13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-16, with 4,213 holding rows worth $331,134,404,000.
- Accession
- 0001390777-16-000229
- Filer
- CIK 1390777
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, amendment of type restatement, 22,185 entries on the cover page, a total value of $331,134,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,134,404,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 42,621 | $1,094,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 442,191 | $1,092,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 74,841 | $1,091,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 51,571 | $1,091,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 81,539 | $1,087,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 59,448 | $1,082,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 119,993 | $1,081,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 21,950 | $1,080,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,535 | $1,080,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,130,000 | $1,078,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 63,613 | $1,075,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 44,042 | $1,072,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 410,155 | $1,067,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 122,269 | $1,066,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,325 | $1,065,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 97,220 | $1,064,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 141,939 | $1,062,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,154,000 | $1,062,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 116,641 | $1,061,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 953,832 | $1,059,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 107,135 | $1,058,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,068,128 | $1,056,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 38,365 | $1,054,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,050,000 | $1,054,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 421,401 | $1,053,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 51,966 | $1,053,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 45,051 | $1,052,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 243,630 | $1,051,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 357,024 | $1,050,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 24,639 | $1,050,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 176,902 | $1,048,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 41,661 | $1,048,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,250,000 | $1,047,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 39,299 | $1,044,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,298 | $1,040,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 50,438 | $1,036,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,000,000 | $1,031,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 36,727 | $1,029,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,300,000 | $1,028,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 109,017 | $1,025,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,000,000 | $1,022,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 59,437 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 34,195 | $1,016,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,000,000 | $1,015,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,008,000 | $1,013,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 80,378 | $1,013,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 162,201 | $1,012,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 150,901 | $1,011,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 252,796 | $1,011,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,000,000 | $1,011,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 48,450 | $1,006,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 115,548 | $1,006,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 82,051 | $1,005,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,003,000 | $1,003,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,004,000 | $1,002,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 73,233 | $1,002,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 32,428 | $1,000,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $999,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,936 | $997,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 11,687 | $996,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,000,000 | $995,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,000,000 | $995,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 153,059 | $992,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 27,868 | $985,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 514,000 | $983,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,258 | $982,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 158,220 | $982,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,050,000 | $982,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 49,590 | $981,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 950,000 | $979,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 199,062 | $975,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 66,393 | $974,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 24,329 | $974,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 25,078 | $971,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 89,351 | $970,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,362 | $966,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 48,546 | $965,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,094 | $964,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 81,753 | $963,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 289,056 | $962,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 40,297 | $961,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 220,318 | $960,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,591 | $960,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,016,000 | $960,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $959,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 83,731 | $958,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 181,658 | $957,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 80,620 | $956,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 214,023 | $956,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 149,533 | $956,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,000,000 | $955,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $954,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 24,646 | $950,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 108,281 | $947,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 131,784 | $940,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 51,528 | $940,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 202,667 | $938,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23,727 | $937,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 65,167 | $937,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 96,080 | $936,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 39,764 | $936,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,000,000 | $936,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 35,362 | $935,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 60,210 | $934,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 145,024 | $934,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 449,285 | $934,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 77,894 | $933,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 950,000 | $931,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,000,000 | $930,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 90,700 | $928,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 58,676 | $926,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 950,000 | $926,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,607 | $925,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,123 | $925,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 22,530 | $923,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 78,409 | $922,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 394,646 | $920,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 130,396 | $920,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 81,558 | $917,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 649,774 | $917,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 120,910 | $915,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,000,000 | $910,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 57,320 | $908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,662 | $907,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 178,630 | $907,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,000,000 | $906,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,972 | $904,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 800,000 | $904,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 30,339 | $902,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 20,752 | $901,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,000,000 | $901,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 40,376 | $897,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20,375 | $895,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,488 | $894,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,154 | $893,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 505,000 | $892,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 64,012 | $888,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 76,931 | $888,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 20,406 | $887,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 900,000 | $884,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 147,303 | $882,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 120,123 | $880,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 24,906 | $874,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 28,724 | $871,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 307,115 | $869,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 73,357 | $869,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 97,385 | $869,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,004,000 | $868,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,561 | $867,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 85,593 | $865,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 188,417 | $864,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 45,849 | $864,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 33,529 | $863,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 26,066 | $863,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 24,992 | $858,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 126,265 | $858,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 47,506 | $857,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 192,864 | $857,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 19,625 | $857,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 188,800 | $854,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 52,557 | $853,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 112,009 | $852,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 