13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-08-28, with 4,248 holding rows worth $382,384,359,000.
- Accession
- 0001390777-15-000124
- Filer
- CIK 1390777
- Filed
- 2015-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, amendment of type restatement, 24,759 entries on the cover page, a total value of $382,384,359,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,384,359,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 66,497 | $3,520,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,931,445 | $3,516,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 104,482 | $3,515,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 96,459 | $3,501,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 132,800 | $3,498,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 196,010 | $3,492,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 279,587 | $3,488,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 270,099 | $3,487,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 42,841 | $3,484,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 90,326 | $3,482,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 102,599 | $3,467,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 55,977 | $3,460,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 259,628 | $3,458,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 164,955 | $3,451,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 53,077 | $3,450,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 210,406 | $3,442,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 288,957 | $3,439,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 537,616 | $3,434,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 546,910 | $3,414,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 175,101 | $3,408,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 77,067 | $3,407,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 159,025 | $3,402,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 66,616 | $3,396,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,000,000 | $3,394,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 125,781 | $3,382,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 207,333 | $3,376,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 394,433 | $3,376,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 58,392 | $3,368,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 41,434 | $3,367,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 236,450 | $3,359,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 151,429 | $3,358,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 281,765 | $3,355,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,216,057 | $3,343,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 823,504 | $3,334,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 696,633 | $3,331,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 325,335 | $3,329,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 54,087 | $3,327,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 9,781 | $3,325,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 46,630 | $3,323,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 144,724 | $3,315,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 123,005 | $3,290,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 142,365 | $3,283,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 287,126 | $3,282,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 692,641 | $3,276,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 144,099 | $3,259,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 590,157 | $3,258,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 174,826 | $3,247,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 103,781 | $3,246,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 1,773,000 | $3,244,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 144,117 | $3,241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 43,308 | $3,237,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 134,969 | $3,226,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 291,684 | $3,223,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 156,405 | $3,215,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 275,819 | $3,213,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 194,324 | $3,208,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 122,774 | $3,195,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 292,631 | $3,186,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 158,547 | $3,168,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 127,532 | $3,154,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 155,152 | $3,144,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 49,238 | $3,141,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,666,000 | $3,139,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 207,390 | $3,135,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 188,564 | $3,132,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 755,000 | $3,127,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 41,300 | $3,125,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 78,297 | $3,119,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 195,519 | $3,119,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 62,198 | $3,103,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 999,749 | $3,099,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 613,787 | $3,094,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,754,836 | $3,088,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 113,380 | $3,080,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 34,858 | $3,069,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 584,454 | $3,068,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 86,099 | $3,067,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 213,895 | $3,063,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,754,000 | $3,058,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 815,400 | $3,050,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 250,593 | $3,048,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,350,000 | $3,043,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,184,264 | $3,032,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 622,586 | $3,032,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 246,341 | $3,028,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 212,050 | $3,025,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 208,601 | $3,018,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 99,642 | $2,995,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,000,000 | $2,994,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 229,866 | $2,982,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 72,695 | $2,982,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 265,912 | $2,978,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 388,176 | $2,977,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 327,376 | $2,976,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 302,341 | $2,975,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 295,342 | $2,974,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 111,980 | $2,972,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 104,325 | $2,971,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 153,183 | $2,966,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 79,212 | $2,963,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 89,093 | $2,962,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 106,190 | $2,958,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 172,586 | $2,957,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,750,000 | $2,954,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 195,148 | $2,949,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 540,997 | $2,949,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 37,945 | $2,939,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 26,394 | $2,933,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,005,000 | $2,929,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 120,451 | $2,924,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 63,259 | $2,923,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 571,838 | $2,921,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 317,226 | $2,913,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 77,027 | $2,902,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 348,838 | $2,899,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,912,000 | $2,898,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 139,438 | $2,895,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 266,425 | $2,895,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 90,517 | $2,894,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 473,890 | $2,891,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 85,243 | $2,891,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300,017 | $2,881,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 167,502 | $2,876,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,508,000 | $2,857,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 65,050 | $2,855,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 96,617 | $2,852,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 56,429 | $2,847,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 324,817 | $2,846,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 17,789 | $2,840,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,750,000 | $2,832,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 312,391 | $2,830,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 105,714 | $2,830,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 246,484 | $2,827,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 107,768 | $2,821,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 200,510 | $2,815,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 99,226 | $2,815,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 320,834 | $2,814,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 594,981 | $2,807,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,500,000 | $2,805,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 56,601 | $2,786,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 856,566 | $2,784,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 136,570 | $2,778,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 98,552 | $2,778,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 224,506 | $2,768,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 375,298 | $2,743,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 127,006 | $2,741,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 39,747 | $2,738,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 122,954 | $2,732,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 70,021 | $2,729,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 61,841 | $2,720,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 199,632 | $2,717,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 184,808 | $2,716,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 231,754 | $2,712,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 27,947 | $2,706,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 178,780 | $2,697,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 1,219,402 | $2,696,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 62,303 | $2,695,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 50,450 | $2,693,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 194,803 | $2,690,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 99,397 | $2,685,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 93,183 | $2,681,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 134,285 | $2,680,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 528,349 | $2,679,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,263,000 | $2,671,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 63,309 | $2,669,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 91,331 | $2,666,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 139,118 | $2,653,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 622,622 | $2,653,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 103,184 | $2,651,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 91,625 | $2,649,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,500,000 | $2,647,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 84,460 | $2,641,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 87,020 | $2,640,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 111,438 | $2,638,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 145,626 | $2,638,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 20,623 | $2,637,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,556,000 | $2,636,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 102,699 | $2,630,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 261,972 | $2,626,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 178,221 | $2,624,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 337,443 | $2,619,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 373,031 | $2,615,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 34,607 | $2,614,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 146,786 | $2,609,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 94,835 | $2,608,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 364,310 | $2,605,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 76,232 | $2,604,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 331,500 | $2,599,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 206,018 | $2,594,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 2,500,000 | $2,594,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 624,701 | $2,580,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 147,033 | $2,574,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 724,634 | $2,573,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 93,816 | $2,568,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 75,215 | $2,566,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 94,521 | $2,561,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 45,340 | $2,557,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 216,659 | $2,557,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 123,913 | $2,549,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 181,861 | $2,529,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 60,788 | $2,528,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 38,264 | $2,521,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,250,000 | $2,520,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 35,551 | $2,517,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 173,903 | $2,513,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 51,805 | $2,509,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 58,331 | $2,508,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 677,173 | $2,505,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 304,241 | $2,504,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,500,000 | $2,500,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,505,000 | $2,498,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 170,624 | $2,495,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 82,230 | $2,492,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 95,883 | $2,486,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 106,983 | $2,482,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 240,514 | $2,480,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 24,969 | $2,476,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 41,701 | $2,475,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 86,811 | $2,470,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 236,416 | $2,468,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 163,836 | $2,464,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 426,613 | $2,453,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 97,476 | $2,451,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 42,725 | $2,446,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 124,327 | $2,444,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 259,939 | $2,441,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 79,080 | $2,440,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 348,653 | $2,437,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 141,908 | $2,435,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,500,000 | $2,434,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 331,036 | $2,433,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 100,819 | $2,431,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 103,013 | $2,429,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,750,000 | $2,428,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,250,000 | $2,428,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,363,121 | $2,426,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,269,000 | $2,425,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 93,503 | $2,424,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 521,253 | $2,419,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 143,473 | $2,419,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 174,388 | $2,419,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 99,579 | $2,417,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,250,000 | $2,413,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 102,816 | $2,405,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 17,402 | $2,402,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 87,888 | $2,401,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 104,285 | $2,396,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,300,000 | $2,396,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 246,609 | $2,394,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 