13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-03, with 4,266 holding rows worth $336,112,645,000.
- Accession
- 0001390777-16-000254
- Filer
- CIK 1390777
- Filed
- 2016-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 22,845 entries on the cover page, a total value of $336,112,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $336,112,645,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerPine River Capital Management LP 028-10902
- included managerRamius Advisors LLC 028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 503,000 | $534,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 67,180 | $534,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 36,865 | $534,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 600,000 | $533,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 350,000 | $531,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 51,116 | $530,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 97,219 | $530,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 151,719 | $528,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 504,000 | $528,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 18,757 | $528,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 74,479 | $522,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 19,091 | $521,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,234 | $521,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 38,551 | $520,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 63,018 | $520,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,502 | $518,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 47,404 | $518,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 371,836 | $517,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 10,319 | $516,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 500,000 | $516,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,070 | $514,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 35,362 | $513,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 29,537 | $513,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 22,924 | $512,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 25,427 | $509,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 27,066 | $507,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 114,388 | $507,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 29,837 | $507,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 12,157 | $507,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 29,369 | $506,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 124,600 | $505,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,400 | $501,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 417,000 | $501,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 12,065 | $500,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 28,898 | $500,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 450,000 | $500,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 26,145 | $500,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 81,526 | $499,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 166,676 | $498,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 24,828 | $497,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 31,531 | $497,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 143,092 | $496,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 32,654 | $493,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,288 | $493,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 109,604 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 19,393 | $491,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 97,772 | $491,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 80,614 | $491,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 29,990 | $491,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 289,231 | $489,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 94,958 | $489,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 400,000 | $488,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 250,000 | $488,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 125,162 | $487,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 222,600 | $485,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 27,170 | $484,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 53,819 | $484,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 256,000 | $484,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 30,666 | $483,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 118,637 | $481,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 80,625 | $480,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 21,751 | $480,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 47,404 | $479,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 78,159 | $478,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 164,462 | $477,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,926 | $476,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 24,477 | $475,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 40,310 | $475,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 222,451 | $474,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 35,711 | $473,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 68,623 | $472,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 25,160 | $471,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 52,395 | $471,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 62,930 | $469,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 24,880 | $469,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 46,717 | $468,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 400,000 | $467,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 400,000 | $467,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 50,932 | $466,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 350,000 | $466,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 145,642 | $466,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 18,546 | $466,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,825 | $463,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 39,010 | $460,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 405,000 | $460,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 40,808 | $459,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 264,000 | $458,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 13,416 | $455,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 86,495 | $454,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 122,217 | $453,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 136,777 | $452,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 35,265 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,557 | $448,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $448,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 52,716 | $447,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 20,057 | $446,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,974 | $446,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,180 | $445,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 49,617 | $445,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 25,800 | $444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 12,680 | $443,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 86,750 | $443,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 20,507 | $442,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 57,840 | $439,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 44,874 | $439,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 10,551 | $437,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 62,188 | $434,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 20,478 | $431,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 23,524 | $430,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 249,422 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,387 | $428,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 32,149 | $426,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 41,652 | $426,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 117,034 | $425,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 43,409 | $425,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,247 | $425,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,394 | $423,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 450,000 | $420,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 269,000 | $420,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 300,426 | $420,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 17,226 | $419,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 69,203 | $419,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 500,000 | $419,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 28,577 | $418,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 20,239 | $416,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 26,233 | $416,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 219,292 | $410,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 15,570 | $410,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 17,225 | $408,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 555,402 | $408,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,235 | $407,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 131,546 | $406,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $404,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 13,492 | $403,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 30,135 | $402,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 44,494 | $402,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 83,077 | $402,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,365 | $401,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 90,005 | $401,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 156,440 | $400,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 23,216 | $398,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 132,796 | $398,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 36,270 | $397,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 235,962 | $397,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 34,780 | $397,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,449 | $396,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 46,939 | $394,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 350,000 | $392,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 51,532 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,420 | $390,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,197 | $388,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 24,066 | $386,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 33,052 | $385,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 77,598 | $385,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 121,837 | $385,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 29,515 | $384,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 137,240 | $383,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 40,134 | $383,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 41,620 | $383,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 45,783 | $382,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 