13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-01, with 4,317 holding rows worth $327,606,245,000.
- Accession
- 0001390777-16-000245
- Filer
- CIK 1390777
- Filed
- 2016-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 23,570 entries on the cover page, a total value of $327,606,245,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,606,245,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerThree Bridges Capital, LP 028-12592
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerPine River Capital Management LP 028-10902
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 19,797 | $537,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,401 | $536,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100,290 | $536,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 35,965 | $535,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,105 | $533,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,281 | $533,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 43,634 | $533,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 49,363 | $530,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,339 | $529,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 467,849 | $529,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 42,917 | $529,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,400 | $528,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 117,265 | $526,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 70,832 | $526,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100,367 | $525,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 291,576 | $525,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 137,559 | $524,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 51,128 | $523,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 40,049 | $522,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,325 | $518,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 114,169 | $518,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 71,417 | $517,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 61,794 | $517,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 508,000 | $516,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 46,261 | $515,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 126,581 | $515,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 86,114 | $515,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 18,271 | $512,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 30,829 | $512,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,475 | $511,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 81,481 | $505,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 23,929 | $505,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 30,946 | $504,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 335,186 | $502,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 504,000 | $501,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 66,257 | $499,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 39,606 | $499,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,244 | $498,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 750,000 | $498,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 15,374 | $496,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 96,937 | $495,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 500,000 | $495,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 56,178 | $494,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 404,857 | $494,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 49,776 | $493,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 112,715 | $492,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 226,239 | $492,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 18,151 | $490,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 37,228 | $489,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 152,012 | $488,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 76,553 | $487,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 78,443 | $487,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 500,000 | $485,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 264,000 | $484,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 151,559 | $484,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 59,438 | $484,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 63,612 | $484,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 63,314 | $483,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 120,512 | $482,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 22,065 | $480,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,589 | $478,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 29,809 | $478,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 20,443 | $477,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 117,756 | $475,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 27,278 | $475,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 309,759 | $474,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,645 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 21,251 | $473,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 24,888 | $473,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 17,159 | $471,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 51,899 | $467,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 20,586 | $466,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 63,083 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 45,405 | $466,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 84,729 | $465,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 31,149 | $465,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,801 | $464,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 21,626 | $462,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 359,000 | $462,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 20,487 | $462,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 77,953 | $462,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 39,193 | $460,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 22,041 | $458,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 45,280 | $457,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 37,713 | $453,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 27,153 | $451,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 201,596 | $450,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 49,612 | $449,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 70,386 | $449,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 47,519 | $448,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 350,000 | $447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,801 | $445,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 43,896 | $444,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 39,233 | $442,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 103,597 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,837 | $440,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,377 | $440,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 17,100 | $439,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 350,000 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 11,469 | $434,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 36,629 | $432,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 89,299 | $429,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 35,275 | $429,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 84,058 | $428,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 27,781 | $427,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 222,395 | $425,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 98,531 | $424,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 173,249 | $423,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 250,000 | $423,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 41,313 | $422,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 90,831 | $420,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 41,056 | $420,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 53,875 | $419,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 81,374 | $418,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 33,184 | $413,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 256,000 | $411,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,691 | $411,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 46,546 | $410,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,770 | $410,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 95,077 | $410,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 141,216 | $408,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 41,529 | $407,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 30,945 | $404,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 22,341 | $403,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 92,974 | $402,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 405,000 | $401,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 10,657 | $400,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 10,774 | $400,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 25,439 | $399,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 25,250 | $399,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 148,103 | $398,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 87,332 | $398,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 173,524 | $398,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 35,769 | $395,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,250 | $393,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 140,944 | $393,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 250,000 | $392,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 145,477 | $391,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 25,754 | $391,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 168,277 | $390,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 62,872 | $390,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 71,587 | $389,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 17,582 | $388,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 18,625 | $385,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $383,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,435 | $378,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 137,042 | $378,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,435 | $377,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 32,059 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,022 | $376,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 20,308 | $374,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 123,981 | $372,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 46,462 | $371,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 27,904 | $370,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 146,047 | $369,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 48,016 | $368,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 69,323 | $367,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,275 | $365,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 40,775 | $365,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 55,496 