13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-03, with 4,266 holding rows worth $336,112,645,000.
- Accession
- 0001390777-16-000254
- Filer
- CIK 1390777
- Filed
- 2016-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 22,845 entries on the cover page, a total value of $336,112,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $336,112,645,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerPine River Capital Management LP 028-10902
- included managerRamius Advisors LLC 028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,059,000 | $3,080,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 178,966 | $3,077,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 117,342 | $3,070,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 127,073 | $3,062,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,150,000 | $3,056,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,050,000 | $3,042,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,750,000 | $3,025,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 204,079 | $3,023,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 128,810 | $3,022,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 239,864 | $3,020,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 464,816 | $3,017,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 128,200 | $3,017,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 126,409 | $3,011,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 65,906 | $3,010,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 200,562 | $3,001,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 124,147 | $2,997,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 481,693 | $2,992,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,155,000 | $2,989,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 210,324 | $2,986,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 119,095 | $2,984,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 151,725 | $2,983,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 49,265 | $2,981,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 291,773 | $2,981,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 54,137 | $2,980,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 319,471 | $2,977,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 30,363 | $2,957,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 176,414 | $2,936,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 109,027 | $2,932,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 102,234 | $2,930,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 89,810 | $2,910,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 163,408 | $2,906,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 850,000 | $2,905,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 2,894,000 | $2,901,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 152,524 | $2,899,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 614,962 | $2,895,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 280,904 | $2,894,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 258,557 | $2,894,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 47,715 | $2,892,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 120,197 | $2,881,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 119,236 | $2,881,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 217,320 | $2,865,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 125,400 | $2,862,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 16,377 | $2,861,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 27,264 | $2,860,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 69,321 | $2,860,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 70,275 | $2,859,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 93,188 | $2,855,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 126,294 | $2,846,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 147,404 | $2,842,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 218,984 | $2,833,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 860,047 | $2,830,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 90,376 | $2,825,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,900,000 | $2,819,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 200,110 | $2,810,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 198,694 | $2,807,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 803,307 | $2,804,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 113,410 | $2,799,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 83,429 | $2,798,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 36,153 | $2,797,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,900,000 | $2,787,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 246,903 | $2,785,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 158,140 | $2,784,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 23,605 | $2,780,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 97,059 | $2,780,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 335,957 | $2,772,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 569,922 | $2,764,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,750,000 | $2,763,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 153,899 | $2,762,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 174,919 | $2,742,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 111,979 | $2,729,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 20,497 | $2,726,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,758,000 | $2,721,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,750,000 | $2,720,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 59,362 | $2,719,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 37,620 | $2,713,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 114,797 | $2,711,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 148,457 | $2,710,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 115,323 | $2,695,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 69,156 | $2,692,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,134,643 | $2,689,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 47,907 | $2,684,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 115,431 | $2,684,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 221,914 | $2,662,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,603,000 | $2,655,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 63,008 | $2,654,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 436,958 | $2,630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 94,875 | $2,627,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 233,657 | $2,625,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 104,944 | $2,624,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,809,000 | $2,621,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 160,363 | $2,620,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 144,989 | $2,619,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 96,197 | $2,619,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 106,440 | $2,618,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 98,706 | $2,617,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 51,365 | $2,607,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,750,000 | $2,595,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 134,575 | $2,593,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 78,914 | $2,591,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 164,281 | $2,590,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 88,352 | $2,589,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 71,483 | $2,589,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 338,974 | $2,587,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 149,932 | $2,584,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 241,722 | $2,584,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,850,000 | $2,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 119,250 | $2,578,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 112,985 | $2,575,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 190,578 | $2,575,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 82,793 | $2,573,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000,000 | $2,570,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 318,721 | $2,566,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 100,273 | $2,564,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 214,590 | $2,558,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 85,306 | $2,555,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 85,922 | $2,553,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 75,580 | $2,548,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,650,000 | $2,542,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,450,000 | $2,539,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 240,165 | $2,538,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 228,496 | $2,523,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 88,071 | $2,518,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 240,850 | $2,517,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,206,951 | $2,511,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 12,228 | $2,511,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 149,097 | $2,503,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 454,772 | $2,502,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 46,912 | $2,496,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 57,377 | $2,492,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 86,038 | $2,489,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 227,003 | $2,483,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 212,432 | $2,483,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 91,457 | $2,479,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 130,406 | $2,467,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 176,696 | $2,448,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 62,536 | $2,442,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 39,645 | $2,433,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 149,447 | $2,421,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 90,095 | $2,419,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 20,580 | $2,413,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 158,199 | $2,411,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,350,000 | $2,408,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 105,091 | $2,407,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,500,000 | $2,394,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 121,361 | $2,387,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 86,598 | $2,387,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 254,007 | $2,381,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,310 | $2,377,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 2,200,000 | $2,376,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,500,000 | $2,375,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 434,849 | $2,366,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 220,691 | $2,359,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 249,598 | $2,356,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 47,485 | $2,355,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 139,895 | $2,353,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 326,532 | $2,344,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,404,000 | $2,344,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 167,144 | $2,342,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,261,000 | $2,337,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 390,503 | $2,335,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 299,901 | $2,333,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 93,737 | $2,325,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 54,709 | $2,324,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 185,807 | $2,323,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 124,289 | $2,323,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 270,002 | $2,319,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 98,269 | $2,318,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 175,846 | $2,300,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 85,440 | $2,299,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,253,000 | $2,296,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 176,545 | $2,295,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 147,225 | $2,293,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 136,455 | $2,293,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 128,814 | $2,292,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 51,891 | $2,292,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 231,790 | $2,292,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 164,641 | $2,289,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 159,010 | $2,288,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 62,196 | $2,288,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 123,437 | $2,287,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 65,593 | $2,281,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 161,724 | $2,281,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 77,947 | $2,280,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 204,193 | $2,279,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 130,833 | $2,275,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 63,578 | $2,273,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 89,077 | $2,266,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 103,420 | $2,264,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 207,680 | $2,264,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 21,912 | $2,263,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 211,266 | $2,258,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 61,926 | $2,257,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 205,343 | $2,249,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 31,677 | $2,248,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 78,346 | $2,237,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 56,300 | $2,224,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 46,462 | $2,220,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 353,158 | $2,214,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 49,579 | $2,213,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 63,809 | $2,212,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 339,678 | $2,208,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 146,857 | $2,206,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 629,867 | $2,205,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 296,681 | $2,202,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 492,350 | $2,200,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 439,279 | $2,196,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,250,000 | $2,185,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 2,105,000 | $2,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 38,928 | $2,182,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 57,843 | $2,181,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 183,172 | $2,173,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 857,503 | $2,169,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 136,835 | $2,165,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 177,497 | $2,161,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 293,450 | $2,157,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 65,706 | $2,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 68,634 | $2,152,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,000,000 | $2,152,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 2,250,000 | $2,150,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,200,000 | $2,144,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,100,000 | $2,143,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 84,041 | $2,142,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 159,403 | $2,138,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 177,003 | $2,133,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 315,281 | $2,127,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 70,801 | $2,108,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 170,773 | $2,107,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 143,594 | $2,095,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 236,905 | $2,092,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 2,100,000 | $2,081,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 774,514 | $2,077,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 175,631 | $2,073,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 77,161 | $2,072,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 239,826 | $2,072,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 51,681 | $2,065,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 455,513 | $2,064,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 76,784 | $2,063,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,797 | $2,055,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,000,000 | $2,055,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 120,803 | $2,053,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 103,719 | $2,053,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 108,115 | $2,053,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 182,993 | $2,052,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 252,651 | $2,052,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 184,379 | $2,051,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 19,443 | $2,051,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 39,589 | $2,048,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 30,135 | $2,048,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 442,176 | $2,048,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 102,523 | $2,043,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 62,862 | $2,041,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 293,762 | $2,030,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 34,894 | $2,029,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 94,653 | $2,024,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,925 | $2,021,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 272,600 | $2,015,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,625,038 | $2,015,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 74,792 | $2,015,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 69,497 | $2,011,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 53,696 | $2,001,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 232,945 | $1,995,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 211,545 | $1,993,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 16,528 | $1,989,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 24,661 | $1,989,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 270,616 | $1,989,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 156,573 | $1,987,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 70,271 | $1,985,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 178,505 | $1,985,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 49,670 | $1,983,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,002,000 | $1,979,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,129,645 | $1,977,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 107,510 | $1,977,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 117,142 | $1,971,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 98,526 | $1,969,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 52,172 | $1,964,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 67,865 | $1,960,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 94,920 | $1,942,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 91,386 | $1,934,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 145,982 | $1,932,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 220,000 | $1,929,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 39,188 | $1,924,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 197,252 | $1,920,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 80,874 | $1,913,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 217,647 | $1,905,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 41,226 | $1,903,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 96,999 | $1,901,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 223,995 | $1,897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 48,695 | $1,897,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 57,676 | $1,896,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 173,044 | $1,895,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 251,718 | $1,885,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,263 | $1,883,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 664,201 | $1,873,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,950,000 | $1,870,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 65,739 | $1,868,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 19,937 | $1,866,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 47,686 | $1,865,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 110,189 | $1,863,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 269,355 | $1,861,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 31,431 | $1,852,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 150,165 | $1,851,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 109,479 | $1,848,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 70,560 | $1,845,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 1,900,000 | $1,842,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 97,625 | $1,842,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 259,646 | $1,841,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 103,406 | $1,840,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 78,349 | $1,839,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 194,687 | $1,837,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 141,272 | $1,836,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 71,602 | $1,835,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 51,021 | $1,833,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 60,602 | $1,828,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 87,347 | $1,828,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 68,531 | $1,822,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 71,126 | $1,819,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 44,588 | $1,818,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 369,259 | $1,817,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 71,334 | $1,814,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 244,104 | $1,811,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 23,717 | $1,807,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 73,027 | $1,796,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 399,771 | $1,794,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 106,757 | $1,793,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 16,475 | $1,788,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 135,201 | $1,787,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 33,535 | $1,786,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 216,691 | $1,785,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,800,000 | $1,782,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 50,036 | $1,780,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 198,279 | $1,769,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 285,103 | $1,766,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 217,545 | $1,762,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 612,995 | $1,760,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 67,481 | $1,759,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 53,991 | $1,757,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 167,307 | $1,755,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 116,528 | $1,750,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 87,634 | $1,746,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 159,432 | $1,745,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,225 | $1,742,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 23,211 | $1,742,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 61,072 | $1,739,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 77,140 | $1,737,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 276,310 | $1,735,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 428,964 | $1,733,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 15,823 | $1,731,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 128,808 | $1,729,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 65,767 | $1,721,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 252,305 | $1,720,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 86,386 | $1,719,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 750,000 | $1,718,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 101,558 | $1,716,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 134,443 | $1,715,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 756,724 | $1,710,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 44,959 | $1,702,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 453,932 | $1,698,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 40,053 | $1,694,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 70,878 | $1,694,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 145,642 | $1,690,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 50,989 | $1,690,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 92,703 | $1,689,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 52,226 | $1,684,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 50,641 | $1,682,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 458,322 | $1,682,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 14,682 | $1,679,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 116,415 | $1,677,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 57,071 | $1,677,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,642,050 | $1,675,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 331,229 | $1,673,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 243,844 | $1,670,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,650,000 | $1,667,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 47,997 | $1,662,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 83,751 | $1,662,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 