13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 3,954 holding rows worth $335,139,297,000.
- Accession
- 0001390777-13-000092
- Filer
- CIK 1390777
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 22,775 entries on the cover page, a total value of $335,139,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,910,413,000 with VALUE read as thousands by filing date, 13F file number 028-12592. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerGCIC Ltd.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 185,851 | $1,319,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 73,987 | $1,315,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 51,576 | $1,315,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,250,000 | $1,313,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 43,599 | $1,310,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 29,513 | $1,309,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 47,059 | $1,308,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 1,213,000 | $1,308,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 54,795 | $1,301,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 54,076 | $1,299,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 218,922 | $1,287,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 51,143 | $1,280,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 73,521 | $1,279,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 17,767 | $1,277,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 222,393 | $1,274,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 125,217 | $1,274,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 84,337 | $1,273,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 47,851 | $1,270,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 57,443 | $1,269,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 82,632 | $1,263,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 101,489 | $1,262,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 225,987 | $1,261,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 67,553 | $1,258,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 42,818 | $1,258,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 110,609 | $1,257,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 221,424 | $1,257,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 74,863 | $1,243,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 83,181 | $1,242,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 123,741 | $1,239,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 69,833 | $1,237,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 189,698 | $1,235,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 94,507 | $1,234,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 101,292 | $1,232,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 126,178 | $1,230,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 90,957 | $1,230,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 34,500 | $1,227,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 1,250,000 | $1,225,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 263,403 | $1,225,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 165,461 | $1,223,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 25,239 | $1,223,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 33,380 | $1,222,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 45,516 | $1,220,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 29,260 | $1,216,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 74,915 | $1,213,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 195,975 | $1,213,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 403,486 | $1,211,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 87,679 | $1,210,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 80,979 | $1,210,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,859 | $1,207,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 217,915 | $1,203,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 36,119 | $1,203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 31,008 | $1,203,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 85,463 | $1,202,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 189,651 | $1,198,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 629,477 | $1,196,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 50,255 | $1,195,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 612,535 | $1,195,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 109,503 | $1,193,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 89,883 | $1,185,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 47,292 | $1,183,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 37,248 | $1,182,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 58,161 | $1,181,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 599,044 | $1,180,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 229,520 | $1,180,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 129,727 | $1,179,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,000,000 | $1,176,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 104,367 | $1,175,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 504,031 | $1,175,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 67,416 | $1,170,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 59,788 | $1,168,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 46,714 | $1,166,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 136,038 | $1,163,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 52,207 | $1,162,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 79,597 | $1,159,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 216,527 | $1,159,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 61,114 | $1,158,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 485,517 | $1,156,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 49,815 | $1,155,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 56,733 | $1,152,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 11,399 | $1,149,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 100,566 | $1,141,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,502 | $1,137,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,200,000 | $1,137,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 213,949 | $1,137,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 272,291 | $1,137,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 39,129 | $1,134,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 42,007 | $1,123,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 51,482 | $1,122,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 41,870 | $1,122,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 146,276 | $1,121,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 69,040 | $1,120,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 282,910 | $1,118,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 22,217 | $1,115,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 55,068 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 30,676 | $1,112,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 21,522 | $1,112,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 71,928 | $1,111,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 112,015 | $1,110,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 133,369 | $1,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,715 | $1,109,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 50,928 | $1,109,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 91,202 | $1,106,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 31,241 | $1,099,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 64,286 | $1,096,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 293,014 | $1,096,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 54,196 | $1,092,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 189,686 | $1,091,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 65,523 | $1,091,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 846,676 | $1,091,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 42,992 | $1,083,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 908,187 | $1,081,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 15,259 | $1,080,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 53,839 | $1,080,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 57,341 | $1,077,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 134,003 | $1,076,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 29,116 | $1,073,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 114,809 | $1,073,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 148,259 | $1,070,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23,848 | $1,069,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 750,000 | $1,068,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 49,673 | $1,068,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 21,332 | $1,063,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 287,980 | $1,062,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 56,267 | $1,060,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 757,079 | $1,060,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 76,402 | $1,056,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,000,000 | $1,056,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 52,930 | $1,056,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 44,554 | $1,055,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 48,016 | $1,055,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 59,154 | $1,053,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 78,730 | $1,053,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 427,036 | $1,051,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 219,291 | $1,048,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 64,360 | $1,044,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 117,376 | $1,043,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 104,825 | $1,041,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 143,261 | $1,040,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 66,880 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 22,815 | $1,037,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 302,537 | $1,037,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 146,740 | $1,036,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 58,028 | $1,034,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 145,568 | $1,030,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 19,589 | $1,030,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 451,553 | $1,030,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 1,000,000 | $1,027,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 39,912 | $1,025,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 53,549 | $1,018,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,000,000 | $1,018,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 16,459 | $1,017,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 113,950 | $1,014,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,978 | $1,011,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 61,399 | $1,005,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,446 | $1,003,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 132,384 | $1,003,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 445,019 | $1,001,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 40,677 | $1,001,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 37,834 | $997,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,172 | $993,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 49,080 | $991,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 31,025 | $989,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 950,000 | $989,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 64,233 | $985,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 73,560 | $981,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 53,364 | $978,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 48,018 | $977,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 84,917 | $976,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 69,235 | $969,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,936 | $966,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 18,105 | $964,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 83,200 | $964,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 80,965 | $959,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 51,623 | $958,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 130,615 | $958,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,000,000 | $956,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 41,174 | $955,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 59,213 | $953,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 8,663 | $953,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 106,052 | $951,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 102,493 | $948,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 32,748 | $947,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 54,383 | $947,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 106,623 | $943,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 22,885 | $942,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 23,561 | $942,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 314,872 | $942,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 55,177 | $939,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,108 | $938,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 18,758 | $936,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,957 | $936,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 177,623 | $935,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 203,822 | $935,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 86,326 | $932,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 63,113 | $927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 14,516 | $924,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 84,184 | $924,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 324,120 | $923,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 331,200 | $922,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 53,126 | $915,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 28,092 | $913,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 222,430 | $913,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 48,921 | $906,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 701,537 | $905,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 97,308 | $905,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 47,940 | $902,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 18,300 | $901,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 128,253 | $901,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 46,708 | $900,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 268,221 | $898,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 38,411 | $895,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 500,000 | $895,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 62,499 | $891,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 133,823 | $889,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 153,780 | $889,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 39,398 | $883,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 75,357 | $882,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,279 | $881,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 34,018 | $880,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 298,527 | $880,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 120,716 | $878,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 88,371 | $876,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 160,966 | $874,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 129,862 | $873,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 63,615 | $871,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 37,148 | $868,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 59,706 | $866,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 25,495 | $863,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 300,356 | $862,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AP8 | NOTE | 501,000 | $858,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 57,915 | $857,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 55,006 | $856,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 26,001 | $855,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 68,689 | $855,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 750,000 | $850,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 94,783 | $848,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 47,799 | $847,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 46,365 | $846,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 169,829 | $842,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 24,544 | $841,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 16,899 | $841,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 31,977 | $840,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 58,465 | $840,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 121,178 | $837,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 33,526 | $833,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,191 | $832,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 91,456 | $832,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 34,343 | $830,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 109,331 | $826,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 69,303 | $825,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 166,966 | $824,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 30,903 | $824,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 91,687 | $821,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 64,673 | $819,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 30,270 | $816,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 71,396 | $814,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 116,037 | $813,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 60,475 | $812,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 750,000 | $812,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,346 | $810,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 336,827 | $808,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 500,000 | $805,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 50,979 | $802,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 127,816 | $800,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 606,166 | $800,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 59,645 | $797,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 151,378 | $793,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 37,449 | $792,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 80,706 | $791,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 85,334 | $791,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 105,236 | $789,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 134,797 | $787,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 55,044 | $784,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 74,962 | $782,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 29,911 | $782,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 393,795 | $776,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 208,703 | $776,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,124 | $775,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 61,568 | $775,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,812 | $773,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 28,329 | $773,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 80,653 | $770,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 12,877 | $769,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 74,586 | $768,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 244,711 | $765,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 45,153 | $762,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 74,423 | $761,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 54,370 | $760,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 31,391 | $760,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 291,132 | $760,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,971 | $759,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 417,933 | $757,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 46,436 | $756,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 28,225 | $753,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11,920 | $750,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 144,994 | $749,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 171,366 | $747,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 71,338 | $744,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 109,464 | $742,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 253,105 | $741,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 40,956 | $740,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,245 | $738,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 158,789 | $733,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 45,401 | $733,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 142,630 | $732,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 54,370 | $729,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 62,345 | $727,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 48,308 | $722,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 82,708 | $721,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 97,059 | $718,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 50,258 | $716,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 52,053 | $715,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 116,986 | $712,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 37,618 | $711,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 158,004 | $711,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 60,068 | $710,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,001 | $695,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 108,272 | $695,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 373,335 | $691,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 89,672 | $686,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 293,781 | $684,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 17,984 | $683,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 178,731 | $682,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 57,839 | $681,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 60,495 | $681,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 27,888 | $672,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 30,640 | $670,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 5,345 | $668,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 171,581 | $667,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 500,000 | $662,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 62,961 | $662,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 