200,119 | $851,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 125,541 | $850,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 33,213 | $848,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 36,955 | $847,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 157,212 | $842,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,352 | $842,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,252 | $842,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 121,098 | $839,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 617,026 | $839,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 64,699 | $838,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 77,444 | $834,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 230,122 | $833,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 50,225 | $832,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 641,000 | $831,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 87,189 | $824,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 138,769 | $824,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,808 | $822,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 850,000 | $821,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,363 | $819,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 229,508 | $816,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 750,000 | $815,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 56,620 | $814,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 26,373 | $812,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 563,686 | $812,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 119,692 | $811,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 22,222 | $811,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 79,871 | $811,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,326 | $810,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 16,752 | $806,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,253 | $802,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,870 | $802,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 95,823 | $802,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 211,761 | $800,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 246,025 | $798,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 46,801 | $796,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 750,000 | $796,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 234,540 | $795,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 42,607 | $793,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,875 | $790,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 272,064 | $789,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 363,122 | $788,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 51,485 | $783,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 84,759 | $783,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 108,700 | $779,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 28,333 | $778,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 72,304 | $777,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $775,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 761,000 | $775,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 981,761 | $774,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 27,738 | $774,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 303,418 | $774,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,000,000 | $773,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 100,133 | $773,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 46,796 | $772,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 52,821 | $771,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 96,089 | $771,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 12,806 | $769,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 73,609 | $764,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 105,872 | $763,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 108,914 | $760,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 58,352 | $758,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 200,038 | $758,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,155 | $758,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,453 | $756,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 42,496 | $756,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 37,538 | $750,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 31,488 | $746,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 478,078 | $746,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 229,404 | $741,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 48,096 | $741,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 750,000 | $741,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 40,999 | $738,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 76,598 | $737,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,206,292 | $736,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 24,313 | $735,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,020 | $735,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 96,692 | $735,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 700,000 | $734,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,764 | $733,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 69,363 | $732,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,128 | $730,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 159,477 | $729,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 750,000 | $729,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 27,310 | $727,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 41,700 | $725,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 34,985 | $724,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 56,376 | $723,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 79,561 | $722,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $716,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 49,480 | $715,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 800,000 | $715,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 650,000 | $714,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 19,983 | $711,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 91,135 | $710,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 28,644 | $709,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 99,057 | $709,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 107,189 | $708,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 111,861 | $708,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 10,574 | $707,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 104,263 | $706,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 76,400 | $705,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 750,000 | $705,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 69,389 | $704,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 150,063 | $704,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 54,090 | $704,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,900 | $701,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 80,463 | $700,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 51,416 | $697,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 750,000 | $697,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 61,769 | $694,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 195,369 | $694,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 750,000 | $694,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 721,501 | $693,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 28,630 | $693,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,829 | $689,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 88,701 | $689,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 24,147 | $689,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 59,258 | $685,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,097 | $684,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 59,498 | $684,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 700,000 | $683,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 99,760 | $680,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27,137 | $678,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 31,495 | $677,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 758,000 | $677,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 73,964 | $676,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 750,000 | $676,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14,412 | $675,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 136,411 | $675,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 213,665 | $673,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 750,000 | $673,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 750,000 | $671,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 129,814 | $670,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 700,000 | $670,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 750,000 | $669,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 138,874 | $668,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25,452 | $668,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 650,000 | $668,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30,892 | $667,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 40,067 | $667,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 50,065 | $663,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 850,000 | $662,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 17,237 | $659,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 18,881 | $657,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 70,698 | $651,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 26,143 | $651,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 500,000 | $648,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 64,179 | $647,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 117,274 | $647,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,966 | $646,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 32,666 | $640,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 102,992 | $640,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 150,698 | $638,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 136,335 | $638,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 500,000 | $638,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 160,905 | $636,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 87,595 | $636,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 117,891 | $635,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 15,177 | $630,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 82,873 | $629,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 78,017 | $629,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 44,941 | $629,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 700,000 | $629,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 93,842 | $627,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 129,050 | $623,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,375 | $622,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 101,493 | $621,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 269,520 | $618,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 225,149 | $615,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,524 | $615,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 