13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 4,202 holding rows worth $459,068,769,000.
- Accession
- 0001390777-21-000023
- Filer
- CIK 1390777
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 23,839 entries on the cover page, a total value of $459,068,769,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,068,769,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNeuberger Berman Investment Advisers LLC 028-17085
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANNEXON INC | 03589W102 | COM | 60,281 | $1,508,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 103,283 | $1,508,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 16,477 | $1,506,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 900,000 | $1,503,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 121,098 | $1,501,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 122,582 | $1,499,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 724,609 | $1,499,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 287,682 | $1,499,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 82,173 | $1,496,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 40,705 | $1,496,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,491,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 69,071 | $1,490,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 83,851 | $1,488,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,437 | $1,482,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 175,315 | $1,482,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 48,115 | $1,481,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 136,141 | $1,477,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 99,596 | $1,463,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,462,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 17,954 | $1,459,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 44,374 | $1,459,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 51,385 | $1,452,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 43,668 | $1,451,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 339,184 | $1,445,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 140,734 | $1,444,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 264,320 | $1,444,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 26,863 | $1,440,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 114,946 | $1,438,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 51,762 | $1,437,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 149,560 | $1,431,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 140,997 | $1,431,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 24,927 | $1,430,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 105,776 | $1,427,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 25,066 | $1,426,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 81,293 | $1,425,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 51,777 | $1,423,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 20,206 | $1,423,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 93,145 | $1,421,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 58,926 | $1,415,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,235 | $1,413,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 38,943 | $1,411,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 51,954 | $1,408,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 37,297 | $1,402,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 46,832 | $1,402,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 50,539 | $1,397,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 41,260 | $1,396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 91,417 | $1,395,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 29,526 | $1,395,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 149,755 | $1,393,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 256,004 | $1,388,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 187,525 | $1,387,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,622 | $1,386,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 650,925 | $1,386,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 41,039 | $1,385,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 36,599 | $1,381,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 316,334 | $1,373,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 39,971 | $1,369,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 29,898 | $1,363,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 213,418 | $1,363,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,674 | $1,362,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 59,238 | $1,362,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 82,908 | $1,362,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 94,454 | $1,361,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 69,883 | $1,355,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 120,043 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,750 | $1,354,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,200,000 | $1,353,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 50,865 | $1,352,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000,000 | $1,352,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 156,329 | $1,351,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 81,569 | $1,351,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 70,320 | $1,350,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,341 | $1,349,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,129 | $1,348,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 43,220 | $1,347,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,350,000 | $1,343,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 49,601 | $1,339,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 68,711 | $1,336,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 146,952 | $1,334,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 100,981 | $1,332,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,331,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 131,532 | $1,329,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 68,587 | $1,328,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,063 | $1,326,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,324,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 11,033 | $1,319,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 19,112 | $1,315,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 44,676 | $1,308,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 59,251 | $1,308,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 41,992 | $1,302,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 49,447 | $1,299,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,298,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 70,191 | $1,298,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,296,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 53,842 | $1,294,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,292,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 737,928 | $1,292,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 155,903 | $1,291,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 46,120 | $1,291,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 58,672 | $1,291,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 80,965 | $1,290,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 50,359 | $1,288,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 50,409 | $1,288,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 436,218 | $1,287,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 65,286 | $1,286,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 20,641 | $1,285,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 104,498 | $1,284,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 32,840 | $1,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,037 | $1,281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 36,144 | $1,280,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 243,233 | $1,280,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 156,774 | $1,279,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 76,503 | $1,276,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 83,091 | $1,276,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 106,646 | $1,274,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 178,227 | $1,274,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 193,142 | $1,269,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 30,889 | $1,267,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 146,316 | $1,265,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 83,222 | $1,263,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 81,792 | $1,262,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 99,487 | $1,258,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 85,255 | $1,257,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 40,060 | $1,254,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 82,501 | $1,254,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 67,366 | $1,254,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 238,557 | $1,246,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 83,611 | $1,245,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 281,622 | $1,245,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 78,367 | $1,241,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16,247 | $1,239,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 77,811 | $1,239,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 54,945 | $1,238,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 62,234 | $1,238,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 140,989 | $1,238,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 34,109 | $1,237,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 51,009 | $1,237,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 245,388 | $1,237,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 103,409 | $1,235,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 49,541 | $1,234,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,232,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,300,000 | $1,231,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 39,554 | $1,225,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 53,672 | $1,218,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,870 | $1,217,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 75,590 | $1,216,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 101,371 | $1,216,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 130,125 | $1,213,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,002,709 | $1,213,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 415,624 | $1,209,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 207,619 | $1,209,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 36,874 | $1,206,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 24,007 | $1,202,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 157,810 | $1,198,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 87,413 | $1,198,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 52,686 | $1,196,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,196,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,200,000 | $1,196,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 29,630 | $1,195,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 120,865 | $1,194,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 45,354 | $1,192,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 65,090 | $1,188,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 150,799 | $1,187,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 174,695 | $1,185,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 88,592 | $1,172,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 91,799 | $1,171,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 23,613 | $1,170,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,487 | $1,162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,204 | $1,160,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,200,000 | $1,158,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 176,411 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 42,358 | $1,151,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 40,241 | $1,151,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 166,967 | $1,150,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $1,146,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 59,271 | $1,145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 20,358 | $1,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 16,480 | $1,143,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 167,601 | $1,143,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 232,683 | $1,143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,134 | $1,142,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 101,581 | $1,141,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 199,304 | $1,140,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 54,823 | $1,137,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 36,868 | $1,136,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,000,000 | $1,136,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 137,496 | $1,133,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 131,598 | $1,130,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 84,908 | $1,127,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 45,478 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,562 | $1,121,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 18,099 | $1,120,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 37,367 | $1,116,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 56,117 | $1,113,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 51,507 | $1,112,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 84,845 | $1,106,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 99,819 | $1,105,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 189,998 | $1,104,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $1,100,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 42,226 | $1,098,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 70,112 | $1,097,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 33,399 | $1,097,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 750,000 | $1,097,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 36,533 | $1,096,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 28,958 | $1,095,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 60,162 | $1,091,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,579 | $1,089,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,100,000 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 37,094 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 46,462 | $1,082,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 72,507 | $1,081,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 64,336 | $1,081,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 88,297 | $1,077,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 187,594 | $1,074,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,072,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 85,717 | $1,071,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 23,879 | $1,070,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 74,067 | $1,068,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 260,375 | $1,068,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 431,829 | $1,067,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 500,000 | $1,062,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 52,373 | $1,062,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 152,066 | $1,058,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 63,863 | $1,058,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 47,364 | $1,054,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 110,405 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,991 | $1,051,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 34,413 | $1,049,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 111,713 | $1,049,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 194,051 | $1,048,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 700,000 | $1,048,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 29,573 | $1,046,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 41,498 | $1,037,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 16,488 | $1,036,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 168,932 | $1,033,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 586,077 | $1,032,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 278,270 | $1,032,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 21,674 | $1,029,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 20,297 | $1,028,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 118,037 | $1,021,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 67,202 | $1,021,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 210,797 | $1,018,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 38,315 | $1,013,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 29,176 | $1,012,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 48,094 | $1,009,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 60,931 | $1,008,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $1,008,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 900,000 | $1,007,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 30,922 | $1,003,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 368,807 | $1,000,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 145,269 | $999,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $996,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 63,781 | $995,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 59,047 | $986,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 62,118 | $976,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 39,137 | $976,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 51,218 | $974,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 140,931 | $973,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 55,954 | $971,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $968,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 62,037 | $967,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $964,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64,721 | $959,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,030 | $954,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 19,423 | $952,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 14,735 | $951,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 81,799 | $950,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 120,542 | $949,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 52,750 | $948,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 36,052 | $943,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 36,720 | $942,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 60,112 | $941,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 28,341 | $939,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 62,551 | $938,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 142,742 | $937,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 37,175 | $936,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $936,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 400,000 | $936,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 51,886 | $935,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 38,611 | $933,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 160,823 | $933,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 37,693 | $932,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $931,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 58,305 | $925,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 46,776 | $925,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 199,807 | $925,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 198,257 | $922,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $922,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,250 | $920,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 86,299 | $918,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 36,733 | $918,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 27,816 | $917,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 347,407 | $917,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $916,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 194,517 | $915,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 112,236 | $914,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 72,519 | $914,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36,722 | $913,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 68,616 | $912,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 53,632 | $911,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 37,741 | $910,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $910,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 119,862 | $909,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,092 | $907,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,192 | $906,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 51,538 | $903,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,050,000 | $903,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 47,008 | $902,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 170,511 | $896,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 85,662 | $889,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 240,966 | $887,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 143,514 | $886,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 7,504 | $886,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 37,089 | $885,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 16,150 | $884,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 20,666 | $884,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 14,611 | $884,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,183 | $883,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 700,000 | $883,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 484,712 | $882,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 405,001 | $879,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 44,960 | $879,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 118,655 | $877,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 67,928 | $875,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 700,000 | $875,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 164,548 | $874,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 181,618 | $872,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 51,274 | $870,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 124,444 | $870,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 549,611 | $869,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 132,929 | $867,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 