106,858 | $662,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 86,417 | $656,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 38,243 | $655,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,848 | $652,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 37,944 | $648,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 74,308 | $632,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 142,453 | $624,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,537 | $623,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 24,738 | $622,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 68,548 | $619,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 84,878 | $619,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 74,584 | $618,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 47,482 | $618,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,309 | $614,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 85,237 | $613,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 223,840 | $613,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 93,269 | $612,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 161,217 | $611,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,558 | $610,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 160,514 | $610,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 294,494 | $610,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 35,759 | $607,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,074 | $606,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 138,934 | $605,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 24,731 | $603,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 24,369 | $597,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 366,152 | $594,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 39,310 | $592,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 39,421 | $590,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 84,232 | $590,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 193,889 | $589,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 21,258 | $588,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 47,397 | $587,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 349,078 | $586,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,553 | $586,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 174,227 | $584,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 9,902 | $581,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 151,480 | $580,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 78,242 | $579,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 25,263 | $577,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 21,735 | $574,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 264,300 | $573,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 500,000 | $571,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 23,708 | $566,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 176,073 | $565,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,058 | $563,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 60,607 | $562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,329 | $561,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 39,203 | $560,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 15,144 | $557,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 96,150 | $555,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,292 | $553,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 40,125 | $553,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,557 | $548,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 500,000 | $548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 15,163 | $547,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 19,527 | $547,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 57,709 | $544,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 97,586 | $543,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,751 | $541,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 13,970 | $541,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 39,954 | $540,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 45,000 | $540,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 59,364 | $539,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 34,700 | $538,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 23,500 | $537,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 163,379 | $536,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 17,927 | $535,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 67,597 | $533,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 34,573 | $532,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 71,664 | $531,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 42,786 | $530,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 31,944 | $524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,001 | $523,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 66,638 | $523,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 270,921 | $523,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 58,922 | $523,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,936 | $519,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 28,800 | $518,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 23,742 | $517,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,838 | $514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,903 | $511,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,199 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,481 | $510,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 108,285 | $510,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 62,670 | $509,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 306,166 | $506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,986 | $504,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 215,553 | $504,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 48,680 | $502,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 500,000 | $502,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 26,057 | $498,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 203,001 | $497,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 81,317 | $496,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 164,937 | $496,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 39,379 | $494,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 41,563 | $493,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 500,000 | $493,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,268 | $491,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 15,500 | $489,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,651 | $484,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 233,636 | $482,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 209,196 | $482,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 244,477 | $482,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 60,657 | $481,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,765 | $479,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 25,649 | $477,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 42,397 | $476,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 55,631 | $475,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 43,143 | $473,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 26,835 | $471,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,454 | $470,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 105,023 | $470,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 42,629 | $466,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 35,497 | $462,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,140 | $461,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,609 | $461,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 222,537 | $461,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 350,000 | $460,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,393 | $455,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 172,292 | $455,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,558 | $450,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 63,565 | $450,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 145,953 | $450,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 236,234 | $449,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 19,562 | $445,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 82,926 | $440,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,400 | $439,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 48,553 | $439,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,536 | $439,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 64,847 | $439,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 52,527 | $435,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 217,422 | $435,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,151 | $434,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,482 | $433,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 53,361 | $433,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 161,650 | $429,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,775 | $428,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 27,867 | $428,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 24,611 | $427,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 79,254 | $426,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,197 | $423,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 57,549 | $422,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,160 | $420,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 16,527 | $420,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 333,448 | $417,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 55,980 | $415,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 44,343 | $411,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 58,164 | $410,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 65,638 | $410,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 63,985 | $409,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 68,332 | $405,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,180 | $403,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 42,973 | $402,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 15,181 | $402,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,130 | $401,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 400,000 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 33,156 | $397,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 22,570 | $397,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 340,886 | $395,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $395,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 189,845 | $395,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 66,452 | $392,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 61,970 | $392,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,649 | $390,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 137,966 | $389,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 15,625 | $386,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 29,467 | $386,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,619 | $385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-13-000092 | this filing | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-13-000093 | base | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000120 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000215 | added | 2016-04-01 | acceptance time not in the bulk data set |