13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 4,330 holding rows worth $330,944,300,000.
- Accession
- 0001390777-16-000203
- Filer
- CIK 1390777
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 22,292 entries on the cover page, a total value of $330,944,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,944,300,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
- included managerCramer Rosenthal McGlynn, LLC 028-12592
- included managerPine River Capital Management LP 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 32,139 | $1,289,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 100,139 | $1,289,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 300,374 | $1,286,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,380,000 | $1,286,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 82,249 | $1,280,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 268,830 | $1,280,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 280,774 | $1,274,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,250,000 | $1,273,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 46,849 | $1,272,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 268,874 | $1,271,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 18,027 | $1,266,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 189,967 | $1,265,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 79,490 | $1,264,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 134,148 | $1,264,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 82,253 | $1,264,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 179,801 | $1,263,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 59,905 | $1,261,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 101,389 | $1,259,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 39,872 | $1,258,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 175,976 | $1,257,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 37,264 | $1,250,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 70,491 | $1,248,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 73,297 | $1,245,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,250,000 | $1,245,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,250,000 | $1,244,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 80,826 | $1,239,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 88,678 | $1,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 21,274 | $1,236,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 209,349 | $1,236,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,254,000 | $1,235,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 69,936 | $1,234,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 100,314 | $1,234,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,674 | $1,234,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 35,110 | $1,232,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 74,298 | $1,228,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 73,325 | $1,223,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 43,436 | $1,222,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 83,660 | $1,214,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 516,339 | $1,213,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 191,999 | $1,204,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 32,056 | $1,203,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 20,513 | $1,201,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 122,903 | $1,201,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 463,087 | $1,200,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 57,995 | $1,200,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 52,839 | $1,200,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 58,383 | $1,198,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 59,669 | $1,198,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,250,000 | $1,195,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 245,201 | $1,193,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 84,204 | $1,188,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 900,000 | $1,186,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,000,000 | $1,186,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,413 | $1,184,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,900 | $1,183,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 83,404 | $1,176,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,550,000 | $1,176,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 89,112 | $1,174,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 121,757 | $1,173,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 116,161 | $1,171,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,250,000 | $1,170,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 242,903 | $1,169,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,250,000 | $1,169,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 181,894 | $1,166,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,253,210 | $1,166,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 138,438 | $1,166,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 77,148 | $1,163,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 420,569 | $1,162,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 70,754 | $1,161,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 113,003 | $1,160,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 37,622 | $1,159,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 21,597 | $1,154,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 295,114 | $1,154,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 112,710 | $1,153,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,250,000 | $1,153,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 37,846 | $1,151,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 56,154 | $1,150,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 104,447 | $1,149,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 246,049 | $1,147,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 27,145 | $1,146,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 63,537 | $1,144,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 316,618 | $1,139,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 96,008 | $1,137,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 421,004 | $1,136,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 43,791 | $1,136,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 35,549 | $1,135,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 39,891 | $1,135,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,000,000 | $1,135,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 60,703 | $1,133,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 129,625 | $1,130,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 49,041 | $1,129,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 44,004 | $1,127,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 74,867 | $1,127,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 87,077 | $1,125,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9,809 | $1,121,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 43,436 | $1,121,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 134,110 | $1,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,257 | $1,120,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 201,282 | $1,119,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 384,512 | $1,119,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 79,885 | $1,118,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 53,366 | $1,115,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 258,697 | $1,115,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,200,000 | $1,114,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 252,978 | $1,111,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,000,000 | $1,110,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 98,028 | $1,109,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 100,378 | $1,109,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 701,415 | $1,108,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 562,033 | $1,107,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 87,290 | $1,106,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 96,562 | $1,105,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 263,646 | $1,100,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 121,347 | $1,099,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 104,215 | $1,096,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,300,000 | $1,096,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,200,000 | $1,094,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,566 | $1,093,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 308,677 | $1,090,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 48,819 | $1,090,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 57,682 | $1,089,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 67,667 | $1,085,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 81,704 | $1,083,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 445,133 | $1,082,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 37,296 | $1,082,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 26,868 | $1,079,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 87,027 | $1,079,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 1,250,000 | $1,078,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 20,556 | $1,075,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 63,836 | $1,074,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 454,445 | $1,068,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 344,664 | $1,065,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 54,515 | $1,064,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 40,417 | $1,064,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 582,228 | $1,060,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 11,366 | $1,058,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 201,042 | $1,057,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,250,000 | $1,056,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 642,153 | $1,053,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 239,863 | $1,051,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,000,000 | $1,050,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 159,332 | $1,045,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 12,398 | $1,043,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,000,000 | $1,043,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 42,221 | $1,038,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 60,195 | $1,038,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,011,000 | $1,033,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 40,849 | $1,032,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 213,726 | $1,024,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 576,000 | $1,020,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 820,522 | $1,017,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 91,132 | $1,016,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 81,093 | $1,016,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 77,266 | $1,013,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 40,751 | $1,013,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 25,548 | $1,011,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,831 | $1,010,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,937 | $1,006,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 