13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 4,262 holding rows worth $363,328,249,000.
- Accession
- 0001390777-17-000105
- Filer
- CIK 1390777
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 24,607 entries on the cover page, a total value of $363,328,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,328,249,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerPershing LLC 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerGriffin Capital Advisors, LLC 028-12592
- included managerRedwood Investments, LLC 028-12592
- included managerDalton Investments LLC 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 364,953 | $1,478,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 108,590 | $1,477,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 103,065 | $1,473,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 85,954 | $1,470,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,697 | $1,464,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 18,030 | $1,458,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 121,948 | $1,458,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 71,743 | $1,458,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,250,000 | $1,455,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 153,892 | $1,450,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 30,204 | $1,448,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 70,822 | $1,437,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 91,790 | $1,435,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,600,000 | $1,435,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 124,693 | $1,434,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 57,823 | $1,431,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 77,377 | $1,428,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 121,331 | $1,424,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,300,000 | $1,419,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 30,058 | $1,414,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 51,068 | $1,413,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 213,084 | $1,407,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 511,639 | $1,407,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 553,172 | $1,404,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 158,021 | $1,403,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 72,548 | $1,400,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 120,683 | $1,394,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 44,703 | $1,391,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 28,147 | $1,387,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 209,313 | $1,384,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 196,213 | $1,383,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 50,178 | $1,382,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 35,640 | $1,382,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,525 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7,887 | $1,379,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 117,403 | $1,379,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 478,737 | $1,378,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 91,303 | $1,374,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 77,296 | $1,372,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 26,711 | $1,371,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 55,153 | $1,370,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 39,101 | $1,366,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 55,599 | $1,366,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 48,603 | $1,365,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 94,114 | $1,365,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 81,822 | $1,363,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 43,559 | $1,361,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 60,380 | $1,356,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 88,009 | $1,356,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 84,496 | $1,355,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 49,269 | $1,346,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 29,957 | $1,346,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 22,390 | $1,345,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 60,354 | $1,345,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,300,000 | $1,344,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VZ70 | MTNF | 1,290,000 | $1,344,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 124,449 | $1,343,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 77,835 | $1,342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20,240 | $1,342,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 100,462 | $1,341,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 59,386 | $1,340,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 258,255 | $1,338,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 49,780 | $1,337,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 38,241 | $1,337,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 181,584 | $1,334,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 750,000 | $1,329,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 107,147 | $1,328,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 252,818 | $1,327,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 24,997 | $1,326,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 62,412 | $1,326,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 152,458 | $1,326,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 53,669 | $1,320,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,316,000 | $1,319,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 44,079 | $1,317,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,609 | $1,315,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 18,201 | $1,314,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 612,510 | $1,312,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 93,769 | $1,312,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 461,000 | $1,310,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,754 | $1,309,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 145,755 | $1,309,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 45,379 | $1,303,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 520,564 | $1,302,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,300,000 | $1,301,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 50,354 | $1,297,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 61,273 | $1,297,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,300,000 | $1,292,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,500,000 | $1,287,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,965 | $1,285,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 419,547 | $1,280,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 55,030 | $1,279,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 368,446 | $1,275,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 70,407 | $1,274,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 61,858 | $1,274,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 28,168 | $1,274,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 27,418 | $1,274,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,200,000 | $1,273,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 42,447 | $1,272,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,561 | $1,272,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 74,677 | $1,269,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,300,000 | $1,268,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 246,695 | $1,266,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,318,000 | $1,265,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25,490 | $1,259,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 67,615 | $1,259,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 39,812 | $1,259,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,075,000 | $1,259,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 225,676 | $1,253,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 155,174 | $1,251,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 49,987 | $1,250,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 457,493 | $1,249,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 16,657 | $1,249,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 70,652 | $1,247,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 105,140 | $1,246,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 172,934 | $1,245,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 274,818 | $1,240,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 157,790 | $1,239,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 73,230 | $1,238,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 85,216 | $1,237,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 33,789 | $1,236,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 65,634 | $1,235,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 950,000 | $1,235,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 182,808 | $1,227,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 42,650 | $1,226,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 19,651 | $1,222,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $1,220,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 46,999 | $1,216,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 116,909 | $1,216,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 33,334 | $1,215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,200,000 | $1,212,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 60,297 | $1,211,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 76,083 | $1,209,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 33,796 | $1,206,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 23,556 | $1,203,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 39,071 | $1,202,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 44,317 | $1,200,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,250,000 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,771 | $1,198,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 88,185 | $1,190,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 81,833 | $1,189,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 79,082 | $1,183,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 204,160 | $1,182,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 317,302 | $1,178,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 12,524 | $1,172,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 67,997 | $1,169,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,100,000 | $1,169,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 49,500 | $1,168,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 62,969 | $1,163,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 19,249 | $1,156,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 31,228 | $1,154,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 149,610 | $1,149,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 289,101 | $1,148,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 18,330 | $1,146,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 80,170 | $1,138,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 101,740 | $1,136,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 36,774 | $1,135,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 73,086 | $1,135,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,100,000 | $1,132,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 