13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 4,207 holding rows worth $357,288,987,000.
- Accession
- 0001390777-19-000068
- Filer
- CIK 1390777
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 19,228 entries on the cover page, a total value of $357,288,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $357,288,987,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 43,341 | $101,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 19,971 | $100,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 46,336 | $100,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,500 | $99,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,352 | $99,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 12,376 | $99,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 59,124 | $99,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 27,406 | $98,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,322 | $97,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 39,609 | $97,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 19,221 | $96,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 31,408 | $96,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 97,804 | $96,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 13,445 | $95,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 15,452 | $95,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 27,397 | $93,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 11,000 | $91,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 27,975 | $91,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 29,017 | $89,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 47,086 | $89,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 17,772 | $89,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 30,535 | $89,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 99,701 | $88,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 11,309 | $87,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,287 | $87,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 16,548 | $87,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 27,752 | $86,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 23,479 | $85,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 86,471 | $85,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 17,954 | $85,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,543 | $85,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 50,909 | $84,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 18,359 | $84,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,108 | $83,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 25,000 | $82,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 46,013 | $82,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $81,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 228,530 | $81,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 11,984 | $81,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 18,277 | $79,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 16,329 | $77,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 19,473 | $77,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 17,939 | $77,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 26,417 | $76,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 26,201 | $75,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 36,911 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 302,204 | $75,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 31,714 | $74,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 72,326 | $73,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 44,761 | $73,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 24,350 | $73,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,257 | $72,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,864 | $72,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 45,950 | $72,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 14,266 | $72,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,000 | $71,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 27,870 | $71,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 12,018 | $71,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 68,221 | $71,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 36,237 | $70,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 17,488 | $69,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 27,780 | $69,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 33,989 | $68,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 72,854 | $67,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 19,731 | $67,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,812 | $66,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 31,634 | $66,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 51,513 | $65,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 16,229 | $64,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,462 | $63,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 25,056 | $63,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,788 | $62,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 21,673 | $62,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 34,650 | $61,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 56,057 | $61,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 20,068 | $60,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 28,206 | $58,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 13,069 | $57,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 18,455 | $56,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 63,218 | $56,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 26,666 | $56,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 27,357 | $55,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 46,123 | $55,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 20,048 | $53,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 19,913 | $53,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,073 | $53,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,000 | $52,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 10,065 | $52,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 17,675 | $52,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 23,661 | $51,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,494 | $50,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 110,670 | $50,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,021 | $49,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 13,321 | $49,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 16,594 | $49,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,882 | $48,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,207 | $48,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 188,417 | $48,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 37,634 | $47,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 30,829 | $47,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 13,060 | $47,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,352 | $47,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,503 | $46,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 12,038 | $45,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,795 | $45,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,478 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 70,198 | $43,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 27,048 | $41,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 43,668 | $41,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 29,422 | $41,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 16,644 | $40,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25,712 | $39,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 40,101 | $39,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 23,503 | $39,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 29,162 | $38,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 17,001 | $38,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,647 | $37,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,000 | $37,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 12,657 | $37,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,155 | $35,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26,747 | $35,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 15,669 | $34,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,558 | $34,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,500 | $34,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,369 | $34,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 22,818 | $33,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,128 | $33,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 26,027 | $33,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,410 | $31,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 22,324 | $31,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 53,513 | $30,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 22,105 | $29,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 14,101 | $29,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 40,943 | $29,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 21,609 | $29,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 16,632 | $29,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 11,057 | $29,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 61,511 | $28,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 18,858 | $28,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,294 | $27,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 25,594 | $27,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 13,312 | $27,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 33,052 | $27,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 28,741 | $27,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,707 | $26,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 18,700 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 10,762 | $26,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 29,455 | $25,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 72,880 | $25,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 65,370 | $24,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,617 | $24,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 22,977 | $24,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 19,346 | $23,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,307 | $23,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,518 | $23,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 46,937 | $23,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,229 | $22,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 19,162 | $22,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 20,712 | $21,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 23,248 | $21,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 200 | $20,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 24,590 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 41,891 | $20,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,541 | $19,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 56,348 | $19,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 140,620 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 21,718 | $19,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 11,913 | $19,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 15,939 | $19,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 46,530 | $19,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 12,694 | $18,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 81,293 | $18,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 91,867 | $18,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 23,322 | $18,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 21,003 | $18,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 15,561 | $17,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 19,672 | $17,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,353 | $16,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 30,991 | $16,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,179 | $15,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,586 | $14,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 15,892 | $14,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,768 | $13,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 46,283 | $13,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,422 | $13,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,979 | $12,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 16,821 | $12,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 20,000 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,710 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 21,134 | $12,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,221 | $12,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,596 | $11,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,770 | $11,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 24,303 | $11,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,414 | $10,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 38,187 | $10,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 10,400 | $9,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 17,790 | $7,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,139 | $7,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 11,562 | $6,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 14,710 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 18,782 | $5,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 27,317 | $5,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 12,394 | $5,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 10,516 | $5,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 10,015 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 10,700 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000068 | this filing | 2019-05-14 | acceptance time not in the bulk data set |