13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,330 holding rows worth $330,944,300,000.
- Accession
- 0001390777-16-000203
- Filer
- CIK 1390777
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 22,292 entries on the cover page, a total value of $330,944,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,944,300,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 41,542 | $526,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 178,444 | $526,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 197,791 | $524,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,592 | $523,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 8,112 | $523,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 61,776 | $520,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 85,602 | $520,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 40,438 | $519,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 503,000 | $517,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 44,783 | $516,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 387,041 | $515,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 48,230 | $513,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 20,000 | $513,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 18,034 | $510,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 31,437 | $509,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 63,153 | $507,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 357,225 | $506,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 500,000 | $506,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 32,032 | $504,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 72,225 | $504,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 66,257 | $504,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 21,826 | $504,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 145,597 | $504,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 93,087 | $503,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 66,069 | $503,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,463 | $501,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 161,035 | $501,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 23,930 | $499,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 82,569 | $499,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 500,000 | $499,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 39,954 | $498,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 106,459 | $497,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 44,890 | $493,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 17,705 | $493,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 81,984 | $493,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 86,572 | $492,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 31,015 | $491,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 126,119 | $489,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 47,805 | $488,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 67,030 | $487,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 71,361 | $486,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 50,635 | $485,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 80,594 | $485,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 82,981 | $483,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 159,563 | $481,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 36,858 | $479,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 500,000 | $479,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 272,173 | $477,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 75,063 | $473,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 48,344 | $472,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,659 | $472,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 22,994 | $471,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 53,747 | $469,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 77,563 | $469,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 34,255 | $469,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 56,874 | $469,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 20,158 | $467,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 77,088 | $464,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,474 | $463,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 18,001 | $462,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 43,836 | $459,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 39,840 | $458,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 17,690 | $458,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 91,965 | $456,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 200,000 | $456,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 127,096 | $455,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 45,888 | $455,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 76,567 | $452,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,855 | $451,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,732 | $451,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 26,816 | $451,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,846 | $450,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 23,924 | $450,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 73,092 | $449,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 21,896 | $449,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 36,358 | $449,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 127,373 | $445,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,858 | $445,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 26,913 | $445,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $445,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 98,660 | $444,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 126,127 | $444,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 58,197 | $443,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 21,339 | $442,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,092 | $441,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 41,434 | $441,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 40,000 | $440,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 39,161 | $439,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 52,914 | $439,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 95,480 | $437,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 35,633 | $434,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 344,943 | $434,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 250,000 | $433,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 168,204 | $432,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 17,747 | $429,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 14,811 | $429,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 25,347 | $427,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 38,857 | $425,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 80,563 | $425,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 37,788 | $425,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 129,145 | $424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,552 | $423,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 39,014 | $423,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 110,494 | $422,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 39,681 | $421,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 72,635 | $421,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 121,405 | $420,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 22,613 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 43,680 | $417,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $417,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 73,718 | $416,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 70,389 | $416,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 410,932 | $415,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 82,478 | $411,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,000 | $408,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 95,800 | $408,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,773 | $408,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 33,950 | $406,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 43,456 | $405,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,100 | $398,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50,737 | $398,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 390,016 | $398,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 51,414 | $394,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 236,638 | $393,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 157,688 | $391,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 250,000 | $390,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 25,708 | $389,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 25,701 | $386,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,283 | $385,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 12,316 | $385,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 110,684 | $384,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 165,536 | $383,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 31,060 | $383,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,285 | $382,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 19,145 | $381,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 69,193 | $378,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 355,677 | $377,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 20,297 | $374,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 222,395 | $374,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 351,454 | $372,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 27,237 | $370,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 149,278 | $370,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,190 | $369,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 105,043 | $369,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 23,636 | $369,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 69,901 | $368,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 280,600 | $368,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 72,140 | $368,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 113,934 | $366,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 17,095 | $363,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 35,823 | $362,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 14,509 | $361,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 45,497 | $360,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 22,555 | $360,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 38,834 | $357,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 104,054 | $356,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,221 | $355,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 53,508 | $355,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 26,898 | $353,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 15,705 | $351,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 15,959 | $351,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 28,714 | $349,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 