429,622 | $1,130,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,000,000 | $1,129,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 57,418 | $1,125,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,100,000 | $1,114,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 1,100,000 | $1,111,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 131,527 | $1,104,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 15,293 | $1,101,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 104,732 | $1,099,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,056 | $1,095,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 182,690 | $1,092,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 47,881 | $1,089,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 35,366 | $1,086,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 70,273 | $1,086,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 36,349 | $1,085,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 577,457 | $1,085,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 56,315 | $1,083,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 49,693 | $1,081,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 238,220 | $1,081,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 99,065 | $1,078,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 103,723 | $1,074,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 32,435 | $1,073,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,990 | $1,073,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 150,135 | $1,073,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 63,723 | $1,071,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,000,000 | $1,067,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,139 | $1,066,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 91,801 | $1,066,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,654 | $1,063,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 103,975 | $1,059,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,000,000 | $1,059,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 753,000 | $1,058,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 67,147 | $1,056,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 47,450 | $1,056,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,000,000 | $1,054,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,313 | $1,050,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 230,348 | $1,048,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 147,738 | $1,047,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 41,202 | $1,046,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 229,444 | $1,045,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 89,235 | $1,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,072 | $1,043,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,000,000 | $1,043,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,050,000 | $1,043,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 95,065 | $1,041,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 66,352 | $1,041,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 60,008 | $1,040,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 30,413 | $1,039,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 538,326 | $1,039,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,455 | $1,038,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 15,877 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 11,962 | $1,038,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 55,567 | $1,034,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 35,873 | $1,033,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 33,657 | $1,026,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 15,881 | $1,025,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 280,947 | $1,023,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 114,600 | $1,020,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 80,132 | $1,017,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 124,413 | $1,017,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 69,860 | $1,017,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 164,174 | $1,016,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 270,966 | $1,016,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 113,893 | $1,013,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 41,894 | $1,013,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 80,604 | $1,012,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 14,051 | $1,010,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 77,372 | $1,010,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 184,021 | $1,010,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 151,271 | $1,006,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 198,753 | $1,004,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 69,050 | $1,004,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $1,002,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 66,289 | $1,000,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 31,858 | $999,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 76,442 | $997,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 126,720 | $995,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 900,000 | $991,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 96,142 | $987,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 103,799 | $986,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 156,533 | $986,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,678 | $985,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 16,834 | $985,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 88,445 | $980,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,211 | $978,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 44,833 | $977,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 38,052 | $976,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 800,000 | $973,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 32,631 | $973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,263 | $971,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 290,818 | $969,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,312 | $968,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 21,935 | $966,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 20,494 | $965,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 68,563 | $965,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 29,693 | $959,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,549 | $958,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 121,127 | $957,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,384 | $956,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 182,085 | $956,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 264,098 | $954,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 26,053 | $950,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 426,111 | $946,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 78,895 | $943,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 33,639 | $942,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 37,278 | $940,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 44,956 | $939,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 54,013 | $934,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 44,967 | $927,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 77,664 | $927,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 34,152 | $922,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 121,152 | $921,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 850,000 | $920,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 41,142 | $919,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 69,584 | $918,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 198,971 | $915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 35,426 | $914,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 21,108 | $912,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 36,925 | $910,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 16,602 | $909,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 81,914 | $909,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 145,379 | $909,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,005,000 | $908,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 33,699 | $907,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,888 | $905,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 13,770 | $905,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 6,164 | $903,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 157,821 | $902,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,745 | $896,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 70,761 | $896,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 17,855 | $895,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 39,335 | $895,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 146,125 | $894,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 191,396 | $894,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 57,555 | $894,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 113,730 | $888,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 482,139 | $887,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,756 | $886,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 59,281 | $886,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 259,454 | $886,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 89,427 | $885,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 189,549 | $881,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 87,960 | $880,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 900,000 | $877,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 55,682 | $874,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 17,441 | $873,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 62,850 | $871,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 16,550 | $870,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 28,796 | $868,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 220,768 | $861,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 79,308 | $860,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 29,710 | $857,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 116,510 | $856,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 78,932 | $856,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 55,978 | $855,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 139,062 | $853,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 109,068 | $852,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 129,981 | $851,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 218,026 | $848,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 51,959 | $844,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 60,292 | $844,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 100,272 | $841,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 67,817 | $841,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 126,194 | $839,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 59,313 | $839,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,539 | $836,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 234,270 | $832,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 33,181 | $832,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,419 | $831,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,110 | $830,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 39,576 | $829,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 