123,425 | $614,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 400,000 | $614,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,845 | $613,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 797,162 | $612,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 309,168 | $612,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 36,190 | $611,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,355 | $611,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 24,836 | $610,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 469,000 | $609,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 61,794 | $607,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 53,168 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,898 | $605,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 35,457 | $604,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $603,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 209,519 | $601,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 25,100 | $600,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 107,888 | $599,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 21,895 | $599,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 120,749 | $597,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,656 | $596,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 51,830 | $596,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 49,785 | $596,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,225 | $595,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 48,175 | $591,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 11,994 | $590,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,377 | $587,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 60,747 | $586,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 36,115 | $586,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 73,358 | $584,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 704,000 | $584,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 74,836 | $584,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 272,173 | $582,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 102,082 | $582,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,468 | $581,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 309,000 | $578,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,209 | $577,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 48,141 | $577,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 98,013 | $576,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 400,000 | $576,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 508,000 | $574,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 282,981 | $574,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 32,032 | $573,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 354,745 | $571,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 42,494 | $571,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 66,553 | $569,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 404,626 | $567,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 75,167 | $567,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 500,000 | $565,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,417 | $564,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 750,000 | $564,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 57,129 | $563,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 17,812 | $561,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,514 | $560,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 73,514 | $558,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,782 | $557,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 34,865 | $556,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 504,000 | $556,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 121,437 | $555,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 587,559 | $555,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 500,000 | $555,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 22,135 | $554,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 55,660 | $553,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 6,971 | $553,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,264 | $549,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 114,459 | $545,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 106,674 | $545,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 95,355 | $545,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 94,012 | $542,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 246,898 | $541,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 43,391 | $541,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 57,810 | $541,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 19,797 | $541,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 63,941 | $540,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 42,554 | $538,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 200,871 | $538,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,400 | $536,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 19,407 | $536,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 87,245 | $536,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $535,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 29,140 | $533,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 63,078 | $532,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 114,318 | $532,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,401 | $529,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 503,000 | $529,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 68,342 | $529,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 550,000 | $525,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 50,847 | $525,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 278,788 | $524,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 500,000 | $524,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 21,234 | $522,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 28,067 | $519,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 87,618 | $517,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 12,570 | $517,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 30,096 | $516,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 193,845 | $514,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 38,901 | $511,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 97,315 | $508,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,592 | $507,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 38,536 | $507,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,920 | $505,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 11,233 | $504,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 577,273 | $502,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 50,727 | $500,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 150,171 | $500,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 34,125 | $499,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 135,016 | $499,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 72,769 | $498,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,422 | $496,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 500,000 | $496,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 35,121 | $494,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 29,287 | $493,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 349,831 | $493,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 42,255 | $492,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 362,912 | $490,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,456 | $489,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 88,260 | $486,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 74,916 | $485,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 77,460 | $483,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 50,005 | $483,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 71,397 | $483,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 19,997 | $481,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 44,841 | $481,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,403 | $480,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 64,652 | $479,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 149,871 | $479,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 76,533 | $478,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 31,295 | $477,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 82,630 | $476,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 29,960 | $475,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 66,257 | $474,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,364 | $473,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,515 | $473,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 18,271 | $472,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 12,316 | $471,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 188,245 | $471,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 38,932 | $471,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 101,119 | $470,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 503,000 | $467,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 42,818 | $465,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 20,401 | $464,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 359,000 | $464,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 873,042 | $464,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 56,288 | $463,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 34,255 | $462,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 326,000 | $462,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 25,347 | $461,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 148,451 | $460,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 36,687 | $458,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 144,427 | $455,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 46,729 | $453,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 226,056 | $452,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 37,788 | $451,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 98,660 | $449,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 36,331 | $449,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 54,340 | $448,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,076 | $445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 11,350 | $442,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,801 | $439,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 33,452 | $437,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 22,358 | $436,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 129,000 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,239 | $434,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 16,125 | $433,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 350,000 | $433,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 500,000 | $433,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 45,952 | $432,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 49,612 | $432,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,780 | $431,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000228 | superseded | 2016-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000229 | this filing | 2016-05-16 | acceptance time not in the bulk data set |