120,755 | $2,393,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 139,324 | $2,391,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 124,435 | $2,388,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 175,446 | $2,388,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 64,768 | $2,379,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 157,472 | $2,377,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,909 | $2,375,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 200,007 | $2,374,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 213,696 | $2,372,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,250,000 | $2,372,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 198,336 | $2,370,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 414,445 | $2,367,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 109,016 | $2,366,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 258,709 | $2,360,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 63,025 | $2,359,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 90,746 | $2,353,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 47,259 | $2,347,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,359,000 | $2,343,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,000,000 | $2,333,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 78,620 | $2,332,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 64,191 | $2,331,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 63,204 | $2,330,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 1,500,000 | $2,330,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 176,693 | $2,324,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30,703 | $2,324,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 98,358 | $2,319,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 149,970 | $2,318,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 182,532 | $2,318,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000,000 | $2,318,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,719 | $2,311,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $2,305,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 121,235 | $2,304,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,000,000 | $2,299,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 45,012 | $2,297,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,508,000 | $2,295,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 746,613 | $2,292,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 316,247 | $2,292,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 186,490 | $2,288,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 43,624 | $2,287,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 78,408 | $2,282,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 120,814 | $2,281,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 245,693 | $2,281,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 499,604 | $2,278,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 130,964 | $2,274,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 306,119 | $2,268,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 220,317 | $2,265,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 145,718 | $2,264,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 98,666 | $2,259,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 198,442 | $2,258,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 98,947 | $2,255,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,010,000 | $2,253,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 165,435 | $2,248,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 323,719 | $2,237,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 82,348 | $2,237,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 110,349 | $2,234,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 270,564 | $2,232,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 279,664 | $2,225,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 128,189 | $2,225,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 131,261 | $2,221,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 266,773 | $2,220,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,250,000 | $2,220,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 40,784 | $2,215,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 45,796 | $2,213,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,000,000 | $2,210,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 61,393 | $2,205,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 75,657 | $2,204,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,072 | $2,202,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 94,436 | $2,199,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 64,496 | $2,197,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 71,302 | $2,196,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 211,405 | $2,194,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 47,954 | $2,193,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 110,995 | $2,190,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 88,489 | $2,188,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 94,704 | $2,182,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 204,748 | $2,178,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 725,240 | $2,176,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 115,274 | $2,172,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,100,000 | $2,161,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 130,224 | $2,160,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 74,505 | $2,157,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 113,936 | $2,157,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 394,462 | $2,150,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 292,406 | $2,149,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 48,073 | $2,148,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 446,810 | $2,145,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,008,000 | $2,142,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 57,431 | $2,136,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 169,386 | $2,134,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,250,000 | $2,134,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 627,519 | $2,133,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 115,449 | $2,132,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 60,986 | $2,130,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 135,094 | $2,126,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 148,697 | $2,125,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 2,000,000 | $2,115,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 101,483 | $2,110,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 74,411 | $2,109,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 59,722 | $2,102,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 60,107 | $2,098,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24,722 | $2,093,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 72,262 | $2,093,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 203,088 | $2,087,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 287,772 | $2,087,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 280,576 | $2,084,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 128,517 | $2,082,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 164,434 | $2,080,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 221,303 | $2,078,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 253,983 | $2,075,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 573,278 | $2,075,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 54,315 | $2,075,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 76,696 | $2,073,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 69,281 | $2,071,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 72,312 | $2,062,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 631,436 | $2,059,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 64,886 | $2,055,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 88,494 | $2,053,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,000,000 | $2,047,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 44,944 | $2,045,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 73,324 | $2,045,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 220,416 | $2,045,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 84,573 | $2,043,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 232,163 | $2,040,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 232,593 | $2,038,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 225,956 | $2,038,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 261,500 | $2,037,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 83,803 | $2,034,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 143,450 | $2,034,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 78,638 | $2,028,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 96,088 | $2,019,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 251,085 | $2,019,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,950,000 | $2,016,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,005,000 | $2,013,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 196,642 | $2,009,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 120,845 | $2,009,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 79,597 | $2,008,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 59,575 | $2,004,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36,163 | $2,000,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 274,112 | $1,995,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 78,857 | $1,991,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 1,500,000 | $1,990,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 103,211 | $1,987,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 80,626 | $1,979,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,004,000 | $1,979,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 94,357 | $1,977,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000,000 | $1,965,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 119,202 | $1,963,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,000,000 | $1,963,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 20,779 | $1,959,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 98,028 | $1,947,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000,000 | $1,944,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 342,220 | $1,940,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 262,315 | $1,936,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 303,188 | $1,934,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 495,619 | $1,933,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,856 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 80,070 | $1,927,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 56,493 | $1,927,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 44,573 | $1,927,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 111,945 | $1,919,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,000,000 | $1,918,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 106,529 | $1,917,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,506,213 | $1,898,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 119,413 | $1,897,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 478,123 | $1,888,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 107,515 | $1,886,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,540,000 | $1,883,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 219,745 | $1,877,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 390,977 | $1,873,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,701 | $1,867,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 179,005 | $1,858,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 309,046 | $1,857,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,500,000 | $1,852,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 201,113 | $1,848,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,500,000 | $1,848,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 38,058 | $1,845,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 69,979 | $1,845,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 142,794 | $1,837,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 47,202 | $1,836,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 722,622 | $1,828,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 20,759 | $1,827,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 281,030 | $1,821,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 33,639 | $1,816,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 363,038 | $1,814,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 617,167 | $1,814,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 55,200 | $1,813,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 541,003 | $1,813,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 98,679 | $1,810,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,750,000 | $1,805,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 92,895 | $1,799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 42,595 | $1,795,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 134,646 | $1,794,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 47,903 | $1,791,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 106,958 | $1,782,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 39,595 | $1,781,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 28,427 | $1,778,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 201,651 | $1,775,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 378,343 | $1,771,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 210,214 | $1,771,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 128,138 | $1,769,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 198,248 | $1,762,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,750,000 | $1,762,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 192,193 | $1,755,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 154,983 | $1,754,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 165,406 | $1,753,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 288,420 | $1,750,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 53,286 | $1,749,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 116,508 | $1,739,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 193,954 | $1,738,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 88,349 | $1,736,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 63,142 | $1,736,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 182,778 | $1,734,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 143,301 | $1,734,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 733,899 | $1,731,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,860,000 | $1,730,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 189,731 | $1,728,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 63,996 | $1,728,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 188,983 | $1,724,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,880,000 | $1,722,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 215,075 | $1,721,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 82,494 | $1,721,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 181,521 | $1,719,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 85,091 | $1,710,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 664,570 | $1,708,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 247,764 | $1,703,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 100,053 | $1,703,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 42,472 | $1,701,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,308,000 | $1,700,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 47,945 | $1,700,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 43,823 | $1,693,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 70,147 | $1,684,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 221,566 | $1,683,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,092,212 | $1,682,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 104,106 | $1,677,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,506,000 | $1,675,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 175,120 | $1,672,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 179,508 | $1,672,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 63,856 | $1,670,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 63,263 | $1,666,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 32,897 | $1,663,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 42,570 | $1,662,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 46,160 | $1,661,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 68,439 | $1,658,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 121,968 | $1,656,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 307,609 | $1,652,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,500,000 | $1,648,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 128,533 | $1,645,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 366,453 | $1,645,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 33,948 | $1,638,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 232,238 | $1,633,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 156,970 | $1,627,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000064 | superseded | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000079 | superseded | 2015-04-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000124 | this filing | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000210 | added | 2016-04-01 | acceptance time not in the bulk data set |