13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 4,205 holding rows worth $366,519,951,000.
- Accession
- 0001390777-19-000081
- Filer
- CIK 1390777
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 19,292 entries on the cover page, a total value of $366,519,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,519,951,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 29,371 | $1,423,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 80,862 | $1,418,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 523,538 | $1,414,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,550,000 | $1,414,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 50,683 | $1,412,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 700,000 | $1,407,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 104,032 | $1,404,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 97,036 | $1,403,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 80,089 | $1,402,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 35,702 | $1,390,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 72,710 | $1,390,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 231,640 | $1,388,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 50,701 | $1,387,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 44,528 | $1,387,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 16,990 | $1,385,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 460,581 | $1,382,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 176,091 | $1,377,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,200,000 | $1,377,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,200,000 | $1,373,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50,342 | $1,371,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 73,127 | $1,369,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 137,559 | $1,368,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,200,000 | $1,367,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 35,209 | $1,364,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 31,312 | $1,364,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 62,023 | $1,364,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 67,440 | $1,362,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 58,017 | $1,361,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 352,902 | $1,355,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 57,803 | $1,355,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 45,459 | $1,345,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,400,000 | $1,342,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,504,000 | $1,341,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,775 | $1,339,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 10,704 | $1,338,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,300,000 | $1,336,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 156,269 | $1,335,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 214,551 | $1,332,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,746 | $1,331,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 93,065 | $1,329,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,893 | $1,329,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 49,416 | $1,326,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 57,829 | $1,322,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,316,000 | $1,321,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 58,468 | $1,319,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,474 | $1,318,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 77,505 | $1,314,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 37,734 | $1,314,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 299,984 | $1,308,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 60,009 | $1,302,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,453 | $1,298,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 38,002 | $1,296,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 38,800 | $1,294,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50,153 | $1,293,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 158,352 | $1,289,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 32,496 | $1,286,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 111,864 | $1,277,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 49,346 | $1,275,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 26,588 | $1,271,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 32,420 | $1,270,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,805 | $1,270,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 30,828 | $1,268,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 154,197 | $1,268,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 83,602 | $1,266,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 263,625 | $1,265,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 136,086 | $1,262,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 104,088 | $1,261,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 32,324 | $1,261,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 90,782 | $1,257,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,152 | $1,256,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 52,421 | $1,256,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,729 | $1,252,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 30,759 | $1,252,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 480,762 | $1,250,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 48,148 | $1,248,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 38,067 | $1,246,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,038,539 | $1,244,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 56,505 | $1,243,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 40,709 | $1,242,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,011,000 | $1,242,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 193,771 | $1,233,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,311,000 | $1,233,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 64,523 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,766 | $1,228,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $1,228,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 42,544 | $1,221,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000,000 | $1,221,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,805 | $1,210,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 50,802 | $1,210,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 453,057 | $1,210,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 47,304 | $1,203,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,200,000 | $1,201,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 190,889 | $1,200,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 41,089 | $1,197,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,194,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,400,000 | $1,187,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,186,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 65,024 | $1,183,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 102,444 | $1,182,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 187,566 | $1,180,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 154,433 | $1,178,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 51,808 | $1,178,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 97,553 | $1,177,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,177,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 37,638 | $1,176,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 40,843 | $1,176,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 246,888 | $1,173,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,171,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 25,873 | $1,170,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 43,489 | $1,168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,768 | $1,163,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 200,000 | $1,163,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 31,560 | $1,159,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 80,467 | $1,153,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 356,235 | $1,151,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 513,365 | $1,150,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 100,206 | $1,149,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 11,967 | $1,148,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 76,471 | $1,144,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 389,105 | $1,144,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,535 | $1,143,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,653 | $1,143,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 65,514 | $1,143,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 26,050 | $1,142,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 74,712 | $1,141,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 48,403 | $1,137,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 805,331 | $1,135,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 230,829 | $1,133,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 23,340 | $1,128,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 30,679 | $1,126,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,864 | $1,125,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,857 | $1,125,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 68,755 | $1,125,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 124,674 | $1,124,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 74,692 | $1,123,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,660 | $1,121,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 38,949 | $1,120,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 48,370 | $1,113,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 28,884 | $1,112,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 169,151 | $1,110,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 39,912 | $1,109,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,059,000 | $1,109,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 83,437 | $1,108,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 900,000 | $1,105,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 155,873 | $1,104,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 91,976 | $1,104,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,100,000 | $1,100,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 54,790 | $1,095,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 43,685 | $1,094,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 149,876 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,000 | $1,093,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 90,131 | $1,092,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 29,465 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,890 | $1,084,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 62,518 | $1,083,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 85,689 | $1,083,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 112,876 | $1,082,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 93,149 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 23,400 | $1,077,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 18,270 | $1,076,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 791,204 | $1,076,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 49,030 | $1,073,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 