83,810 | $349,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 40,562 | $349,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 54,737 | $348,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 11,913 | $347,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 58,864 | $347,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 28,111 | $345,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 44,291 | $345,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,000 | $344,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,341 | $344,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 45,829 | $344,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 102,002 | $344,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 54,231 | $343,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 22,653 | $342,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 674,581 | $341,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 17,500 | $339,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,405 | $339,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,384 | $338,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,026 | $336,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 13,413 | $336,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,425 | $335,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 12,290 | $334,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 55,379 | $334,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 8,512 | $332,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 227,016 | $332,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 39,544 | $331,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 51,516 | $329,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,001 | $327,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 32,633 | $326,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 24,053 | $325,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 90,922 | $324,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 30,996 | $323,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 38,501 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,215 | $321,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 35,284 | $321,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,800 | $319,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 22,558 | $319,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 662,000 | $319,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 12,844 | $318,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,590,656 | $318,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 29,363 | $317,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,901 | $317,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,342 | $316,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 28,354 | $315,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,269 | $315,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 15,612 | $314,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 12,904 | $314,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,888 | $312,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,096 | $312,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 24,560 | $312,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 96,571 | $312,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,252 | $311,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,849 | $309,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,102 | $309,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,991 | $307,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 60,317 | $307,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 19,722 | $306,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 43,142 | $305,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 10,770 | $304,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 18,275 | $303,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,130 | $302,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 68,406 | $302,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 41,851 | $301,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 126,747 | $301,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 21,972 | $301,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,660 | $300,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 58,843 | $298,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 83,966 | $297,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 279,892 | $297,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 42,410 | $296,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,729 | $295,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 55,865 | $295,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,048 | $293,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,851 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 5,282 | $293,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,915 | $293,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,277 | $292,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 26,912 | $291,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,224 | $291,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,815 | $291,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,482 | $291,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,001 | $290,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 165,768 | $290,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 56,076 | $290,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 35,719 | $290,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,975 | $289,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,410 | $288,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $286,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 97,701 | $284,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 17,111 | $283,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 161,815 | $283,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 314,000 | $283,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,629 | $282,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,476 | $281,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 10,244 | $281,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16,349 | $280,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 185,484 | $279,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 34,272 | $279,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,348 | $278,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 552,923 | $278,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,693 | $277,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,302 | $276,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15,136 | $276,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 27,413 | $276,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,589 | $275,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 18,228 | $275,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 24,901 | $274,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,734 | $272,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 33,800 | $271,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 42,701 | $268,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 38,917 | $267,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,762 | $267,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 13,882 | $267,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 17,315 | $266,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 38,879 | $264,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 17,529 | $264,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 23,517 | $261,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 100,708 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,645 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,517 | $259,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 42,045 | $258,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,547 | $256,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 16,384 | $255,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,001 | $254,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 5,280 | $254,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 44,717 | $254,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,513 | $253,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,501 | $253,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,025 | $251,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 203,112 | $251,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 140,561 | $251,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 63,690 | $250,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,996 | $248,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,970 | $247,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 107,889 | $247,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 14,738 | $247,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,384 | $246,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 44,199 | $246,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 273,490 | $246,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,621 | $245,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,817 | $245,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 57,807 | $244,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 84,628 | $244,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,066 | $243,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 69,360 | $243,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,793 | $242,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 80,087 | $241,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 56,788 | $240,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,555 | $240,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 19,234 | $240,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 80,953 | $239,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,472 | $239,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,666 | $239,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,909 | $237,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 16,545 | $237,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 7,954 | $236,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 11,332 | $236,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,241 | $235,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 21,330 | $235,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 127,556 | $235,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 223,358 | $235,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,800 | $234,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 114,522 | $232,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,800 | $228,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 93,964 | $227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,180 | $226,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,241 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,486 | $225,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 83,559 | $225,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,170 | $223,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 451,198 | $223,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 80,485 | $223,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 61,983 | $223,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,847 | $222,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,498 | $222,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 30,734 | $219,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,469 | $218,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 136,165 | $218,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 132,142 | $218,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 19,736 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,322 | $217,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 17,377 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,572 | $215,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 309,575 | $215,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,395 | $215,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 250,000 | $215,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,081 | $214,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,497 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,589 | $213,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 63,428 | $213,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 17,024 | $213,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 17,132 | $211,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,774 | $208,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,396 | $208,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,500 | $207,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 36,533 | $207,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 14,925 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,000 | $206,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 25,026 | $205,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 20,826 | $205,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,190 | $203,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 235,115 | $203,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,599 | $203,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 26,312 | $203,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 17,950 | $203,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 21,776 | $202,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 25,858 | $201,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 26,143 | $200,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,476 | $198,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 37,603 | $198,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,043 | $197,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 59,709 | $196,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 105,267 | $196,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 43,527 | $196,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,566 | $190,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,517 | $190,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 28,379 | $190,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 16,514 | $188,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 82,138 | $188,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,683 | $187,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 44,526 | $187,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 29,785 | $186,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 85,550 | $186,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 39,300 | $185,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 13,456 | $185,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,369 | $183,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 65,578 | $183,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 55,738 | $181,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 135,480 | $180,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 64,046 | $180,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,701 | $179,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,212 | $178,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 106,925 | $178,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 19,348 | $178,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 47,336 | $176,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,291 | $176,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,331 | $176,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 16,135 | $175,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 24,821 | $175,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 227,694 | $175,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 38,394 | $175,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 48,752 | $175,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 36,014 | $175,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,641 | $174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,703 | $174,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,733 | $174,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 36,096 | $174,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 490,446 | $173,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,577 | $172,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 65,617 | $172,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,062 | $172,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 56,686 | $172,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $171,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 125,206 | $171,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 37,390 | $170,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 21,931 | $169,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,200 | $169,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 30,296 | $168,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 33,493 | $167,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 33,116 | $167,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 19,608 | $167,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 16,113 | $165,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,082 | $164,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 75,881 | $164,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 21,210 | $163,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,600 | $162,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $162,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,772 | $162,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 31,332 | $162,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 39,218 | $161,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 13,867 | $161,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 132,328 | $161,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 11,305 | $161,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 64,667 | $160,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 30,600 | $159,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 30,413 | $159,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 154,572 | $158,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 18,945 | $158,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,300 | $156,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 41,835 | $156,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 17,827 | $156,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 84,696 | $156,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 17,655 | $156,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,936 | $155,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,571 | $155,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,600 | $154,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,645 | $154,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 47,482 | $154,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 43,712 | $154,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,200 | $153,000 | thousands by filing date | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,154 | $153,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,652 | $153,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 24,437 | $152,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,508 | $151,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,301 | $151,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,734 | $150,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,144 | $150,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,531 | $150,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 140,122 | $150,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,497 | $149,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 28,277 | $149,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,668 | $148,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,270 | $148,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 38,402 | $148,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 23,300 | $147,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 446,218 | $147,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 17,167 | $146,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,109 | $144,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,215 | $144,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 89,266 | $144,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,000 | $143,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 44,645 | $143,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,654 | $142,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,000 | $141,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 39,055 | $141,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 48,230 | $138,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 11,093 | $138,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,974 | $138,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,946 | $138,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,308 | $137,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 27,153 | $136,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,567 | $136,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 64,935 | $136,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,377 | $136,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 12,352 | $136,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 77,106 | $135,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,470 | $135,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,850 | $134,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 63,815 | $133,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 43,747 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,796 | $132,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 36,485 | $132,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 18,385 | $132,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,251 | $131,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19,052 | $130,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 33,207 | $130,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 33,665 | $129,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 102,709 | $128,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 12,360 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000203 | this filing | 2016-02-12 | acceptance time not in the bulk data set |