13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-01, with 4,317 holding rows worth $327,606,245,000.
- Accession
- 0001390777-16-000245
- Filer
- CIK 1390777
- Filed
- 2016-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 23,570 entries on the cover page, a total value of $327,606,245,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,606,245,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerThree Bridges Capital, LP 028-12592
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerPine River Capital Management LP 028-10902
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASELLA WASTE SYS INC | 147448104 | CL A | 160,008 | $1,256,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 96,654 | $1,255,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 671,990 | $1,250,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 398,946 | $1,248,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,540 | $1,245,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 53,651 | $1,245,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 73,673 | $1,245,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,250,000 | $1,242,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 300,984 | $1,241,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 402,416 | $1,239,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 186,508 | $1,238,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 160,998 | $1,236,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 81,445 | $1,232,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,250,000 | $1,232,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 597,518 | $1,231,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 38,475 | $1,230,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,968 | $1,229,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 97,569 | $1,229,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 66,653 | $1,227,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 232,693 | $1,221,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 58,049 | $1,214,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,200,000 | $1,214,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 78,890 | $1,210,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 186,710 | $1,208,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 53,015 | $1,206,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11,222 | $1,205,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 31,695 | $1,204,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 298,298 | $1,202,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 92,733 | $1,199,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 539,947 | $1,198,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,500,000 | $1,198,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 153,475 | $1,184,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 105,161 | $1,179,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 106,565 | $1,178,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 90,565 | $1,177,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 434,821 | $1,170,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 100,968 | $1,170,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 265,072 | $1,168,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 11,657 | $1,162,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 103,475 | $1,161,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 42,689 | $1,160,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 81,013 | $1,156,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,150,000 | $1,154,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 84,970 | $1,153,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 78,906 | $1,152,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 101,858 | $1,152,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 142,345 | $1,150,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 40,152 | $1,147,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 85,865 | $1,147,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 20,650 | $1,147,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,500,000 | $1,147,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 45,479 | $1,145,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 199,295 | $1,144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 32,805 | $1,142,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 178,176 | $1,140,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 1,105,000 | $1,138,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 83,058 | $1,137,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 1,100,000 | $1,136,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 174,556 | $1,135,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 133,046 | $1,129,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 58,542 | $1,128,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,250,000 | $1,125,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,175 | $1,122,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 43,622 | $1,120,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 187,262 | $1,119,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,250,000 | $1,116,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,250,000 | $1,115,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 59,522 | $1,112,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 61,527 | $1,111,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,150,000 | $1,110,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 89,819 | $1,106,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 68,576 | $1,104,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 175,205 | $1,103,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,300,000 | $1,103,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 24,343 | $1,102,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 80,070 | $1,100,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 48,031 | $1,096,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 192,027 | $1,093,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,720 | $1,092,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 60,890 | $1,088,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,003,000 | $1,088,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,433 | $1,085,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 1,182,000 | $1,082,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 83,065 | $1,078,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 12,465 | $1,078,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 67,369 | $1,077,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 25,613 | $1,076,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 28,821 | $1,074,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $1,073,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 60,742 | $1,071,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 85,765 | $1,071,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 176,637 | $1,070,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 82,348 | $1,067,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 69,154 | $1,064,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 41,344 | $1,063,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 65,210 | $1,063,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,050,000 | $1,063,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 39,293 | $1,061,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 79,297 | $1,061,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,589 | $1,060,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 132,992 | $1,060,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 150,068 | $1,053,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,008,000 | $1,047,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,050,000 | $1,045,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 109,927 | $1,045,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 442,420 | $1,044,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 92,982 | $1,036,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 108,757 | $1,036,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 35,261 | $1,035,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 196,220 | $1,035,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,415 | $1,034,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,050,000 | $1,034,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,000,000 | $1,033,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 64,138 | $1,027,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 750,000 | $1,027,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 254,956 | $1,022,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 79,783 | $1,022,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 37,010 | $1,019,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 43,903 | $1,017,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 356,458 | $1,016,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,000,000 | $1,016,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,000,000 | $1,015,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,002 | $1,012,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 25,592 | $1,012,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,003,000 | $1,012,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 30,984 | $1,010,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 112,439 | $1,007,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,898 | $1,007,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 80,262 | $1,003,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 431,506 | $1,001,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,936 | $997,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 71,546 | $996,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 49,218 | $995,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 124,383 | $993,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 118,295 | $993,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 60,985 | $992,000 | thousands by filing date | |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 1,000,000 | $992,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,016,000 | $991,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 131,692 | $990,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,000,000 | $990,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,437 | $986,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 111,855 | $986,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 103,521 | $986,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,000,000 | $986,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 110,836 | $985,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 59,726 | $985,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 132,508 | $983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,565 | $982,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 950,000 | $982,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 59,685 | $980,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 1,000,000 | $980,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 61,181 | $979,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 254,031 | $978,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 436,771 | $974,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 129,975 | $971,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 441,508 | $971,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 101,979 | $968,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 