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,150 | $364,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 21,313 | $364,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 38,061 | $363,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 165,768 | $363,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 30,406 | $363,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 19,398 | $362,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 24,981 | $361,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 96,393 | $361,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 35,884 | $361,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 22,665 | $360,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 71,925 | $360,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 326,000 | $359,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,669 | $357,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 250,000 | $357,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 119,157 | $357,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 33,472 | $357,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 25,323 | $356,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 14,213 | $355,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,035 | $353,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 8,903 | $353,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 52,108 | $353,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 38,008 | $353,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 43,740 | $350,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 19,529 | $349,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,759 | $348,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 44,105 | $348,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,263 | $347,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,571 | $347,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 63,447 | $347,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,771 | $346,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 40,576 | $346,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,037 | $345,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $343,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 19,205 | $343,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 61,422 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,614 | $341,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,733 | $340,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 38,547 | $340,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,252 | $339,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,286 | $338,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 33,052 | $337,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 225,884 | $337,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 254,019 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,683 | $335,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 309,000 | $334,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 45,943 | $334,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15,503 | $334,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 60,872 | $332,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 21,781 | $332,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 129,534 | $332,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12,502 | $328,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 30,509 | $327,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 268,087 | $327,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,875 | $326,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 27,417 | $326,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 64,922 | $326,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,321 | $324,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 45,842 | $323,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 49,095 | $323,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $323,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,217 | $321,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,370 | $321,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 52,215 | $320,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 29,200 | $319,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 450,000 | $317,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 179,071 | $317,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 10,552 | $316,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,289 | $312,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,619 | $312,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 38,198 | $312,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 58,250 | $310,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,966 | $309,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,851 | $308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,001 | $307,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 20,811 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,793 | $306,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,305 | $306,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 37,447 | $306,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 6,491 | $306,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 253,000 | $306,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 13,678 | $304,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 649,316 | $303,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,939 | $302,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,484 | $301,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 42,430 | $301,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 18,523 | $301,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,316 | $299,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 32,199 | $298,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 15,170 | $298,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,762 | $297,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 9,861 | $297,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 21,469 | $296,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 17,551 | $295,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 21,486 | $293,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,000 | $293,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 64,784 | $292,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 62,466 | $291,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,256 | $289,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,579 | $288,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,795 | $288,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,554 | $287,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,430 | $287,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 10,550 | $286,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 15,924 | $286,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,851 | $285,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 16,279 | $285,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 44,842 | $282,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 29,136 | $279,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,800 | $279,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,075 | $279,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 37,074 | $278,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 55,915 | $277,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 23,582 | $277,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,898 | $277,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 24,911 | $277,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 7,204 | $276,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,000 | $276,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 40,841 | $276,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 89,418 | $275,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,673 | $274,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 82,777 | $274,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 98,164 | $274,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,027 | $273,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,453 | $271,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,532 | $271,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,202 | $270,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 54,334 | $270,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,532 | $269,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 76,783 | $268,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 63,194 | $267,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,862 | $267,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 21,503 | $267,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 250,000 | $267,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13,615 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,074 | $266,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 56,577 | $265,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,311 | $265,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,219 | $265,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,225 | $263,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 20,894 | $263,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,129 | $261,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 44,366 | $261,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,882 | $260,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 250,000 | $260,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,348 | $259,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,041 | $258,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 243,057 | $256,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 281,062 | $256,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,001 | $254,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 17,423 | $254,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 16,558 | $254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 9,864 | $254,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 32,956 | $253,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 18,481 | $253,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 161,424 | $253,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,244 | $251,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 598,438 | $251,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,475 | $250,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,236 | $249,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,001 | $248,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 15,261 | $248,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 111,448 | $248,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,548 | $246,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 15,994 | $246,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 15,115 | $246,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 250,000 | $245,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 185,484 | $243,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,419 | $242,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,280 | $242,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 58,301 | $241,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,577 | $241,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,097 | $239,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,624 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,717 | $238,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 250,000 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,500 | $237,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 21,776 | $237,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,040 | $236,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,886 | $236,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 40,732 | $236,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 55,677 | $236,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 9,691 | $235,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 164,570 | $235,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 120,091 | $235,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,753 | $233,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 64,873 | $232,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 45,806 | $231,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,265 | $230,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,561 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,487 | $229,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,712 | $228,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,211 | $228,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,565 | $227,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 6,712 | $227,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,045 | $226,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 23,376 | $226,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 14,687 | $226,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,508 | $225,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,498 | $225,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 16,202 | $225,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,412 | $224,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,972 | $224,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,114 | $223,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 39,311 | $223,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,508 | $222,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 7,227 | $222,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 30,958 | $221,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 27,412 | $221,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,211 | $219,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,395 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,647 | $217,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,971 | $217,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 29,746 | $216,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,123 | $214,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,833 | $214,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,778 | $214,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,603 | $214,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,369 | $213,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 62,532 | $212,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 34,606 | $212,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,376 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,429 | $211,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,517 | $211,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 27,216 | $211,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 38,310 | $211,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,218 | $210,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,917 | $209,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 65,472 | $209,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,233 | $209,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 20,253 | $209,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,144 | $209,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 44,290 | $208,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,827 | $206,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,647 | $206,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 89,920 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,999 | $204,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 9,624 | $204,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 69,489 | $204,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,570 | $203,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,746 | $203,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,555 | $202,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,011 | $202,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 24,783 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,000 | $201,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 44,207 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,251 | $199,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 47,336 | $197,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 36,533 | $193,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 16,796 | $193,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 17,747 | $193,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 30,758 | $192,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 60,721 | $192,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 14,495 | $190,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 73,509 | $189,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 146,186 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,110 | $189,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 23,393 | $188,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 12,852 | $187,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 60,907 | $185,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,235 | $185,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,732 | $184,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 309,575 | $183,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 11,176 | $182,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,984 | $181,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 38,394 | $181,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,300 | $180,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,043 | $180,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 29,762 | $178,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,876 | $178,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 55,814 | $178,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 86,296 | $178,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,091 | $176,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,654 | $175,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 35,127 | $175,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,600 | $173,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $173,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 15,373 | $173,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 27,889 | $173,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 28,743 | $173,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 73,425 | $171,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 96,807 | $171,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,817 | $170,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,925 | $169,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,529 | $167,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 87,710 | $167,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,165 | $165,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 20,495 | $165,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 60,069 | $164,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 31,439 | $164,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 18,915 | $163,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,638 | $163,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 57,637 | $163,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 108,884 | $162,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 31,781 | $162,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,679 | $162,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 21,354 | $161,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 52,460 | $161,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 40,338 | $160,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,214 | $159,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 12,410 | $158,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,019 | $158,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,835 | $157,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,356 | $154,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 25,904 | $151,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 121,086 | $151,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 84,679 | $151,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,913 | $150,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,572 | $150,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,001 | $149,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 81,792 | $148,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 66,857 | $147,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,471 | $147,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 137,344 | $146,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 50,252 | $144,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 63,815 | $144,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,474 | $144,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,432 | $143,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 127,377 | $143,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,875 | $142,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,300 | $141,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,328 | $141,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 41,951 | $141,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 156,739 | $138,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 17,628 | $138,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,067 | $138,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,302 | $137,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 33,138 | $137,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,056 | $136,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 57,268 | $135,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,154 | $135,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 14,731 | $135,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,251 | $134,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 29,469 | $134,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 79,043 | $134,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 28,298 | $133,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 33,493 | $133,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 64,754 | $133,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 36,141 | $133,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 54,406 | $131,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 15,149 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000245 | this filing | 2016-08-01 | acceptance time not in the bulk data set |