850,000 | $828,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,780 | $826,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 63,266 | $825,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,614 | $824,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 800,000 | $824,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 800,000 | $823,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 25,333 | $822,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 110,562 | $821,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 700,000 | $820,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 160,708 | $818,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 70,591 | $818,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 35,845 | $817,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 742,248 | $817,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 65,574 | $817,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 146,379 | $814,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 800,000 | $814,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 7,582 | $812,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 260,207 | $811,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 75,723 | $810,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 24,860 | $808,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,907 | $807,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 750,000 | $806,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 125,391 | $796,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 91,007 | $795,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 79,970 | $793,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,925 | $790,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $790,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,000,000 | $786,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 212,713 | $786,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 14,827 | $784,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 140,586 | $783,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 17,974 | $783,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 13,849 | $783,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 32,455 | $781,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 600,000 | $781,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 147,790 | $780,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,801 | $778,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 138,798 | $777,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 500,000 | $770,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 343,188 | $766,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 69,644 | $765,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 17,261 | $764,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 79,336 | $762,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 15,722 | $761,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 801,007 | $761,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 750,000 | $761,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 181,510 | $759,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 750,000 | $758,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 35,348 | $756,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 45,216 | $752,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 119,417 | $752,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 72,609 | $751,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 32,603 | $749,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 108,830 | $748,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 41,020 | $748,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 22,947 | $747,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 81,617 | $747,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 800,000 | $746,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 51,361 | $745,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,000,000 | $745,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 61,708 | $744,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 42,392 | $744,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 535,000 | $744,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 48,725 | $743,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 27,802 | $743,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 228,009 | $743,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 228,079 | $742,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 40,178 | $742,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 227,494 | $740,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 67,304 | $739,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 700,000 | $739,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 104,932 | $739,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 35,040 | $738,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 657,000 | $735,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 38,523 | $733,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 30,201 | $731,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 114,632 | $730,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 21,318 | $727,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 400,000 | $726,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 98,984 | $723,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 55,464 | $723,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 66,029 | $722,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 42,473 | $722,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 48,305 | $722,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 800,000 | $722,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 60,234 | $720,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 550,000 | $718,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 700,000 | $715,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50,536 | $711,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,531 | $710,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 399,601 | $708,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 34,354 | $699,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 34,028 | $697,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 59,040 | $695,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 28,780 | $693,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 32,176 | $692,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 750,000 | $690,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,704 | $689,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 16,037 | $689,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 80,333 | $687,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 31,282 | $686,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 650,000 | $685,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 50,242 | $683,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 600,000 | $681,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 59,110 | $681,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 118,171 | $679,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 150,065 | $677,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 57,613 | $677,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 82,161 | $674,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 14,652 | $666,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,933 | $662,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 107,171 | $662,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,013 | $661,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,642 | $660,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,352 | $657,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 235,826 | $656,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 318,038 | $656,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 71,059 | $654,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 54,536 | $653,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 21,194 | $652,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 32,985 | $652,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 74,892 | $652,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 159,511 | $652,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 34,500 | $652,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 650,000 | $651,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 27,700 | $650,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 250,000 | $649,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,012 | $648,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 60,292 | $646,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 41,422 | $646,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 600,000 | $646,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,961 | $643,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,317 | $642,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 117,167 | $642,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 27,767 | $637,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 72,459 | $635,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 46,560 | $634,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 31,826 | $631,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 500,000 | $631,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 44,480 | $629,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 32,479 | $628,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 108,827 | $627,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 33,634 | $627,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 61,030 | $624,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 66,100 | $622,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 600,000 | $621,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 57,774 | $620,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 15,264 | $618,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 41,226 | $617,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 67,284 | $615,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 500,000 | $615,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 90,539 | $614,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 28,983 | $613,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 34,168 | $612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 11,209 | $610,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 25,231 | $608,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 439,013 | $606,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 152,937 | $606,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,768 | $604,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 53,023 | $604,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,400 | $601,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 32,990 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 19,201 | $601,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 500,000 | $600,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 59,595 | $599,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 41,250 | $598,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 146,216 | $598,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 22,810 | $596,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 500,000 | $595,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20,556 | $594,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 367,147 | $594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-17-000105 | this filing | 2017-11-06 | acceptance time not in the bulk data set |