63,265 | $867,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 45,329 | $861,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $861,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 400,000 | $859,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 45,278 | $858,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 40,417 | $857,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 97,276 | $857,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 700,000 | $856,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 69,472 | $855,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 297,538 | $849,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,571 | $849,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 76,274 | $847,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,282 | $845,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,860 | $844,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 89,981 | $841,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 118,806 | $837,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 30,110 | $832,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 93,874 | $830,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 390,647 | $829,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 131,851 | $825,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 54,577 | $824,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 76,796 | $823,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 29,345 | $822,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $822,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 166,153 | $818,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,701 | $817,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 47,906 | $816,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 58,881 | $814,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 122,294 | $814,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 61,674 | $812,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 149,216 | $810,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 112,362 | $809,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 750,000 | $807,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 376,440 | $806,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 110,173 | $805,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 253,374 | $803,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $802,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,133 | $801,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 106,559 | $801,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 157,011 | $800,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 42,523 | $799,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 303,851 | $799,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 203,878 | $798,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 800,000 | $798,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 62,225 | $798,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,750 | $797,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 51,408 | $797,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 51,954 | $788,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 109,255 | $787,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 27,705 | $786,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 28,496 | $785,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,734 | $782,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12,512 | $782,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 700,000 | $781,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 52,002 | $780,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 110,416 | $779,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 280,369 | $779,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 33,526 | $773,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 153,564 | $771,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 7,786 | $771,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 67,687 | $771,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 50,663 | $770,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 600,225 | $769,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 101,419 | $769,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,591 | $768,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 126,899 | $768,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 35,025 | $767,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 41,585 | $766,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 75,581 | $764,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 54,843 | $762,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 18,417 | $761,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 161,310 | $758,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,504 | $754,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 29,351 | $754,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 400,000 | $753,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 14,580 | $753,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 119,601 | $751,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 28,575 | $747,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 121,306 | $746,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 324,440 | $743,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 36,949 | $742,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 22,109 | $742,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 68,739 | $741,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 69,999 | $740,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,326 | $738,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 99,138 | $737,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 102,270 | $737,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 165,578 | $734,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 31,430 | $733,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 19,663 | $733,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 57,411 | $733,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,400 | $732,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 61,774 | $732,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 97,030 | $731,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 73,783 | $731,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 21,515 | $730,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 62,421 | $730,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 94,073 | $729,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 25,472 | $727,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 22,037 | $727,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 700,000 | $726,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 186,321 | $725,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 27,372 | $724,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 16,089 | $721,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 60,755 | $721,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $719,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 182,189 | $718,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 219,993 | $717,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 26,980 | $716,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 52,083 | $712,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 53,646 | $708,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 58,446 | $707,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 29,320 | $706,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 46,665 | $703,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 75,628 | $699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,652 | $697,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 213,520 | $696,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 66,379 | $695,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,282 | $694,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,930 | $690,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 29,819 | $690,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $689,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 97,629 | $688,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 181,793 | $688,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 25,744 | $687,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 269,815 | $687,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 88,441 | $681,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 48,391 | $678,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 104,619 | $677,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 59,995 | $677,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 409,735 | $676,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 85,270 | $673,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 38,751 | $667,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 24,094 | $665,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 219,577 | $665,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 58,132 | $665,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 28,358 | $664,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 26,831 | $661,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 400,000 | $661,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 29,262 | $658,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 126,599 | $656,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $654,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 149,593 | $650,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 18,852 | $649,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 37,026 | $649,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58,140 | $648,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,239 | $646,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,295 | $642,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 67,999 | $641,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 187,595 | $641,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $640,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 331,836 | $637,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 27,094 | $637,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 77,743 | $637,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 172,664 | $637,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 35,789 | $635,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 115,212 | $634,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 84,909 | $631,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 21,272 | $630,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 600,000 | $630,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 181,834 | $629,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 34,241 | $629,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 150,368 | $627,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 56,330 | $627,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 17,493 | $625,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 19,984 | $625,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 95,000 | $624,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 40,464 | $619,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 90,436 | $619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000023 | this filing | 2021-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000036 | added | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000091 | added | 2021-10-08 | acceptance time not in the bulk data set |