135,443 | $1,071,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,000,000 | $1,071,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 92,586 | $1,070,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 900,000 | $1,068,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 150,969 | $1,064,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 205,456 | $1,063,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 50,622 | $1,062,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,100,000 | $1,061,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 19,408 | $1,060,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,550 | $1,059,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 957,000 | $1,059,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 264,691 | $1,056,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 311,881 | $1,054,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,007,000 | $1,054,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,006,000 | $1,052,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 74,622 | $1,044,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 251,313 | $1,043,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,000,000 | $1,040,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 36,946 | $1,035,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 32,092 | $1,035,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 256,777 | $1,035,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 53,240 | $1,033,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 1,000,000 | $1,033,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 43,678 | $1,032,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 68,525 | $1,030,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 62,409 | $1,030,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 67,535 | $1,030,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 27,401 | $1,027,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,111,263 | $1,027,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 61,347 | $1,025,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 31,764 | $1,021,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 435,894 | $1,020,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 121,319 | $1,020,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,179 | $1,016,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 37,344 | $1,014,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 14,643 | $1,010,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 39,945 | $1,009,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 88,923 | $1,007,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 67,037 | $1,005,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 50,188 | $1,001,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 117,514 | $998,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 32,443 | $997,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 125,395 | $997,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 50,535 | $996,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 66,069 | $996,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 40,538 | $994,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,050,000 | $994,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 69,822 | $993,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 77,282 | $991,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 48,491 | $991,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 75,991 | $990,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 18,755 | $989,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 41,050 | $989,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 49,840 | $987,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 97,815 | $986,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,489 | $985,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,256,000 | $984,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 50,247 | $982,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 28,168 | $981,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 105,908 | $981,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,000,000 | $979,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 172,006 | $977,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 56,142 | $975,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 266,884 | $974,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 92,516 | $974,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 140,665 | $973,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 74,962 | $973,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 92,500 | $971,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 17,814 | $971,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,004,000 | $968,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 160,395 | $967,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 38,586 | $964,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 31,083 | $962,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 85,458 | $961,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 183,300 | $961,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,862 | $957,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 202,769 | $957,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 17,000 | $957,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 73,597 | $955,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 203,585 | $955,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 111,246 | $955,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 81,314 | $954,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 68,213 | $954,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 84,886 | $954,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 85,239 | $953,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 288,091 | $953,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,209 | $950,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,908 | $950,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 45,000 | $949,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 44,090 | $946,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 27,732 | $945,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 300,000 | $941,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 167,791 | $940,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 31,329 | $940,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,000,000 | $939,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 93,640 | $938,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 112,459 | $936,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 82,600 | $935,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 40,549 | $933,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 830,000 | $932,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 116,983 | $930,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 61,995 | $930,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 233,243 | $929,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 41,255 | $928,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 45,205 | $919,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 15,144 | $919,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 197,176 | $918,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 212,353 | $917,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 75,112 | $914,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 114,341 | $914,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 58,384 | $912,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 37,196 | $912,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 18,502 | $910,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,818 | $909,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 69,884 | $909,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $908,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 51,041 | $908,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 816,000 | $908,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 232,895 | $906,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,067 | $905,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,596 | $905,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 172,552 | $903,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 212,338 | $902,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 39,271 | $901,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 230,510 | $899,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 217,625 | $899,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 19,357 | $895,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 41,611 | $895,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 234,200 | $895,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 132,659 | $894,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 34,467 | $892,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 858,000 | $892,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 79,862 | $890,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 77,698 | $890,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 90,321 | $889,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 144,378 | $887,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 68,087 | $885,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 93,393 | $884,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 92,368 | $884,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 253,549 | $882,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 550,000 | $878,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 18,840 | $877,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 169,466 | $875,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 81,816 | $875,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,004,000 | $875,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 83,447 | $874,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 169,284 | $874,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 30,936 | $873,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 34,671 | $865,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 39,086 | $865,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 74,631 | $861,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $858,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 93,932 | $856,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 17,436 | $852,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 731,804 | $849,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,344 | $846,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $844,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 249,095 | $839,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 407,211 | $839,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 27,612 | $837,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 71,959 | $833,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,229 | $833,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 88,972 | $831,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 317,459 | $829,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 209,315 | $825,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 46,500 | $819,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 133,928 | $819,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 63,365 | $819,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 93,565 | $819,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 