13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 4,262 holding rows worth $363,328,249,000.
- Accession
- 0001390777-17-000105
- Filer
- CIK 1390777
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 24,607 entries on the cover page, a total value of $363,328,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,328,249,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerPershing LLC 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerGriffin Capital Advisors, LLC 028-12592
- included managerRedwood Investments, LLC 028-12592
- included managerDalton Investments LLC 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ID SYSTEMS INC | 449489103 | COM | 13,934 | $105,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 17,134 | $105,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 89,148 | $105,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,057 | $104,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 18,856 | $104,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,000 | $104,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 23,169 | $103,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 18,013 | $103,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 151,473 | $101,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 31,365 | $101,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 102,414 | $101,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 10,446 | $100,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 21,465 | $100,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 22,462 | $100,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 43,174 | $98,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 27,514 | $96,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,963 | $95,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 29,832 | $94,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 13,873 | $92,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,557 | $92,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 20,955 | $91,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 13,379 | $90,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 61,640 | $88,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,709 | $87,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 26,627 | $87,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 24,296 | $87,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 27,578 | $87,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 21,821 | $86,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 200,000 | $84,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,755 | $84,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 24,908 | $83,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 62,963 | $82,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,001 | $81,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,266 | $81,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 53,112 | $80,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 30,376 | $80,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 16,981 | $80,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 58,586 | $80,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 11,070 | $79,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,276 | $78,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 24,584 | $77,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 68,888 | $76,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 29,309 | $76,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 19,933 | $74,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 38,469 | $73,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 26,145 | $72,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 63,777 | $72,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,000 | $72,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 19,269 | $71,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 84,519 | $70,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 19,013 | $69,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 21,643 | $69,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 11,521 | $68,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 30,358 | $68,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 10,423 | $68,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 72,702 | $68,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 13,156 | $68,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 10,369 | $67,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,344 | $66,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 13,726 | $66,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 21,064 | $66,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 34,989 | $66,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,243 | $65,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,788 | $65,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 13,648 | $65,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 36,492 | $65,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 24,200 | $64,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 40,358 | $64,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,569 | $62,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 37,000 | $62,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,678 | $62,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,281 | $62,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 38,816 | $62,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,376 | $62,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 11,316 | $61,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,985 | $61,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,873 | $61,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 18,070 | $61,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,703 | $61,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 144,907 | $60,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 52,470 | $60,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 10,000 | $60,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,700 | $59,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,085 | $59,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 19,625 | $59,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,660 | $58,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 16,736 | $58,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 28,168 | $58,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 27,003 | $58,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 28,374 | $58,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 33,534 | $57,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 76,413 | $56,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 30,942 | $54,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 41,616 | $54,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 31,144 | $53,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,680 | $52,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 45,063 | $52,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 10,528 | $52,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 12,695 | $51,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 23,890 | $50,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 23,833 | $50,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,958 | $50,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 22,955 | $49,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,133 | $49,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 35,030 | $49,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 22,713 | $49,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 17,200 | $49,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,571 | $48,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 22,121 | $48,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 33,536 | $48,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 11,437 | $48,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 35,484 | $48,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 19,455 | $47,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 38,583 | $47,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 17,081 | $47,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,101 | $46,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 18,337 | $46,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,767 | $45,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 43,295 | $45,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 122,486 | $45,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 13,454 | $45,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 43,164 | $45,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 13,199 | $45,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 29,125 | $44,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 66,697 | $44,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 19,402 | $44,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 35,979 | $44,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,883 | $43,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 34,189 | $43,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 40,616 | $43,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 24,377 | $43,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,633 | $42,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,172 | $42,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,266 | $42,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,020 | $41,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 63,397 | $41,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 27,899 | $41,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,762 | $41,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 31,918 | $41,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 13,716 | $41,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 17,520 | $41,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 16,557 | $40,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 67,925 | $40,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 43,210 | $39,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 54,465 | $39,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 17,500 | $38,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,600 | $37,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 27,542 | $37,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 28,873 | $37,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,732 | $37,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 18,320 | $37,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 14,647 | $37,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 25,704 | $37,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 31,880 | $37,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 23,679 | $36,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,631 | $36,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,141 | $36,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 20,782 | $36,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 27,227 | $36,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 12,897 | $36,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 20,124 | $36,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 21,642 | $36,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 67,416 | $35,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 32,685 | $35,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 28,856 | $35,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28,115 | $35,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 17,292 | $35,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,115 | $33,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 14,518 | $33,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 27,022 | $33,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 40,589 | $33,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 14,316 | $32,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 69,172 | $32,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 83,807 | $31,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 39,300 | $31,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,490 | $31,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 86,356 | $31,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 14,722 | $31,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,304 | $29,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 27,447 | $29,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 70,370 | $29,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 11,887 | $29,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,745 | $29,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 45,925 | $28,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 19,655 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 48,402 | $28,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 15,551 | $28,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 16,088 | $27,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,616 | $27,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 54,106 | $27,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 13,200 | $27,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 18,208 | $26,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,464 | $25,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 24,238 | $25,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 34,472 | $25,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,201 | $25,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,365 | $25,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,884 | $24,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 41,027 | $24,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 22,258 | $24,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 45,017 | $24,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 15,113 | $24,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,028 | $23,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 22,166 | $23,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 17,874 | $23,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC-CW18 | 00444P116 | W E | 299,985 | $23,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 69,463 | $22,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 17,585 | $22,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 12,828 | $22,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,659 | $21,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 13,081 | $21,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 40,500 | $21,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 33,878 | $20,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 17,800 | $20,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 37,660 | $20,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 51,697 | $20,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,483 | $19,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 12,297 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,386 | $19,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 58,036 | $19,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 11,572 | $18,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 23,477 | $18,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 24,226 | $18,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 19,738 | $17,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 11,951 | $17,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 61,920 | $17,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 46,930 | $16,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 13,376 | $16,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 22,789 | $16,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 34,164 | $15,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 13,170 | $15,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,680 | $14,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 33,431 | $14,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 74,379 | $13,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 12,609 | $12,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 37,662 | $12,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,436 | $11,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 31,679 | $11,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 17,249 | $11,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 10,025 | $10,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 25,029 | $10,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 14,628 | $10,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 10,331 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,019 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,005 | $9,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,496 | $9,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 12,850 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 23,238 | $9,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 22,129 | $8,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 24,764 | $8,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 21,773 | $7,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 18,885 | $7,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 14,326 | $6,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 30,353 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 16,396 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 33,081 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 484,311 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 16,444 | $5,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 15,349 | $5,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 10,350 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 16,800 | $4,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 10,781 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-17-000105 | this filing | 2017-11-06 | acceptance time not in the bulk data set |