21,112 | $382,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 113,580 | $381,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,735 | $380,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 161,006 | $379,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 127,520 | $378,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 39,853 | $377,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,598 | $374,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 46,546 | $373,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 250,000 | $373,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 28,183 | $372,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 253,000 | $372,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 55,717 | $370,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 15,152 | $368,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $368,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 35,278 | $367,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 300,000 | $367,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,001 | $365,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 185,113 | $365,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,862 | $365,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 250,000 | $365,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,473 | $364,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 91,010 | $363,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 61,421 | $363,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 250,000 | $363,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 14,088 | $362,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 56,576 | $362,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 300,000 | $361,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 21,270 | $360,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,193 | $360,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 75,562 | $360,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 54,294 | $359,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 23,742 | $359,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 61,015 | $359,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 13,887 | $358,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 21,853 | $358,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 59,980 | $358,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 43,148 | $357,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,875 | $356,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,670 | $356,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 309,706 | $356,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,318 | $355,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 55,339 | $355,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,128 | $354,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,501 | $354,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 37,685 | $353,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,386 | $352,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 7,702 | $352,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 20,591 | $351,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 30,410 | $350,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 29,508 | $350,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 309,000 | $348,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 84,426 | $346,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 82,926 | $346,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,110 | $345,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,619 | $341,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 350,000 | $340,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 16,288 | $339,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,804 | $338,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 121,348 | $337,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 46,707 | $336,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 27,821 | $334,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,214 | $333,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 213,139 | $332,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 116,495 | $331,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 21,227 | $331,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 43,377 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,887 | $330,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,519 | $330,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,770 | $330,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 35,342 | $330,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 44,842 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 11,997 | $327,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 27,582 | $325,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 36,046 | $325,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 76,400 | $322,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 388,236 | $322,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 58,712 | $319,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,659 | $318,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,143 | $318,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 21,311 | $317,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 43,747 | $317,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,466 | $316,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 25,349 | $316,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,972 | $316,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 15,924 | $314,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 25,393 | $314,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 13,689 | $313,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,462 | $313,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 18,957 | $312,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 16,238 | $311,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,676 | $309,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 250,000 | $307,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 132,837 | $307,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,828 | $305,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 38,552 | $305,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 17,746 | $304,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,398 | $303,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 24,072 | $303,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 14,202 | $301,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 26,181 | $300,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 56,212 | $298,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 40,308 | $297,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,191 | $296,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 59,430 | $295,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 20,243 | $293,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,236 | $292,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 12,388 | $291,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 10,284 | $291,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 43,037 | $290,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 36,339 | $290,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,698 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,330 | $288,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 15,068 | $288,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 19,870 | $288,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 112,603 | $288,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,444 | $287,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,000 | $287,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 124,172 | $287,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 31,620 | $287,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,743 | $286,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,702 | $286,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,443 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,287 | $283,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $283,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,448 | $282,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 300,000 | $282,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 76,501 | $279,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 29,259 | $278,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 67,346 | $277,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 46,009 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,777 | $275,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,000 | $275,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 34,434 | $275,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 12,476 | $274,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 16,112 | $273,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 34,999 | $273,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,007 | $272,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 12,988 | $272,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 23,470 | $271,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,270 | $270,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 24,654 | $270,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 17,787 | $270,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,266 | $269,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 52,785 | $269,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,011 | $268,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,594 | $268,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,768 | $268,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 55,645 | $265,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 8,222 | $264,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,380 | $263,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,206 | $263,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 59,464 | $261,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 29,459 | $261,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 61,593 | $261,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 138,648 | $260,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 60,664 | $260,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 154,898 | $260,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 17,952 | $259,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,103 | $259,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 14,003 | $259,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,398 | $258,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 250,000 | $258,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,349 | $257,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,000 | $257,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,151 | $255,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,506 | $254,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,641 | $253,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,791 | $253,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 9,765 | $252,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,142 | $250,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 