13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 4,207 holding rows worth $357,288,987,000.
- Accession
- 0001390777-19-000068
- Filer
- CIK 1390777
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 19,228 entries on the cover page, a total value of $357,288,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $357,288,987,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 46,800 | $1,310,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 920,000 | $1,307,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 198,500 | $1,306,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 96,030 | $1,306,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 49,717 | $1,303,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,300,000 | $1,303,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 102,707 | $1,300,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 168,495 | $1,297,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 75,359 | $1,297,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 246,609 | $1,295,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 74,686 | $1,292,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 51,069 | $1,292,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 18,851 | $1,290,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,300,000 | $1,290,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 23,218 | $1,289,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 44,083 | $1,288,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 900,052 | $1,287,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 59,633 | $1,282,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 106,279 | $1,282,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 218,978 | $1,279,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 1,250,000 | $1,278,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 63,539 | $1,273,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 56,313 | $1,271,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 153,229 | $1,269,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 149,424 | $1,269,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 60,933 | $1,264,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,900 | $1,264,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 81,120 | $1,263,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,011,000 | $1,253,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 87,841 | $1,250,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 78,067 | $1,246,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 72,117 | $1,243,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,702 | $1,240,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 500,000 | $1,236,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,823 | $1,235,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 59,716 | $1,235,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 88,993 | $1,229,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 204,830 | $1,226,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 152,962 | $1,226,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,311,000 | $1,224,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 37,888 | $1,221,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 36,735 | $1,220,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,200,000 | $1,218,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 900,000 | $1,217,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 324,166 | $1,215,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 20,538 | $1,214,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 38,522 | $1,209,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 83,821 | $1,209,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 77,391 | $1,208,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 106,289 | $1,207,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 725,504 | $1,205,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 32,519 | $1,203,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,200,000 | $1,201,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 45,891 | $1,199,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 20,175 | $1,196,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 49,804 | $1,196,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 40,902 | $1,194,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,200,000 | $1,192,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 33,778 | $1,191,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 138,785 | $1,191,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 183,134 | $1,189,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 57,817 | $1,184,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 47,994 | $1,182,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 47,785 | $1,180,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,200,000 | $1,178,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 37,952 | $1,177,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 52,193 | $1,173,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 29,963 | $1,172,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 43,951 | $1,170,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 28,179 | $1,170,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 48,180 | $1,169,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 33,134 | $1,168,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 89,997 | $1,163,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 36,898 | $1,158,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 41,419 | $1,157,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,155,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 94,847 | $1,155,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 46,637 | $1,152,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 212,452 | $1,152,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 64,169 | $1,148,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 37,276 | $1,148,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 74,211 | $1,146,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 36,519 | $1,145,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 80,657 | $1,144,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 85,300 | $1,143,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 345,851 | $1,141,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 217,831 | $1,141,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 68,317 | $1,139,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $1,138,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 155,395 | $1,136,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,643 | $1,131,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 85,392 | $1,131,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 59,768 | $1,130,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 47,541 | $1,125,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 90,584 | $1,124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,256 | $1,114,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 53,558 | $1,114,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 70,995 | $1,113,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 32,824 | $1,112,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,390 | $1,110,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 99,151 | $1,108,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 45,111 | $1,107,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 23,639 | $1,106,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 59,665 | $1,103,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 73,353 | $1,101,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 50,814 | $1,101,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 60,142 | $1,101,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 307,743 | $1,099,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 51,114 | $1,099,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 101,196 | $1,098,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,100,000 | $1,095,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 47,126 | $1,094,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 172,552 | $1,093,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 196,201 | $1,091,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 200,000 | $1,091,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,088,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 40,000 | $1,085,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 102,079 | $1,082,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 49,809 | $1,082,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6,284 | $1,081,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 45,934 | $1,077,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 273,917 | $1,076,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 22,916 | $1,075,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 473,463 | $1,075,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,864 | $1,072,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 38,444 | $1,072,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 42,744 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,000 | $1,066,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 267,882 | $1,066,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 55,102 | $1,066,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 182,103 | $1,065,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,059,000 | $1,065,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 135,315 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,991 | $1,061,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 43,155 | $1,061,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 25,910 | $1,060,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 25,754 | $1,059,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 49,428 | $1,055,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 30,267 | $1,053,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 525,477 | $1,051,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 115,444 | $1,050,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 46,291 | $1,048,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,000,000 | $1,048,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 34,774 | $1,047,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 59,431 | $1,046,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 44,907 | $1,045,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 107,599 | $1,039,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 56,119 | $1,039,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 39,070 | $1,036,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 170,389 | $1,036,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 195,264 | $1,035,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 164,239 | $1,034,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 89,848 | $1,034,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 378,313 | $1,033,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 229,366 | $1,030,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 23,270 | $1,030,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 139,714 | $1,029,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,347 | $1,028,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 81,167 | $1,028,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 36,603 | $1,028,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 