23,648 | $1,004,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 75,607 | $1,002,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,000,000 | $1,000,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,004,000 | $999,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,141 | $998,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,304 | $997,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 47,476 | $996,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 72,716 | $994,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,000,000 | $993,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 20,049 | $992,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 84,079 | $992,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 56,972 | $991,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 138,747 | $990,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 167,441 | $988,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $986,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 25,993 | $985,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 950,000 | $984,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 122,512 | $984,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,621 | $983,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 753,000 | $983,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 27,811 | $981,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 32,905 | $981,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 514,000 | $977,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 32,245 | $972,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 565,174 | $972,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,878 | $970,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 133,164 | $970,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,000,000 | $970,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 29,955 | $969,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 42,035 | $969,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 156,135 | $968,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 750,000 | $968,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 107,194 | $963,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 31,798 | $960,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 39,513 | $960,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,016,000 | $958,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 75,834 | $957,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $957,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,600 | $954,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,964 | $954,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 30,280 | $953,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 260,815 | $952,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 73,549 | $951,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,750 | $948,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 67,404 | $948,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,000,000 | $941,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 10,821 | $940,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 68,323 | $938,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 34,546 | $936,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 75,587 | $936,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 69,767 | $935,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 22,194 | $934,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 119,469 | $934,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 56,470 | $933,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,427 | $929,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 97,173 | $929,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 51,154 | $928,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 45,282 | $927,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,562 | $926,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 69,873 | $923,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 750,000 | $923,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 232,181 | $922,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 59,451 | $919,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 17,966 | $918,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 197,734 | $918,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,107 | $916,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 78,408 | $916,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 86,811 | $916,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 50,755 | $915,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 23,659 | $915,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 45,118 | $914,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,153 | $913,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 23,646 | $910,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 87,697 | $910,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,131 | $905,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 32,120 | $904,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 78,361 | $903,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 59,737 | $901,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 21,742 | $898,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,000,000 | $898,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 9,929 | $896,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 86,791 | $896,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 19,780 | $895,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 234,540 | $891,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 35,601 | $890,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 216,257 | $887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 29,330 | $886,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 354,727 | $884,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 78,236 | $884,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 24,645 | $876,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 175,989 | $874,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 39,751 | $870,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 110,905 | $869,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 480,088 | $869,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,560 | $869,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,152 | $866,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 641,000 | $861,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,500 | $860,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 26,649 | $860,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 83,508 | $860,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,580 | $857,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 119,692 | $856,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20,127 | $856,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 77,739 | $855,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 152,714 | $854,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,209 | $851,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 41,733 | $851,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $851,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 32,290 | $845,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,096 | $845,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,169 | $844,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 46,566 | $844,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 17,688 | $844,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 114,113 | $843,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 505,000 | $843,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 686,068 | $843,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 30,476 | $841,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 98,882 | $839,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 140,022 | $838,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 798,280 | $838,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 53,539 | $837,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 755,000 | $831,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 500,000 | $831,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,000,000 | $830,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 26,369 | $828,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 563,402 | $828,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 41,739 | $827,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 506,000 | $827,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 706,249 | $826,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 332,560 | $825,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 38,310 | $822,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 44,549 | $822,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 99,384 | $821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 8,958 | $821,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 41,002 | $820,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 43,593 | $819,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 753,000 | $819,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 152,965 | $813,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 72,797 | $811,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 42,575 | $810,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 52,815 | $810,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 750,000 | $810,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 74,075 | $810,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,430 | $807,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,534 | $803,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,244 | $802,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 45,849 | $801,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,000,000 | $800,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 91,890 | $799,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 599,648 | $798,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 360,618 | $797,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 103,539 | $796,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 32,106 | $791,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 56,099 | $790,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,137 | $790,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 26,468 | $783,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 150,697 | $782,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 244,372 | $782,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 89,643 | $781,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 40,080 | $780,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 80,448 | $779,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 231,803 | $774,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,760 | $773,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 28,394 | $772,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 125,025 | $772,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 44,457 | $769,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 51,183 | $765,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 420,198 | $764,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 37,309 | $760,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 42,000 | $760,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 177,974 | $759,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 22,332 | $756,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 105,500 | $755,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 105,912 | $752,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 184,147 | $751,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,000,000 | $750,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 80,984 | $749,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 277,518 | $746,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 700,000 | $746,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 31,343 | $745,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 28,101 | $743,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 190,952 | $742,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 42,102 | $740,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 750,000 | $740,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 26,892 | $739,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 80,149 | $737,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,000 | $736,000 | thousands by filing date | call |