34,802 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,500 | $247,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 54,776 | $246,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,206 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,255 | $244,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 200,000 | $244,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,321 | $243,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,436 | $242,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,037 | $242,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,872 | $241,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,192 | $241,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,517 | $241,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 300,000 | $240,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 23,240 | $239,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 53,439 | $239,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,527 | $237,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 7,502 | $237,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,706 | $234,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 102,607 | $232,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,596 | $231,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 34,035 | $231,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 18,042 | $231,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,824 | $230,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,937 | $230,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 69,336 | $230,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 47,980 | $229,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,037 | $228,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,234 | $226,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 28,151 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 8,998 | $225,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 7,103 | $225,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,051 | $224,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,761 | $224,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,380 | $223,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 22,872 | $223,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 17,883 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,401 | $222,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,834 | $220,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,508 | $220,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,520 | $219,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 161,800 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,001 | $218,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 123,842 | $217,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 20,637 | $217,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 13,903 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,651 | $216,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,573 | $216,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,123 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,040 | $213,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 59,366 | $212,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,051 | $212,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 601,414 | $212,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 84,931 | $210,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 31,845 | $210,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 29,439 | $208,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 32,700 | $208,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,764 | $208,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,760 | $205,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,444 | $204,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 43,527 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,578 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,313 | $203,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 8,490 | $203,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,885 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,992 | $202,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 28,352 | $202,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 8,888 | $201,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,371 | $199,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 33,617 | $199,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 19,255 | $197,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,255 | $193,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 21,913 | $193,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 61,130 | $191,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 38,788 | $191,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 40,120 | $190,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,986 | $189,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 69,373 | $188,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 17,207 | $187,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 12,045 | $185,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 15,868 | $184,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,311 | $183,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 26,769 | $183,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,470 | $183,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,819 | $181,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 12,202 | $181,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 50,670 | $179,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 34,295 | $178,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 17,084 | $177,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 158,177 | $176,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 107,689 | $176,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,739 | $174,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 58,308 | $174,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,257 | $173,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 32,645 | $173,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 36,816 | $173,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,077 | $172,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,578 | $171,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 74,287 | $171,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 26,592 | $170,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 62,945 | $170,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 21,354 | $169,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 35,877 | $169,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17,879 | $166,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,022 | $166,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,319 | $165,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 11,688 | $163,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,476 | $162,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 41,494 | $161,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 53,107 | $161,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 80,200 | $160,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,913 | $159,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,859 | $158,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 158,473 | $158,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,448 | $157,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,813 | $156,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 10,618 | $156,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 51,707 | $156,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,456 | $155,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,835 | $155,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,882 | $155,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 29,601 | $154,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,825 | $154,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 85,967 | $153,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 21,278 | $153,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,760 | $151,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 29,402 | $151,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 14,365 | $151,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,721 | $150,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,000 | $150,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 12,586 | $150,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 23,739 | $148,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 12,314 | $148,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 37,037 | $147,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,020 | $144,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 22,233 | $144,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,668 | $143,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 155,666 | $142,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 48,685 | $142,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 26,713 | $142,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 17,071 | $141,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 56,581 | $140,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,841 | $139,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,329 | $138,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 34,621 | $137,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 27,353 | $136,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,389 | $136,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 82,227 | $136,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 135,818 | $134,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,251 | $134,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 16,494 | $134,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 39,420 | $133,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,995 | $131,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 73,438 | $131,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 48,870 | $129,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 18,215 | $128,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 19,136 | $127,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 54,023 | $127,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,616 | $126,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 181,904 | $125,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 14,739 | $125,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,307 | $124,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 22,938 | $124,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 21,197 | $124,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 130,807 | $122,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 12,423 | $122,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 13,955 | $122,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,335 | $121,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 10,845 | $121,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 16,316 | $121,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 26,958 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000254 | this filing | 2016-11-03 | acceptance time not in the bulk data set |