36,365 | $1,026,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 159,763 | $1,023,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 76,807 | $1,022,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 39,453 | $1,019,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 190,603 | $1,019,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 211,988 | $1,018,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 110,914 | $1,018,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 40,862 | $1,016,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,006,000 | $1,016,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 78,532 | $1,014,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 31,596 | $1,013,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 54,488 | $1,013,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 36,816 | $1,013,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 38,851 | $1,011,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,884 | $1,011,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 260,356 | $1,010,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 173,457 | $1,010,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,100,000 | $1,006,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 69,598 | $1,005,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,050,000 | $1,005,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 109,539 | $1,002,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 957,000 | $1,002,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 15,944 | $1,001,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 70,613 | $1,000,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 74,169 | $997,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 45,219 | $997,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 64,473 | $993,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 31,269 | $992,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 56,499 | $990,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 21,092 | $987,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,256,000 | $985,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 81,176 | $984,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 44,095 | $984,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 372,656 | $983,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,184 | $982,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,007,000 | $980,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 46,796 | $978,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 86,682 | $977,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 900,000 | $977,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,000,000 | $977,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 110,805 | $976,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 158,302 | $976,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 100,673 | $975,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 32,045 | $974,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 195,933 | $974,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 300,000 | $973,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 75,528 | $972,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 331,711 | $969,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,759,729 | $969,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 145,344 | $965,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 97,426 | $964,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 167,142 | $958,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 47,862 | $958,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 104,194 | $956,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 18,089 | $955,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 272,497 | $954,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,843 | $953,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 242,956 | $952,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 211,818 | $951,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 94,840 | $950,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 21,624 | $948,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,200 | $948,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 22,678 | $947,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 76,434 | $946,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 133,388 | $945,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 107,231 | $944,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,000,000 | $943,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,842 | $939,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 68,311 | $938,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 149,142 | $938,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 474,511 | $935,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,127 | $934,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 80,655 | $930,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 287,233 | $930,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $930,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 830,000 | $928,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 203,881 | $927,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 222,771 | $925,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 92,500 | $924,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 22,814 | $924,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 30,328 | $923,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 15,369 | $922,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 63,845 | $922,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,367 | $920,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 27,981 | $920,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 58,174 | $913,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 48,272 | $908,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 54,523 | $905,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,840 | $901,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 189,178 | $901,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 445,668 | $900,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 52,094 | $900,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 43,980 | $900,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 367,694 | $900,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 57,473 | $899,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 201,211 | $896,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 81,224 | $894,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 43,386 | $892,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 664,465 | $891,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 147,768 | $888,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $888,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 109,604 | $886,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 43,669 | $884,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 244,125 | $883,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 22,855 | $882,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 858,000 | $882,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 57,785 | $878,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 197,430 | $878,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,596 | $877,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 158,992 | $874,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,004,000 | $870,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10,402 | $869,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 91,922 | $869,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,050,000 | $868,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 170,349 | $867,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 186,563 | $867,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 128,612 | $866,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 638,316 | $862,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 70,795 | $860,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 156,347 | $859,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 257,436 | $858,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,004 | $857,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 27,677 | $854,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 816,000 | $854,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 40,224 | $853,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 93,653 | $851,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,572 | $848,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 46,944 | $848,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 68,475 | $847,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $846,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,415 | $844,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 33,083 | $844,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 85,853 | $844,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,937 | $843,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 24,392 | $840,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 50,678 | $840,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 78,752 | $831,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 58,835 | $829,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 57,113 | $828,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 33,751 | $826,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 41,986 | $825,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 113,695 | $818,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 70,008 | $818,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 157,698 | $817,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 80,145 | $816,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 23,850 | $815,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 62,294 | $814,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 126,732 | $812,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,503 | $805,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 33,683 | $804,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 95,947 | $803,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $802,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 809,000 | $801,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 8,100 | $798,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 26,589 | $797,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 63,036 | $792,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 807,000 | $792,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 124,189 | $786,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 500,000 | $784,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 31,379 | $783,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 775,000 | $783,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 800,000 | $779,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 400,000 | $779,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,295 | $778,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 31,803 | $778,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 907,000 | $776,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 32,209 | $776,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 120,745 | $775,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 74,509 | $775,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 15,388 | $774,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,350 | $771,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 64,401 | $769,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 500,000 | $769,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 59,248 | $765,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 142,495 | $764,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 100,687 | $762,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 25,289 | $761,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,494 | $761,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 83,250 | $761,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 756,000 | $758,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 39,067 | $757,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 70,847 | $750,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 36,061 | $749,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,397 | $748,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 20,979 | $748,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 72,241 | $745,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 184,643 | $742,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 50,419 | $741,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 59,856 | $741,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 32,602 | $740,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 28,679 | $740,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,575 | $740,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 59,269 | $737,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 588,137 | $735,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 755,000 | $735,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 75,222 | $735,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 522,698 | $732,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 11,955 | $730,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 35,586 | $729,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 87,122 | $728,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 38,647 | $727,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,467 | $726,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 139,495 | $726,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 16,016 | $724,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 739,154 | $724,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,913 | $721,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 45,348 | $719,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 60,949 | $719,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,761 | $716,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 44,582 | $715,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 550,000 | $715,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26,186 | $713,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 78,106 | $713,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 117,276 | $712,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 167,319 | $711,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,027 | $710,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 750,000 | $709,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,500 | $707,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 42,932 | $707,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 92,320 | $706,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,788 | $705,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 758,000 | $704,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 755,000 | $703,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 124,945 | $702,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 82,387 | $701,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 47,469 | $700,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $700,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 28,494 | $699,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 759,000 | $699,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 93,356 | $695,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 66,120 | $691,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $690,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 750,000 | $690,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,940 | $688,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 261,560 | $688,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 20,867 | $687,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,669 | $686,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 5,360 | $685,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 45,145 | $682,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 27,216 | $682,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 348,124 | $682,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 62,367 | $681,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 38,959 | $674,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 707,000 | $669,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,820 | $668,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 30,729 | $668,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 47,688 | $667,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 61,345 | $667,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 25,661 | $666,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 27,090 | $663,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 36,289 | $663,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 20,379 | $662,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 805,000 | $662,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 202,429 | $660,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 33,120 | $660,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 55,197 | $657,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 34,367 | $656,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 31,369 | $654,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 35,119 | $646,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 655,000 | $645,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $645,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 69,979 | $643,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,058 | $643,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 43,361 | $643,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,074 | $642,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 600,000 | $642,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 18,909 | $642,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 192,358 | $642,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 23,050 | $638,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 37,305 | $638,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 215,365 | $638,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 750,000 | $637,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 89,372 | $635,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $633,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 69,947 | $631,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55,169 | $630,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 450,000 | $630,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 30,728 | $625,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 78,698 | $624,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 363,996 | $623,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 41,461 | $623,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 78,788 | $622,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 350,000 | $622,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 35,343 | $622,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 76,831 | $621,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 144,059 | $620,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 470,278 | $616,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 76,814 | $616,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 25,676 | $615,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 83,259 | $614,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 513,000 | $614,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 23,717 | $613,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,795 | $611,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 223,892 | $611,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 88,833 | $611,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 72,461 | $610,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 220,351 | $610,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 127,682 | $608,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,131 | $605,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 144,669 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11,493 | $604,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 48,132 | $604,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 66,346 | $601,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 143,690 | $599,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 166,455 | $599,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 600,000 | $599,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 24,869 | $598,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 78,235 | $596,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 604,000 | $595,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 33,349 | $592,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 95,847 | $592,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 25,978 | $591,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 608,087 | $590,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 91,285 | $587,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $584,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 22,000 | $584,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,650 | $583,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 600,000 | $582,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 17,102 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,831 | $577,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,822 | $575,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 95,164 | $575,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,892 | $573,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,500 | $572,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 56,199 | $572,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 29,951 | $570,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 123,329 | $569,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 39,858 | $568,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 400,000 | $568,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 30,094 | $567,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 168,223 | $567,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 457,000 | $567,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $567,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,615 | $566,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 13,960 | $565,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,354 | $563,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 28,697 | $562,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 24,929 | $560,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 56,649 | $558,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 23,986 | $557,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000068 | this filing | 2019-05-14 | acceptance time not in the bulk data set |