13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-08-28, with 4,248 holding rows worth $382,384,359,000.
- Accession
- 0001390777-15-000124
- Filer
- CIK 1390777
- Filed
- 2015-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, amendment of type restatement, 24,759 entries on the cover page, a total value of $382,384,359,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,384,359,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONA GRILL INC | 50047H201 | COM | 29,006 | $669,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 888,103 | $666,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 116,373 | $665,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 62,925 | $662,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 301,847 | $661,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 53,886 | $661,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 97,442 | $660,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 19,512 | $656,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 164,440 | $653,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 24,600 | $651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 20,192 | $651,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 90,481 | $650,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 51,255 | $646,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,757 | $643,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,815 | $642,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 16,942 | $640,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 73,801 | $639,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 14,179 | $635,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,089 | $634,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 58,749 | $632,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 230,334 | $631,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 300,303 | $630,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 47,000 | $628,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 22,862 | $627,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 202,667 | $627,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 97,961 | $626,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,544 | $625,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 112,742 | $625,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 68,550 | $624,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 13,037 | $622,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,252 | $619,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 19,161 | $619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,936 | $617,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 146,301 | $617,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 22,345 | $614,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 67,020 | $614,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 52,568 | $609,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 157,705 | $605,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 53,710 | $603,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 45,965 | $603,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 29,839 | $603,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 40,342 | $601,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 315,009 | $598,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 40,618 | $595,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 32,415 | $594,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,267 | $593,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 79,587 | $593,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 53,699 | $592,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,893 | $591,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 21,523 | $591,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 86,852 | $590,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 58,161 | $589,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 61,620 | $589,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,347 | $587,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 23,835 | $587,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 34,429 | $586,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 10,900 | $585,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 49,268 | $585,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 32,081 | $584,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 90,760 | $582,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 21,537 | $581,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 71,425 | $579,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $578,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 41,365 | $577,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 16,719 | $577,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 55,229 | $577,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 52,191 | $577,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 29,885 | $577,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,526 | $574,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 27,388 | $570,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,695 | $567,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 160,101 | $566,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,478 | $562,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 22,836 | $561,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 18,240 | $561,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 67,672 | $559,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 32,095 | $557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 11,353 | $557,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 121,329 | $554,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,764 | $552,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 270,231 | $549,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 7,651 | $548,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 145,482 | $548,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 36,124 | $547,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 59,483 | $545,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 10,857 | $545,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 54,010 | $543,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 212,378 | $542,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 39,877 | $542,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 60,201 | $540,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 104,072 | $540,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 408,896 | $539,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 21,176 | $536,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 166,470 | $536,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 18,446 | $535,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,944 | $534,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 45,603 | $534,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 386,746 | $533,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 97,692 | $531,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 43,104 | $531,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,487 | $531,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,754 | $530,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 29,199 | $528,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 27,686 | $525,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 77,021 | $523,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 11,935 | $522,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 65,180 | $518,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,074 | $517,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,940 | $516,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 36,045 | $512,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 193,386 | $511,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,897 | $508,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,766 | $506,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 19,800 | $506,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 23,152 | $504,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 39,879 | $503,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 231,694 | $501,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 33,961 | $501,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 26,940 | $499,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 46,764 | $499,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 35,378 | $498,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 92,324 | $498,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 50,923 | $494,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 45,391 | $494,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 18,012 | $492,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 195,723 | $491,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 40,854 | $490,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 371,159 | $489,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 15,790 | $489,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 10,305 | $488,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 65,840 | $486,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 300,304 | $486,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 303,125 | $485,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,757 | $484,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 24,977 | $484,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 43,058 | $483,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 62,054 | $483,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 14,023 | $483,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 125,247 | $481,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 8,543 | $478,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,827 | $477,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 17,711 | $476,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,397 | $475,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,670 | $474,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 42,864 | $472,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,448 | $470,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,396 | $468,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 301,615 | $467,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 79,276 | $467,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 26,451 | $463,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 27,904 | $461,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 62,906 | $461,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 169,622 | $461,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,573 | $460,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 500,000 | $459,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,230 | $458,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $457,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 523,633 | $455,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 38,116 | $455,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 23,685 | $455,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 27,588 | $454,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 15,509 | $452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,078 | $449,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,487 | $448,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 73,352 | $446,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 44,684 | $446,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 28,019 | $444,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 30,515 | $442,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 112,478 | $440,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,800 | $437,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 60,329 | $430,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 24,744 | $428,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 57,409 | $427,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 18,336 | $426,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 60,774 | $425,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 44,775 | $425,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 30,988 | $424,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 464,947 | $423,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 57,586 | $422,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 43,931 | $418,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 50,066 | $416,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 110,559 | $415,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 69,632 | $414,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 13,532 | $414,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 54,593 | $414,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,526 | $414,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 22,999 | $412,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 41,441 | $412,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,952 | $412,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,851 | $411,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,405 | $410,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,520 | $409,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,288 | $407,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 832,984 | $407,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 19,346 | $407,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 34,939 | $406,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 103,433 | $406,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 9,999 | $405,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 73,483 | $404,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,616 | $402,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,667 | $401,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 95,916 | $400,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 51,462 | $399,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 44,096 | $398,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,996 | $397,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 22,454 | $396,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,497 | $395,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,401 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,141 | $389,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 23,609 | $388,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 22,681 | $388,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 17,175 | $385,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 236,376 | $385,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,624 | $382,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 15,605 | $379,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 314,067 | $378,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 28,535 | $377,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,013 | $377,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 29,424 | $376,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 6,000 | $372,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 78,684 | $370,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 62,176 | $369,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 15,795 | $367,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,929 | $366,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 22,379 | $364,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 14,651 | $363,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 48,811 | $361,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,035 | $361,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 31,293 | $358,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 18,874 | $357,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 163,182 | $356,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 123,832 | $355,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 70,487 | $355,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 21,639 | $352,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 13,500 | $352,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 314,991 | $350,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,845 | $348,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 21,864 | $346,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 13,320 | $344,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 63,850 | $344,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 117,588 | $342,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 18,345 | $341,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 14,152 | $340,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,080 | $339,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 38,839 | $334,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,859 | $333,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 32,524 | $333,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,439 | $332,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,470 | $331,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 54,468 | $330,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 182,166 | $330,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,450 | $329,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 13,000 | $329,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,071 | $328,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 39,556 | $328,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,800 | $327,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 124,390 | $327,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 24,269 | $327,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 11,677 | $325,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 275,000 | $325,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 25,793 | $325,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,783 | $323,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,643 | $320,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,417 | $319,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,368 | $319,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 19,106 | $318,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 90,250 | $316,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 27,217 | $316,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,428 | $316,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,892 | $316,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 25,200 | $315,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,768 | $314,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 92,423 | $314,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,119 | $308,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 209,000 | $305,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 23,317 | $305,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,075 | $304,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 47,658 | $303,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 35,884 | $303,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,201 | $300,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 19,230 | $300,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 34,744 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,997 | $297,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,100 | $297,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,539 | $296,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 29,028 | $296,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 29,918 | $295,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,902 | $295,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 39,539 | $295,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 92,718 | $292,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,699 | $292,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,638 | $292,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 12,319 | $288,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,235 | $287,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,040 | $286,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 81,192 | $282,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,527 | $280,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,130 | $280,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,694 | $280,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 35,018 | $279,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 12,716 | $278,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,800 | $277,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,958 | $277,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,660 | $277,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 134,666 | $277,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,764 | $276,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,211 | $275,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 29,955 | $275,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 92,241 | $274,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 16,752 | $273,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 26,983 | $270,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 8,751 | $266,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 39,472 | $266,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 60,014 | $262,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,390 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,299 | $262,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,000 | $261,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,858 | $260,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,132 | $260,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 11,093 | $260,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,926 | $257,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 98,979 | $257,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,304 | $256,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 74,350 | $256,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 71,024 | $256,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 51,135 | $255,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 41,702 | $255,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,200 | $254,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,943 | $253,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,784 | $251,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 14,613 | $251,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 151,079 | $250,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 59,834 | $250,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 106,041 | $249,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 453,719 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,500 | $248,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 21,309 | $248,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,869 | $246,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,640 | $246,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,244 | $245,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,341 | $245,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 161,811 | $245,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,222 | $244,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,851 | $244,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 34,064 | $240,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 58,455 | $240,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 30,446 | $240,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 14,668 | $239,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 20,264 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,959 | $237,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 41,834 | $237,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,897 | $235,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,460 | $234,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 9,648 | $233,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,585 | $232,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,700 | $231,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,499 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,240 | $227,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,650 | $227,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 5,518 | $224,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 17,158 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,875 | $222,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 34,110 | $222,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,833 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,676 | $221,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 50,220 | $221,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 28,402 | $220,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 14,952 | $220,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,208 | $219,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 148,257 | $219,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,246 | $218,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 86,985 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,468 | $215,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 51,292 | $215,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,502 | $214,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 12,765 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,668 | $212,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 32,864 | $211,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 25,403 | $210,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 22,191 | $209,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 25,738 | $208,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 15,101 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,936 | $206,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,036 | $206,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 13,255 | $205,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,670 | $205,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,211 | $204,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 151,286 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 8,699 | $203,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,743 | $203,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 53,459 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,818 | $201,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 18,274 | $201,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,945 | $200,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 250,000 | $200,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 159,453 | $199,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,132 | $199,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,918 | $196,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 15,550 | $196,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 46,739 | $195,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,443 | $193,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,541 | $192,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 13,109 | $192,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 25,421 | $190,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,300 | $189,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,031 | $188,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 39,015 | $187,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 18,079 | $187,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 63,911 | $186,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,100 | $186,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $186,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 23,000 | $184,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 12,838 | $182,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 16,893 | $182,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,646 | $181,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 14,794 | $181,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 29,118 | $180,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 77,382 | $180,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 12,873 | $179,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 39,235 | $176,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 12,008 | $176,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 104,978 | $176,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,267 | $175,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 36,565 | $175,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 25,072 | $174,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 11,748 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,610 | $172,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 595,664 | $172,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,833 | $171,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,514 | $169,000 | thousands by filing date | call |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,795 | $169,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,801 | $169,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,283 | $168,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,701 | $168,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 59,474 | $167,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,801 | $167,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 163,502 | $167,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 109,073 | $164,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 28,186 | $163,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 33,877 | $163,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,118 | $162,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 47,983 | $162,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 102,630 | $162,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 19,405 | $162,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 25,296 | $161,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,289 | $160,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 12,226 | $160,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 326,896 | $160,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,123 | $158,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,470 | $157,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,652 | $156,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $156,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,593 | $156,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,324 | $156,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 34,466 | $156,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,521 | $156,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 109,405 | $155,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,764 | $154,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,524 | $152,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,652 | $150,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 17,915 | $150,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 53,315 | $149,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 97,590 | $149,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 114,903 | $149,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,001 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,848 | $146,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,456 | $145,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,690 | $145,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 67,753 | $145,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,401 | $144,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,490 | $143,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,599 | $143,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 76,857 | $142,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,449 | $142,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 14,325 | $141,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,001 | $139,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,658 | $139,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 66,207 | $139,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 18,084 | $139,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 78,776 | $138,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,249 | $137,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,784 | $137,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 10,956 | $136,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 25,797 | $134,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,930 | $133,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,274 | $133,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 20,950 | $133,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,006 | $133,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 124,461 | $128,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 24,371 | $127,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,753 | $126,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 14,427 | $125,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,300 | $124,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,458 | $124,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 69,479 | $124,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 620,984 | $123,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 26,900 | $123,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,518 | $122,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 64,897 | $121,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 27,789 | $121,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000064 | superseded | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000079 | superseded | 2015-04-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000124 | this filing | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000210 | added | 2016-04-01 | acceptance time not in the bulk data set |