99,449 | $967,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $966,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,828 | $964,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 28,442 | $964,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,117 | $962,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 157,074 | $959,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 70,128 | $958,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 33,208 | $953,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 60,706 | $952,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 19,078 | $950,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 27,730 | $949,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,612 | $949,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 104,675 | $948,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,000,000 | $947,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $947,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 87,719 | $947,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 8,206 | $946,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 109,648 | $945,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 121,734 | $943,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 99,659 | $943,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,268 | $940,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 24,014 | $937,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 34,252 | $937,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 28,813 | $933,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 137,691 | $932,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 317,012 | $932,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 237,280 | $931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 22,420 | $928,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 22,972 | $928,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 72,198 | $928,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 30,426 | $928,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 77,780 | $926,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 950,000 | $922,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 145,594 | $921,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 119,385 | $920,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,000,000 | $920,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 83,661 | $920,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 96,719 | $917,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 950,000 | $917,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 42,085 | $916,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 77,477 | $914,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 66,655 | $914,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,004,000 | $913,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,990 | $912,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 60,282 | $912,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 108,292 | $912,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 181,008 | $911,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 920,000 | $911,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 206,666 | $909,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,561 | $908,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 25,889 | $904,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 505,000 | $904,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,000,000 | $902,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 163,416 | $900,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 11,649 | $898,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 76,809 | $898,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,963 | $896,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 82,661 | $895,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 325,077 | $894,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 107,142 | $891,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 39,529 | $890,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 27,689 | $888,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 57,385 | $887,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 750,000 | $887,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 252,571 | $886,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,239 | $886,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 34,253 | $885,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 234,995 | $884,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 63,712 | $884,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 155,291 | $883,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 37,576 | $882,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 60,110 | $881,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,214 | $880,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 48,112 | $880,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 244,523 | $878,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 33,339 | $876,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 116,902 | $876,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 115,848 | $875,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 52,898 | $871,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 144,284 | $871,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 306,563 | $870,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 84,774 | $868,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 26,285 | $868,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 120,485 | $866,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 136,864 | $866,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 99,099 | $865,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 117,714 | $864,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 138,812 | $864,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 18,158 | $862,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,000,000 | $861,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 38,553 | $857,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 68,516 | $856,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27,471 | $851,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,172 | $848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 21,886 | $848,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,089 | $844,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,000,000 | $843,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 18,652 | $836,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 750,000 | $836,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,000,000 | $833,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 50,777 | $832,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,361 | $830,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 40,175 | $830,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,286 | $829,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 26,420 | $829,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 750,000 | $827,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 128,373 | $826,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 48,651 | $825,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 481,424 | $823,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,206 | $822,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,711 | $821,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 750,000 | $821,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,151 | $818,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 32,804 | $817,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 79,318 | $816,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 156,388 | $815,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 7,240 | $810,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 71,489 | $809,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 201,662 | $807,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 151,363 | $807,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 135,704 | $805,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $805,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 146,889 | $805,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 37,392 | $804,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 98,003 | $803,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 83,284 | $802,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 27,381 | $801,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,000,000 | $800,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 7,400 | $797,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,966 | $796,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 7,486 | $796,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 154,275 | $795,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 116,178 | $793,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 81,122 | $793,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 109,911 | $793,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 129,276 | $790,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 469,825 | $790,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 58,734 | $789,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 761,000 | $789,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 59,203 | $788,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 58,787 | $787,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 700,000 | $784,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 121,955 | $783,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,534 | $782,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13,238 | $781,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 59,767 | $780,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 31,215 | $778,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 97,966 | $778,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 33,450 | $776,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 72,272 | $776,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 56,925 | $776,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 27,252 | $775,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,034 | $774,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 641,000 | $773,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 16,530 | $772,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 144,373 | $771,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 84,543 | $770,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 29,570 | $769,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 301,166 | $768,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 82,234 | $766,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 28,329 | $764,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 58,877 | $764,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 32,726 | $764,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 152,457 | $763,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 72,950 | $761,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 54,708 | $759,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 28,258 | $758,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 41,823 | $757,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,199 | $754,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 43,054 | $754,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 67,554 | $753,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 700,000 | $753,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,935 | $749,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 754,000 | $749,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 285,587 | $748,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 56,133 | $746,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 106,232 | $745,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 750,000 | $744,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 750,000 | $744,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 16,199 | $742,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 700,000 | $742,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 53,196 | $740,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 58,783 | $739,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 17,791 | $738,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 171,552 | $738,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 28,625 | $735,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 26,035 | $734,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 71,738 | $733,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $733,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 186,311 | $732,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 750,000 | $731,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 34,265 | $730,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 10,501 | $730,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,899 | $725,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 650,000 | $725,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 65,427 | $719,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 18,880 | $718,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 29,711 | $717,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 230,767 | $714,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 42,900 | $712,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 50,092 | $707,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 55,385 | $707,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 700,000 | $705,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 700,000 | $703,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 224,335 | $702,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 82,874 | $701,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 91,005 | $701,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 52,193 | $699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,642 | $698,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 120,585 | $697,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 750,000 | $697,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,736 | $696,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,000 | $695,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 47,868 | $695,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 469,000 | $694,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 19,983 | $690,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 87,331 | $688,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,817 | $686,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 704,000 | $685,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 27,623 | $683,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,885 | $683,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 101,558 | $682,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 88,380 | $682,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 24,447 | $678,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 27,739 | $677,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 22,282 | $674,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 169,786 | $672,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 47,854 | $670,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,715 | $669,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 107,059 | $667,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 33,542 | $666,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 21,175 | $666,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 396,232 | $666,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 120,920 | $665,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 47,067 | $665,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 59,526 | $664,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 82,439 | $664,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 85,319 | $663,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 10,373 | $662,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 400,000 | $661,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 117,846 | $660,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 7,286 | $660,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 750,000 | $660,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 675,000 | $660,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 27,474 | $659,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 65,482 | $659,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 30,976 | $655,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 35,255 | $652,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 125,383 | $652,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 141,849 | $648,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,120 | $648,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 306,581 | $647,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 76,412 | $645,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 14,413 | $645,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 15,740 | $641,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 155,043 | $635,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 65,984 | $630,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 197,957 | $629,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 38,666 | $628,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 108,133 | $628,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 240,697 | $628,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 45,140 | $628,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,376 | $626,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 45,839 | $623,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 46,942 | $622,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 138,336 | $621,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 700,000 | $618,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 62,218 | $615,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 15,403 | $615,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 19,898 | $612,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 30,953 | $612,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 44,011 | $612,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 199,575 | $608,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 12,261 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,175 | $603,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 134,236 | $602,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 46,260 | $600,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,568 | $599,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 94,442 | $597,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 44,730 | $597,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 23,543 | $596,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 54,689 | $595,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 72,823 | $595,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 54,921 | $594,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 38,585 | $593,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 68,022 | $593,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50,898 | $588,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 500,000 | $588,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 50,155 | $587,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $586,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 72,019 | $583,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 38,741 | $582,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 40,264 | $582,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 76,393 | $582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,662 | $578,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 73,850 | $576,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 103,157 | $572,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,999 | $571,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 70,592 | $571,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,612 | $570,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 151,355 | $570,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $570,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 504,000 | $570,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 38,475 | $569,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 500,000 | $569,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 500,000 | $568,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 8,715 | $567,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 19,553 | $567,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 22,777 | $566,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 110,688 | $565,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 283,747 | $565,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,830 | $564,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 76,401 | $564,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 22,155 | $562,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,795 | $561,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,782 | $561,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 38,754 | $561,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 82,730 | $560,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 84,591 | $560,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 112,421 | $558,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 357,246 | $558,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,377 | $557,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 500,000 | $557,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 21,220 | $556,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 80,580 | $555,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 173,805 | $554,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 255,402 | $554,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 30,307 | $554,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 76,046 | $553,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 503,000 | $553,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,259 | $551,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 42,644 | $550,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 500,000 | $550,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,920 | $548,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 98,478 | $546,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 585,000 | $546,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 42,714 | $544,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 72,312 | $543,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 100,078 | $543,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 75,547 | $540,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 503,000 | $540,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 19,726 | $539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 7,706 | $537,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000245 | this filing | 2016-08-01 | acceptance time not in the bulk data set |