13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-16, with 4,213 holding rows worth $331,134,404,000.
- Accession
- 0001390777-16-000229
- Filer
- CIK 1390777
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, amendment of type restatement, 22,185 entries on the cover page, a total value of $331,134,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,134,404,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 17,694 | $431,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 864,847 | $430,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 405,000 | $429,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 37,751 | $429,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 43,071 | $428,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 27,105 | $427,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 56,449 | $427,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 107,400 | $426,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 17,690 | $424,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 74,117 | $423,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 18,561 | $423,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 84,708 | $423,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 256,000 | $422,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 55,080 | $419,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 95,226 | $419,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 43,930 | $418,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,023 | $418,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 73,917 | $418,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 327,995 | $417,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 33,019 | $416,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 23,024 | $414,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 45,160 | $414,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 81,631 | $413,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 23,518 | $413,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 226,671 | $411,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,353 | $408,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 176,139 | $408,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 31,418 | $408,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 34,326 | $407,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 41,090 | $407,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,382 | $405,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 37,504 | $405,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 36,344 | $403,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 328,599 | $403,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,731 | $402,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 222,395 | $400,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 70,901 | $397,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 41,141 | $395,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,367 | $394,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,309 | $391,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 122,271 | $389,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 71,967 | $389,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 15,001 | $387,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 95,590 | $387,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 25,709 | $387,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 23,490 | $386,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,095 | $386,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,298 | $382,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 51,681 | $379,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 104,041 | $372,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 31,061 | $372,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,360 | $371,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,670 | $371,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,027 | $371,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 45,943 | $371,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 165,768 | $370,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 250,000 | $370,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,286 | $368,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 45,888 | $368,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 236,638 | $367,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 39,316 | $365,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 250,000 | $365,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 22,562 | $364,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 26,977 | $360,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 527,879 | $359,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 245,559 | $358,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 73,991 | $358,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 38,718 | $357,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 71,806 | $356,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 40,554 | $356,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,814 | $355,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 351,455 | $355,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,121 | $355,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 57,257 | $355,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,961 | $354,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 58,888 | $354,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 77,295 | $354,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 152,442 | $353,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,426 | $352,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 39,606 | $351,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 38,919 | $347,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 967,604 | $346,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 19,116 | $345,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $345,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 38,975 | $344,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,669 | $343,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 33,507 | $343,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,849 | $342,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,975 | $342,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 33,800 | $341,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,930 | $340,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 31,016 | $340,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 52,379 | $339,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 112,155 | $339,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $338,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 41,625 | $338,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 112,172 | $338,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 88,375 | $337,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,385 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,769 | $336,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 30,022 | $336,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 13,205 | $335,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,092 | $335,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 22,901 | $332,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 14,079 | $332,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 144,377 | $331,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,128 | $330,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,840 | $330,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 22,454 | $330,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13,087 | $329,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,577 | $328,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,619 | $327,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,092 | $325,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 14,569 | $325,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 8,512 | $325,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 613,125 | $325,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,012 | $323,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 48,804 | $323,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 8,788 | $322,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,864 | $320,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 70,908 | $320,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,385 | $320,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 567,254 | $320,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,382 | $319,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 17,233 | $318,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 80,427 | $318,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 132,142 | $316,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 253,000 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,488 | $313,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 744,009 | $313,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,000 | $311,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,542 | $309,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 30,943 | $309,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 280,600 | $309,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,541 | $308,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,383 | $308,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 116,333 | $308,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 42,698 | $307,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 300,000 | $305,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 58,659 | $303,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 52,574 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,731 | $300,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,264 | $300,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 387,041 | $300,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,752 | $296,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,455 | $296,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,439 | $296,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,175 | $296,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,251 | $296,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 16,383 | $296,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 15,521 | $294,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 54,529 | $292,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,627 | $291,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 22,558 | $290,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 32,633 | $289,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,865 | $288,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 26,530 | $288,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 97,700 | $288,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,006 | $287,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,326 | $286,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,969 | $285,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 243,198 | $285,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 39,720 | $285,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 250,000 | $285,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,696 | $283,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 20,215 | $281,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 19,143 | $281,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,783 | $277,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 81,343 | $277,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 64,746 | $276,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 367,677 | $275,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,851 | $275,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 42,448 | $275,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,000 | $273,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 40,852 | $273,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 314,000 | $272,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 18,227 | $272,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 171,418 | $272,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 37,603 | $271,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 35,238 | $269,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 54,594 | $268,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 19,264 | $266,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 102,709 | $266,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 56,076 | $265,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 129,158 | $265,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 43,527 | $265,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 21,080 | $264,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,986 | $264,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 34,245 | $264,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,161 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,680 | $262,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,766 | $262,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 79,943 | $262,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 69,628 | $261,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,041 | $260,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,556 | $260,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 45,723 | $260,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 185,484 | $259,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,963 | $258,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 17,133 | $257,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,853 | $256,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 23,518 | $255,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 54,546 | $254,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 254,000 | $250,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 20,317 | $249,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,729 | $249,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 30,832 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,500 | $248,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 57,668 | $247,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 13,764 | $246,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 44,717 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,064 | $245,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 37,284 | $244,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 32,969 | $244,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 250,000 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,314 | $243,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 23,582 | $242,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 12,321 | $241,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 250,000 | $241,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 40,935 | $240,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 9,513 | $240,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 27,237 | $240,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,561 | $239,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,940 | $239,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 6,532 | $239,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,331 | $239,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 90,183 | $239,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,898 | $238,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,005 | $237,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,962 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,780 | $236,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 94,951 | $236,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,532 | $235,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 100,662 | $235,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,469 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,724 | $234,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 27,407 | $234,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,802 | $233,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,483 | $232,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 45,829 | $230,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 62,630 | $229,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 364,915 | $228,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,486 | $227,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,701 | $227,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 41,851 | $226,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 53,920 | $226,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,346 | $225,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 11,020 | $225,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 153,019 | $225,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,965 | $224,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 8,130 | $224,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 56,577 | $223,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 21,776 | $222,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 99,917 | $222,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,049 | $219,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,410 | $218,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,660 | $218,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,210 | $217,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,227 | $217,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 38,492 | $217,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,401 | $216,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 14,749 | $215,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 44,315 | $215,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 26,242 | $215,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,920 | $214,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,498 | $214,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,394 | $214,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,966 | $213,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,733 | $212,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 83,810 | $212,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 28,274 | $211,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,061 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,129 | $208,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 19,352 | $208,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16,414 | $208,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 88,657 | $207,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 443,226 | $207,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 66,360 | $207,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,566 | $206,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 23,472 | $205,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 90,636 | $204,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 22,343 | $204,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,476 | $203,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 65,578 | $203,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 551,248 | $203,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 115,659 | $202,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 36,142 | $202,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,395 | $200,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 12,419 | $196,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 65,000 | $195,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 47,339 | $194,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 54,887 | $194,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 82,138 | $194,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 29,805 | $193,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 123,859 | $193,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 10,973 | $193,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 35,758 | $193,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 16,073 | $192,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 96,571 | $192,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,043 | $191,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 19,348 | $191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,795 | $190,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 59,312 | $190,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 202,618 | $190,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 66,790 | $190,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,075 | $189,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 36,545 | $189,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,772 | $189,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 106,988 | $189,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,144 | $189,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 13,810 | $188,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,704 | $187,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,838 | $187,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,170 | $186,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 47,488 | $186,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 12,584 | $186,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 309,925 | $185,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 60,018 | $185,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 12,029 | $184,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 38,394 | $184,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,091 | $184,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 161,815 | $183,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,388 | $181,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 84,628 | $181,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 25,870 | $180,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 13,867 | $180,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 80,953 | $179,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,683 | $179,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 38,880 | $179,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 40,743 | $178,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 39,322 | $177,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,417 | $176,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 16,113 | $175,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,331 | $175,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 16,514 | $174,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,629 | $173,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 55,181 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,490 | $171,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $171,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,353 | $171,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 15,373 | $169,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 42,021 | $169,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,498 | $168,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 105,213 | $167,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 139,256 | $166,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 34,937 | $164,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,377 | $163,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,655 | $162,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,470 | $162,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 64,667 | $160,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,828 | $160,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 31,356 | $160,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 136,261 | $160,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 33,143 | $158,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 14,766 | $158,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,756 | $156,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 134,525 | $156,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 24,410 | $156,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 57,521 | $154,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,056 | $153,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,793 | $153,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,654 | $152,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 19,722 | $152,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,270 | $151,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,517 | $150,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,165 | $150,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 84,710 | $150,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,847 | $150,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,474 | $150,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 28,915 | $150,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,301 | $149,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,522 | $149,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 33,493 | $149,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 141,172 | $148,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,019 | $148,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 33,137 | $148,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 28,383 | $147,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 27,153 | $146,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,572 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,383 | $144,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 36,688 | $144,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 36,485 | $143,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,856 | $143,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 36,270 | $143,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 273,490 | $143,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,262 | $142,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,154 | $142,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 20,653 | $142,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 102,002 | $141,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,291 | $140,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,669 | $138,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 30,572 | $138,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,539 | $138,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 35,719 | $138,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 85,550 | $137,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 77,154 | $137,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 129,740 | $136,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 63,815 | $136,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,645 | $135,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 28,266 | $135,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 69,069 | $133,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 13,594 | $133,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,301 | $131,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 95,201 | $130,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,974 | $129,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 11,028 | $129,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 136,236 | $128,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,070 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,930 | $127,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,987 | $127,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 53,035 | $127,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,952 | $125,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,147 | $125,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 11,642 | $125,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,434 | $124,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,176 | $124,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 227,694 | $123,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,964 | $122,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 17,873 | $122,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 14,050 | $122,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,644 | $121,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 55,037 | $120,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 22,358 | $119,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 12,886 | $119,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 14,636 | $119,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 258,529 | $119,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 29,946 | $118,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 66,807 | $118,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 491,446 | $118,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,215 | $118,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 18,353 | $117,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,960 | $115,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 30,734 | $115,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 17,129 | $115,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 63,503 | $114,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,702 | $113,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 13,977 | $113,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 113,934 | $113,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,144 | $112,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 35,940 | $112,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,674 | $112,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 41,550 | $112,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 37,910 | $112,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 18,698 | $110,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,312 | $110,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 51,338 | $109,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,025 | $108,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,399 | $108,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,103 | $107,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 55,599 | $105,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 14,299 | $105,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 15,687 | $103,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,560 | $102,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 175,651 | $102,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19,774 | $102,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,345 | $101,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 12,942 | $101,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,389 | $101,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 38,638 | $101,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 12,559 | $101,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 13,456 | $100,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,919 | $99,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,043 | $98,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,810 | $98,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 21,312 | $98,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 23,119 | $97,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 140,122 | $97,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,334 | $96,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 25,466 | $95,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 68,411 | $95,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 18,269 | $93,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,000 | $93,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,709 | $93,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,468 | $92,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,942 | $92,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 85,777 | $91,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,407 | $90,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 48,230 | $90,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 37,102 | $90,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,300 | $89,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,535 | $89,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 22,500 | $88,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,870 | $88,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,649 | $87,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 11,598 | $87,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 11,677 | $86,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,219 | $86,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 114,327 | $86,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 18,816 | $85,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,179 | $85,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 12,422 | $85,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,092 | $84,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 36,753 | $83,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 22,707 | $83,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 10,615 | $83,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 10,271 | $83,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 400 | $82,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 13,776 | $82,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 34,792 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000228 | superseded | 2016-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000229 | this filing | 2016-05-16 | acceptance time not in the bulk data set |