,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 17,701 | $70,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,865 | $70,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,409 | $67,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 49,346 | $67,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 31,709 | $66,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 49,161 | $64,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 21,845 | $63,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 25,153 | $63,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 20,824 | $63,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 11,992 | $62,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 21,816 | $62,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 16,797 | $62,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 69,775 | $61,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,214 | $60,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 19,855 | $59,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 44,195 | $58,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,728 | $58,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 21,009 | $58,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 15,280 | $57,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,057 | $56,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 16,294 | $56,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,118 | $55,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 28,468 | $55,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,689 | $54,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,812 | $53,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,901 | $52,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 32,294 | $51,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 28,004 | $50,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 20,266 | $49,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 32,641 | $48,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,288 | $48,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,441 | $48,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 18,700 | $47,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 25,000 | $47,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,615 | $46,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 18,277 | $46,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 68,029 | $46,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,369 | $45,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 19,896 | $44,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 13,353 | $44,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 27,759 | $43,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 23,457 | $43,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 47,346 | $42,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,183 | $41,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 45,007 | $41,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,708 | $37,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 12,936 | $37,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,248 | $37,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 17,001 | $37,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 17,488 | $36,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,626 | $36,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 28,469 | $36,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 16,229 | $36,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 13,726 | $36,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,410 | $33,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 24,151 | $33,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 16,632 | $33,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 29,127 | $33,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,982 | $32,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 15,614 | $32,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 48,680 | $32,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,020 | $30,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 16,664 | $29,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,623 | $28,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 29,736 | $28,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 33,989 | $27,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 21,887 | $26,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 12,436 | $24,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,691 | $24,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,940 | $22,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,240 | $21,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,207 | $20,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 38,483 | $18,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 25,200 | $17,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,757 | $17,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 40,446 | $17,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 21,222 | $17,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 45,861 | $16,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,600 | $15,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,000 | $14,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,470 | $13,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,897 | $13,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 21,667 | $11,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,000 | $10,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,645 | $9,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 17,659 | $7,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 10,386 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000023 | this filing | 2021-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000036 | added | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000091 | added | 2021-10-08 | acceptance time not in the bulk data set |