| BOJANGLES INC | 097488100 | COM | 46,404 | $736,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 59,923 | $735,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 38,444 | $732,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 88,119 | $731,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 106,623 | $731,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 91,135 | $730,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,475 | $729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 18,508 | $729,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 13,514 | $727,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 130,092 | $726,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 141,430 | $724,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 325,593 | $722,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 187,365 | $721,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 26,296 | $719,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 41,692 | $719,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 500,000 | $717,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 114,460 | $715,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 41,323 | $715,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 149,265 | $713,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 65,097 | $711,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 14,964 | $711,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 156,203 | $711,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,391 | $710,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 57,883 | $708,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 34,273 | $707,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 127,919 | $706,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 12,827 | $705,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $703,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,100 | $702,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 18,141 | $701,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,555 | $699,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 139,202 | $696,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 574,053 | $694,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 69,750 | $692,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,567 | $692,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 47,338 | $691,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 27,775 | $691,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 50,745 | $691,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 101,501 | $691,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,728 | $689,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 35,243 | $689,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 57,969 | $688,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 25,310 | $686,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 38,089 | $684,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 96,692 | $683,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,100 | $682,000 | thousands by filing date | call |
| Market Vectors Small Cap India | 57061r551 | COM | 15,761 | $682,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 20,023 | $679,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 500,000 | $678,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 79,879 | $677,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 150,000 | $675,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 49,566 | $672,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 35,451 | $670,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $667,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 100,445 | $665,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,556 | $663,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 244,625 | $663,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 27,222 | $661,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 12,508 | $659,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,110 | $659,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 25,486 | $658,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 76,523 | $658,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,091 | $656,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 750,000 | $656,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 758,000 | $655,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 266,820 | $654,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 26,348 | $651,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 80,056 | $648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,414 | $646,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 141,122 | $644,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,377 | $644,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 101,505 | $642,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 119,554 | $640,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 48,236 | $636,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 40,691 | $636,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 25,100 | $636,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 67,831 | $635,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 34,706 | $633,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $633,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 378,586 | $628,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30,892 | $621,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 72,852 | $619,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 65,584 | $619,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 75,355 | $618,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 64,831 | $618,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 105,034 | $617,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 469,000 | $617,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 41,453 | $616,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 57,221 | $616,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 21,453 | $615,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,000 | $613,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 26,780 | $611,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,857 | $610,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14,214 | $608,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 13,067 | $607,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 24,959 | $604,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,791 | $603,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 25,761 | $601,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 65,135 | $595,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 42,529 | $594,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $593,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 82,460 | $593,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 23,300 | $589,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 34,055 | $585,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 80,840 | $582,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25,474 | $582,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,373 | $581,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 704,000 | $581,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 141,221 | $579,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 39,160 | $579,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 508,000 | $578,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 71,912 | $577,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 503,000 | $576,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,497 | $573,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,000,000 | $573,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 103,413 | $572,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,449 | $569,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,628 | $567,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 120,371 | $567,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,172 | $566,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 92,137 | $565,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 226,056 | $565,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 28,395 | $563,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 14,514 | $563,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 309,000 | $563,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 140,072 | $562,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 504,000 | $561,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 43,690 | $560,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,759 | $556,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 154,004 | $556,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 46,955 | $553,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 77,575 | $547,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 34,865 | $546,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 42,154 | $546,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,452 | $544,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 59,392 | $544,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 23,952 | $543,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 31,281 | $543,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 700,000 | $539,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,700 | $538,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 76,400 | $538,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 36,353 | $536,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,760 | $535,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 53,570 | $535,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 260,822 | $535,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 68,211 | $534,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 138,506 | $533,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 16,968 | $533,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,641 | $531,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 166,969 | $531,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,353 | $531,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $531,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 31,763 | $530,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 42,482 | $528,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 191,186 | $527,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-16-000203 | this filing | 2016-02-12 | acceptance time not in the bulk data set |