147,071 | $818,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 216,544 | $818,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 112,609 | $817,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 34,185 | $815,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,769 | $814,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 50,039 | $814,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 272,827 | $813,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 41,290 | $812,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 42,804 | $811,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 807,000 | $808,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 907,000 | $807,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 35,500 | $803,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 202,485 | $802,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 183,308 | $799,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 38,743 | $799,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 84,650 | $797,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 254,511 | $796,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 809,000 | $794,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,063 | $793,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 230,501 | $793,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $793,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 38,167 | $792,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 388,449 | $792,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 108,112 | $792,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 41,308 | $792,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 56,613 | $792,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 20,905 | $789,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 58,298 | $789,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 800,000 | $787,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $783,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 33,720 | $781,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 52,912 | $781,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 30,116 | $778,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 96,584 | $778,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,153 | $776,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,011 | $774,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,374 | $771,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 114,587 | $770,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 72,712 | $770,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 756,000 | $768,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 350,000 | $766,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 15,000 | $765,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 56,371 | $764,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 120,798 | $761,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 158,723 | $759,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 755,000 | $758,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 92,208 | $751,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 47,161 | $748,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 805,000 | $747,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 89,816 | $745,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,582 | $744,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 355,934 | $744,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 90,022 | $743,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 155,048 | $742,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 759,000 | $741,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 500,000 | $740,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 144,116 | $739,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 245,440 | $739,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 57,846 | $738,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 93,778 | $738,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 97,931 | $738,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 67,778 | $735,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,450 | $734,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 19,845 | $734,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 750,000 | $734,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 136,270 | $733,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 203,445 | $733,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 103,141 | $733,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 69,222 | $731,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 15,527 | $730,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 37,815 | $730,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 450,000 | $730,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 78,209 | $729,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,450 | $728,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 30,268 | $725,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $725,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 400,000 | $725,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,542 | $724,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,714 | $724,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 39,056 | $724,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 53,162 | $723,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 47,587 | $722,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 77,992 | $721,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,745 | $718,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 127,409 | $717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,818 | $712,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 700,000 | $712,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 171,036 | $712,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,500 | $709,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 553,110 | $708,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 800,000 | $708,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 60,454 | $707,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 63,329 | $705,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 5,360 | $704,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 513,507 | $704,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 750,000 | $704,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 78,231 | $701,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,635 | $699,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 700,000 | $699,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 98,343 | $699,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 20,665 | $697,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 148,104 | $697,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 27,129 | $694,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 31,078 | $694,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 20,084 | $688,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,173 | $687,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 750,000 | $686,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 111,174 | $685,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 44,328 | $684,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 22,723 | $684,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 25,844 | $677,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 115,390 | $677,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 657,650 | $677,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 758,000 | $676,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 14,350 | $675,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,187 | $672,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 755,000 | $672,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 655,000 | $671,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 600,000 | $669,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 17,112 | $667,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 186,459 | $666,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 700,000 | $665,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 54,336 | $664,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,114 | $663,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 99,995 | $661,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 81,073 | $661,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,000 | $661,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 33,960 | $660,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 69,516 | $660,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 70,899 | $659,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 277,096 | $659,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 24,557 | $658,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 44,838 | $657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,873 | $657,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55,537 | $657,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 97,346 | $656,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,795 | $654,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 95,513 | $654,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 59,107 | $653,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 707,000 | $653,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,286 | $652,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,269 | $651,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $651,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 55,893 | $651,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 64,321 | $650,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 81,837 | $648,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 27,708 | $647,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 109,910 | $647,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 43,504 | $646,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 23,757 | $646,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 55,239 | $645,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 253,974 | $643,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 30,000 | $642,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 38,684 | $640,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 36,497 | $638,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 93,147 | $638,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 33,589 | $636,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 14,128 | $629,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 74,916 | $628,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 283,933 | $627,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 373,082 | $627,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 62,572 | $624,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 68,478 | $623,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 131,698 | $619,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 18,337 | $619,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 17,306 | $617,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 315,015 | $614,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 32,156 | $611,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 38,345 | $609,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000081 | this filing | 2019-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000085 | added | 2021-10-08 | acceptance time not in the bulk data set |