13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 4,205 holding rows worth $366,519,951,000.
- Accession
- 0001390777-19-000081
- Filer
- CIK 1390777
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 19,292 entries on the cover page, a total value of $366,519,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,519,951,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYBEROPTICS CORP COM | 232517102 | Stock | 37,497 | $609,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 32,238 | $607,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 21,671 | $607,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 55,630 | $605,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 71,480 | $605,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 22,000 | $604,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 81,374 | $603,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,161 | $602,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 102,579 | $601,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 202,973 | $601,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 400,000 | $601,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 98,359 | $600,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 504,000 | $599,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 23,941 | $598,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,732 | $595,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,369 | $595,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 40,636 | $594,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $594,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 58,297 | $593,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 121,773 | $593,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 127,122 | $591,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 15,431 | $590,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 33,317 | $587,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $584,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,419 | $583,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 156,555 | $583,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 500,000 | $582,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 41,417 | $581,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 33,947 | $579,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 40,273 | $575,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,315 | $572,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 200,000 | $572,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 41,399 | $571,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 137,060 | $569,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 494,435 | $568,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 53,547 | $568,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 11,221 | $567,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 71,168 | $567,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 21,105 | $565,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 132,724 | $563,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 550,000 | $563,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,621 | $560,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 39,758 | $560,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 87,146 | $558,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 133,412 | $558,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 21,863 | $557,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $556,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,451 | $555,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,750 | $554,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 66,398 | $554,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 74,220 | $552,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21,948 | $551,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 20,195 | $548,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,500 | $546,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 23,336 | $541,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 25,887 | $540,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 15,523 | $540,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 17,400 | $539,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 604,000 | $539,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 167,926 | $537,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 25,881 | $535,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 61,425 | $534,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 107,464 | $534,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 26,341 | $534,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 20,928 | $533,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 500,000 | $533,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,700 | $532,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 136,096 | $531,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 25,000 | $529,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,644 | $527,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 13,641 | $526,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 78,295 | $526,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $525,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 84,548 | $524,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 51,750 | $522,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 96,076 | $521,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 500,000 | $519,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 23,514 | $518,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 28,042 | $518,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 54,271 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,250 | $516,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 21,778 | $516,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 324,620 | $516,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $516,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,771 | $516,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 17,618 | $515,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 471,238 | $514,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 56,385 | $513,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 114,933 | $509,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 108,505 | $509,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 33,397 | $508,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 500,000 | $507,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 34,567 | $506,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 79,261 | $506,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 14,970 | $505,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 70,214 | $505,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 56,191 | $505,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 505,000 | $505,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 27,700 | $503,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 300,000 | $503,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 250,000 | $503,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 38,169 | $501,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 505,000 | $501,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 200,000 | $499,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,538 | $498,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 16,209 | $498,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 331,792 | $498,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 185,219 | $498,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 35,256 | $497,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,942 | $496,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 43,515 | $496,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 500,000 | $496,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 138,916 | $495,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 29,161 | $494,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 39,959 | $493,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 201,651 | $491,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 73,241 | $489,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 30,121 | $488,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 17,953 | $488,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 91,335 | $486,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 550,000 | $486,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 64,376 | $481,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,336 | $480,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,004 | $479,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 151,509 | $478,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 18,891 | $477,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 7,191 | $476,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 44,980 | $476,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,312 | $475,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 14,153 | $474,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 61,067 | $473,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 20,614 | $470,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 46,577 | $468,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 18,422 | $467,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 27,478 | $466,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 54,339 | $465,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 450,000 | $465,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 105,467 | $464,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 45,404 | $464,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 12,137 | $463,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 350,000 | $462,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 89,873 | $462,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 56,173 | $459,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 183,255 | $458,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,910 | $456,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,508 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,238 | $454,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 300,000 | $454,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,670 | $453,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 75,353 | $452,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 133,389 | $449,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 408,904 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,709 | $448,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 250,000 | $448,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,164 | $447,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 135,740 | $447,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 36,330 | $446,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 17,522 | $445,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 500,000 | $445,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 27,745 | $444,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 57,497 | $443,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 52,985 | $443,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,696 | $441,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 21,544 | $439,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 29,870 | $438,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 37,608 | $437,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 34,973 | $436,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 85,483 | $435,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 107,201 | $434,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 22,130 | $433,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 30,473 | $431,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 107,819 | $430,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 71,737 | $427,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 26,939 | $426,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 168,127 | $424,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 8,425 | $424,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,680 | $423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 11,285 | $423,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,100 | $421,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 85,021 | $421,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 400,000 | $421,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,183 | $420,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 9,308 | $420,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,153 | $418,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,528 | $418,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 300,000 | $418,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 46,047 | $418,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 22,044 | $418,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 10,860 | $417,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 31,466 | $415,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 182,115 | $412,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 15,300 | $412,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 71,247 | $410,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 52,315 | $409,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 17,108 | $409,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 16,322 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,823 | $407,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,435 | $407,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 98,467 | $406,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 25,800 | $404,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 53,136 | $403,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 12,140 | $402,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 52,098 | $402,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 230,855 | $402,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,000 | $398,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 400,000 | $398,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,322 | $397,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 87,433 | $397,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 47,067 | $397,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 95,315 | $395,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 34,279 | $395,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 31,506 | $394,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 43,599 | $392,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 30,172 | $392,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 48,536 | $391,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,451 | $390,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 7,750 | $390,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 177,480 | $389,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 28,340 | $388,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,144 | $387,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 22,644 | $387,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 150,000 | $384,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 9,747 | $382,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 13,183 | $382,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 250,000 | $382,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 132,136 | $381,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,715 | $381,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 40,816 | $381,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 26,444 | $378,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 200,000 | $375,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 12,707 | $374,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 306,199 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,033 | $373,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 12,713 | $372,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $372,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 95,460 | $368,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 165,209 | $362,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,800 | $361,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 23,229 | $360,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 233,369 | $360,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,169 | $356,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 304,000 | $354,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 96,112 | $354,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,645 | $352,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 16,791 | $351,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,570 | $351,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 26,967 | $351,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,987 | $350,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 400,000 | $350,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,600 | $349,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,792 | $349,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,207 | $349,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,444 | $347,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 30,472 | $347,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 250,000 | $347,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,001 | $343,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 90,124 | $343,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,152 | $343,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 55,992 | $342,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 70,171 | $342,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,511 | $340,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 352,000 | $339,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 71,443 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,552 | $338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 11,619 | $337,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 6,586 | $337,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 309,000 | $337,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 81,175 | $337,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,758 | $336,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 19,831 | $335,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 245 | $334,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,314 | $333,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 110,039 | $333,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 14,333 | $333,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 153,781 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,912 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,347 | $331,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 93,356 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,950 | $330,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 5,277 | $329,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 49,377 | $328,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 114,093 | $327,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 74,762 | $326,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 25,004 | $325,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,354 | $324,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 161,873 | $322,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 23,457 | $321,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 15,000 | $321,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 34,174 | $321,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 82,176 | $317,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 41,972 | $317,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 100,672 | $315,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 57,428 | $312,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 51,798 | $311,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 30,494 | $310,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 12,873 | $310,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,921 | $309,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,786 | $308,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 5,620 | $306,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 38,654 | $306,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 15,717 | $305,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 33,731 | $304,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 13,063 | $304,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 15,690 | $302,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 300,000 | $300,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 250,000 | $300,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 22,002 | $297,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 21,262 | $296,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 26,547 | $296,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 66,545 | $295,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 22,739 | $295,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,323 | $294,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,828 | $292,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 166,872 | $292,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 300,000 | $291,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 31,155 | $290,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 30,965 | $290,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 200,000 | $286,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,703 | $285,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 27,384 | $284,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,794 | $283,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 22,065 | $282,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,110 | $279,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,443 | $279,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 275,000 | $279,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 49,631 | $277,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 36,936 | $277,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,467 | $276,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 26,662 | $274,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 216,897 | $274,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 47,889 | $273,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,422 | $272,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 14,696 | $272,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 106,900 | $269,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 26,366 | $269,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 75,829 | $269,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 215,533 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,043 | $267,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 17,500 | $266,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 7,957 | $266,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 48,241 | $266,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 89,342 | $265,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 74,198 | $264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,614 | $262,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 60,618 | $262,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 19,778 | $262,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,991 | $262,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,000 | $261,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 7,560 | $260,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 153,281 | $260,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,182 | $258,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 750,507 | $257,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 51,199 | $255,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,500 | $254,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,089 | $254,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,895 | $254,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 32,222 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,474 | $251,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 258,000 | $251,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,404 | $250,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 116,289 | $250,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 31,040 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 7,861 | $248,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 206 | $247,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 21,935 | $246,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 250,000 | $245,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 149,870 | $245,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 250,000 | $244,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 29,584 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,810 | $240,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 43,215 | $239,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,335 | $238,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,809 | $238,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 152,365 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,415 | $236,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,545 | $236,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 225,000 | $231,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,400 | $230,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 62,713 | $230,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 144,492 | $228,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 157,594 | $226,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 250,000 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,250 | $225,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 42,467 | $225,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 17,345 | $225,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 46,659 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,436 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,420 | $221,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,443 | $220,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,014 | $220,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $217,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 6,823 | $217,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 250,000 | $217,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 24,909 | $216,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,921 | $216,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 32,439 | $215,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,846 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 7,321 | $212,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,000 | $212,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,963 | $211,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 18,877 | $211,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 17,140 | $211,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 23,389 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 4,110 | $211,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 27,545 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,050 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 9,275 | $210,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 13,990 | $210,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 88,059 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,190 | $208,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 17,940 | $208,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 39,130 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,531 | $207,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 84,243 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,938 | $206,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,924 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,375 | $205,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 56,174 | $205,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 63,951 | $205,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,867 | $204,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,330 | $204,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 37,743 | $203,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,431 | $202,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 16,184 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,847 | $200,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,769 | $199,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 18,083 | $198,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 96,131 | $196,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 54,245 | $194,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 77,719 | $194,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 23,090 | $193,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 26,139 | $192,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,500 | $189,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 42,393 | $189,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 29,655 | $187,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 250,000 | $187,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 156,397 | $183,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 59,510 | $181,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 21,286 | $180,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,525 | $179,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 14,330 | $179,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,600 | $176,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,009 | $176,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,799 | $175,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,225 | $175,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,086 | $175,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 115,260 | $174,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 20,818 | $172,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,773 | $171,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,562 | $171,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 101,764 | $170,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 24,438 | $170,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 113,792 | $170,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 17,713 | $170,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 12,743 | $168,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,577 | $168,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 17,993 | $167,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 72,362 | $166,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 44,662 | $165,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 39,864 | $165,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 109,349 | $164,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 39,609 | $164,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 31,287 | $161,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,486 | $161,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 67,067 | $158,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,593 | $157,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 16,493 | $157,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,531 | $156,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 17,772 | $155,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 250,000 | $154,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 45,897 | $153,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 34,788 | $150,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 26,194 | $147,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 33,881 | $145,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 64,250 | $145,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 39,758 | $144,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 35,260 | $143,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 47,325 | $142,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 56,981 | $141,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,072 | $140,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 183,507 | $140,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,000 | $139,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,779 | $138,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 133,925 | $138,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,354 | $136,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 26,326 | $136,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,813 | $136,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 154,558 | $132,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 59,124 | $131,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 26,053 | $131,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 36,237 | $130,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 13,002 | $129,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,214 | $128,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,656 | $127,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 50,783 | $126,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 69,918 | $126,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 30,395 | $125,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 33,091 | $122,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 90,484 | $122,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000081 | this filing | 2019-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000085 | added | 2021-10-08 | acceptance time not in the bulk data set |