215,397 | $1,660,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 216,954 | $1,660,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 20,555 | $1,656,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 147,489 | $1,656,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 195,430 | $1,655,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 179,825 | $1,654,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 90,569 | $1,647,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 401,104 | $1,644,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 162,840 | $1,642,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 71,275 | $1,642,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,650,000 | $1,642,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 45,092 | $1,641,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 82,751 | $1,638,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,000,000 | $1,638,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 48,167 | $1,637,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 162,724 | $1,637,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 126,552 | $1,636,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 165,819 | $1,631,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 68,328 | $1,625,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 172,446 | $1,621,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 274,307 | $1,621,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 61,145 | $1,616,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 130,834 | $1,611,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 109,398 | $1,611,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 53,489 | $1,610,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 70,790 | $1,610,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 65,674 | $1,609,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 154,451 | $1,609,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 70,227 | $1,604,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 90,049 | $1,595,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 192,314 | $1,594,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 26,261 | $1,591,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 56,657 | $1,591,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,016,000 | $1,587,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 23,999 | $1,585,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 184,304 | $1,581,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 222,130 | $1,580,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 429,114 | $1,575,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 191,255 | $1,574,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 70,757 | $1,571,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 70,056 | $1,570,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,550,000 | $1,569,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 134,332 | $1,567,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 98,890 | $1,566,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 142,346 | $1,555,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 82,818 | $1,554,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 40,485 | $1,554,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 231,468 | $1,551,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 202,083 | $1,548,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 659,530 | $1,543,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 23,961 | $1,542,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 71,697 | $1,542,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 31,093 | $1,541,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 120,157 | $1,539,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 164,049 | $1,535,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 191,583 | $1,534,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 97,358 | $1,533,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 45,400 | $1,533,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 15,381 | $1,532,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 19,369 | $1,531,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 53,370 | $1,530,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,103,896 | $1,526,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 83,307 | $1,525,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000,000 | $1,523,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 30,629 | $1,518,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 94,713 | $1,518,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 98,021 | $1,518,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,400,000 | $1,516,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 121,581 | $1,512,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 84,544 | $1,510,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 113,628 | $1,509,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 98,739 | $1,509,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 603,011 | $1,508,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 62,481 | $1,497,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 196,660 | $1,495,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 80,700 | $1,493,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 240,577 | $1,487,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 49,582 | $1,486,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 178,896 | $1,486,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 245,342 | $1,486,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 54,856 | $1,483,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 115,035 | $1,482,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 40,584 | $1,476,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 72,781 | $1,474,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 160,341 | $1,472,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 142,670 | $1,472,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 101,136 | $1,471,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,504,000 | $1,466,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 68,011 | $1,465,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 314,241 | $1,455,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 117,152 | $1,455,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 76,295 | $1,453,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 90,958 | $1,446,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 295,729 | $1,442,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 52,278 | $1,442,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 129,770 | $1,439,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 37,686 | $1,438,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 320,038 | $1,437,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 65,950 | $1,433,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 750,000 | $1,432,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 191,548 | $1,427,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 15,231 | $1,425,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 56,875 | $1,424,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,450,000 | $1,423,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,500,000 | $1,421,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 64,717 | $1,419,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 14,234 | $1,417,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,498 | $1,414,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 142,133 | $1,410,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 178,378 | $1,408,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 51,614 | $1,407,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 318,879 | $1,406,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 18,962 | $1,406,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 110,703 | $1,406,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 98,224 | $1,402,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 135,646 | $1,400,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 196,747 | $1,397,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 217,217 | $1,394,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 79,720 | $1,385,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 47,722 | $1,384,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 31,506 | $1,378,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 77,322 | $1,377,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 63,490 | $1,375,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,374 | $1,373,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 103,222 | $1,371,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 84,038 | $1,369,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000254 | this filing | 2016-11-03 | acceptance time not in the bulk data set |