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13F-HR filed by DeepCurrents Investment Group LLC

DeepCurrents Investment Group LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 171 holding rows worth $3,804,931,000.

Accession
0001387131-21-002409
Filed
2021-02-16
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2020

A holdings report, 271 entries on the cover page, a total value of $3,804,931,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,804,931,000 with VALUE read as thousands by filing date, 13F file number 028-19350. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
TESLA INC88160RAC5NOTE 1.250% 3/083,103,000$812,540,000thousands by filing dateprincipal
DOCUSIGN INC256163AB2NOTE 0.500% 9/176,160,000$237,035,000thousands by filing dateprincipal
TWILIO INC90138FAB8NOTE 0.250% 6/046,563,000$221,942,000thousands by filing dateprincipal
TESLA INC88160RAD3NOTE 2.375% 3/116,500,000$177,352,000thousands by filing dateprincipal
BILIBILI INC090040AB2NOTE 1.375% 4/049,450,000$171,727,000thousands by filing dateprincipal
SAREPTA THERAPEUTICS INC803607AB6DBCV 1.500%11/159,662,000$145,743,000thousands by filing dateprincipal
SEA LTD81141RAD2NOTE 1.000%12/033,667,000$133,438,000thousands by filing dateprincipal
PINDUODUO INC722304AB8NOTE 10/030,364,000$126,590,000thousands by filing dateprincipal
SNAP INC83304AAB2NOTE 0.75% 08/01/202644,803,000$101,756,000thousands by filing dateprincipal
DEXCOM INC252131AH0NOTE 0.750%12/040,838,000$93,188,000thousands by filing dateprincipal
IONIS PHARMACEUTICALS INC462222AB6NOTE 0.125%12/179,644,000$81,053,000thousands by filing dateprincipal
NUTANIX INC67059NAB4NOTE 1/175,053,000$75,943,000thousands by filing dateprincipal
WIX COM LTD92940WAB5NOTE 7/037,720,000$69,727,000thousands by filing dateprincipal
COUPA SOFTWARE INC22266LAC0NOTE 0.125% 6/125,129,000$54,806,000thousands by filing dateprincipal
IQIYI INC46267XAB4NOTE 3.750%12/053,005,000$53,246,000thousands by filing dateprincipal
INFINERA CORP45667GAC7BOND38,941,000$48,693,000thousands by filing dateprincipal
REPLIGEN CORP759916AB5BOND27,288,000$47,860,000thousands by filing dateprincipal
WAYFAIR INC94419LAD3NOTE 1.125%11/022,207,000$45,258,000thousands by filing dateprincipal
iShares Russell 2000 ETF464287655SHS219,500$43,036,000thousands by filing datecall
PTC THERAPEUTICS INC69366JAB7NOTE31,204,000$40,036,000thousands by filing dateprincipal
NEVRO CORP64157FAC7NOTE 2.750% 4/021,930,000$39,845,000thousands by filing dateprincipal
LENDINGTREE INC NEW52603BAA5NOTE27,521,000$39,222,000thousands by filing dateprincipal
CHEGG INC163092AD1NOTE 0.125% 3/119,914,000$36,218,000thousands by filing dateprincipal
H WORLD GROUP LTD16949NAC3NOTE 0.375%11/027,498,000$31,783,000thousands by filing dateprincipal
CREE INC225447AB7NOTE 0.875% 9/017,405,000$31,616,000thousands by filing dateprincipal
Shopify Inc82509LAA5Convertible bond25,510,000$30,123,000thousands by filing dateprincipal
NEW RELIC INC64829BAB6NOTE 0.500% 5/030,360,000$29,944,000thousands by filing dateprincipal
PURE STORAGE INC74624MAB8NOTE 0.125% 4/126,784,000$29,660,000thousands by filing dateprincipal
SYNAPTICS INC87157DAD1NOTE 0.500% 6/120,750,000$28,655,000thousands by filing dateprincipal
TRAVERE THERAPEUTICS INC761299AB2NOTE 2.500% 9/127,841,000$28,312,000thousands by filing dateprincipal
KARYOPHARM THERAPEUTICS INC48576UAA4BOND22,530,000$28,226,000thousands by filing dateprincipal
VIAVI SOLUTIONS INC925550105COM1,874,593$28,072,000thousands by filing date
INTERCEPT PHARMACEUTICALS IN45845PAA6NOTE 3.250% 7/035,892,000$27,953,000thousands by filing dateprincipal
iShares Russell 2000 ETF464287655SHS135,000$26,467,000thousands by filing dateput
CONMED CORP COM207410101Stock228,329$25,572,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM214,991$24,485,000thousands by filing date
PROOFPOINT INC743424AF0NOTE 0.250% 8/121,744,000$24,180,000thousands by filing dateprincipal
INVITAE CORP46185LAB9NOTE 2.000% 9/015,000,000$24,154,000thousands by filing dateprincipal
Salesforce.com, Inc79466L302COM100,000$22,253,000thousands by filing datecall
GOSSAMER BIO INC38341PAA0NOTE 5.000% 6/022,850,000$21,022,000thousands by filing dateprincipal
PDD HOLDINGS INC722304AC6NOTE 12/016,500,000$20,347,000thousands by filing dateprincipal
ATLAS AIR WORLDWIDE HLDGS IN049164BH8NOTE 2.250% 6/019,456,000$20,235,000thousands by filing dateprincipal
IQIYI INC46267XAE8NOTE 4.000%12/119,700,000$19,666,000thousands by filing dateprincipal
GUESS INC401617AD7BOND17,136,000$19,297,000thousands by filing dateprincipal
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS80,800$18,804,000thousands by filing datecall
EVOLENT HEALTH INC30050BAD3NOTE 1.500%10/121,351,000$18,217,000thousands by filing dateprincipal
OMEROS CORP682143AG7NOTE 5.250% 2/115,500,000$16,576,000thousands by filing dateprincipal
IRONWOOD PHARMACEUTICALS INC46333XAD0DBCV 2.250% 6/115,056,000$16,316,000thousands by filing dateprincipal
TILRAY BRANDS INC88688TAB6NOTE 5.000%10/017,809,000$15,011,000thousands by filing dateprincipal
EXACT SCIENCES CORP30063PAC9NOTE 0.375% 3/011,250,000$14,723,000thousands by filing dateprincipal
VEONEER INC92336XAA7NOTE 4.000% 6/011,050,000$13,414,000thousands by filing dateprincipal
CYTOKINETICS INC23282WAA8NOTE 4.000%11/16,000,000$12,904,000thousands by filing dateprincipal
ETSY INC29786A106COM67,477$12,005,000thousands by filing date
VIAVI SOLUTIONS INC925550105COM770,000$11,531,000thousands by filing dateput
EVERPURE INC CL A74624M102Stock500,000$11,305,000thousands by filing dateput
Intel Corp458140100COM200,000$9,964,000thousands by filing datecall
BLOCK INC852234AD5NOTE 0.500% 5/13,500,000$9,828,000thousands by filing dateprincipal
NEOGENOMICS INC64049MAA8Convertible Debt5,500,000$8,940,000thousands by filing dateprincipal
Pfizer Inc.717081103COM240,000$8,834,000thousands by filing datecall
ISHARES TR464287739U.S. REAL ES ETF101,800$8,719,000thousands by filing dateput
ISHARES TR464287739U.S. REAL ES ETF101,800$8,719,000thousands by filing datecall
PACIRA BIOSCIENCES695127AD2NOTE 2.375% 4/07,226,000$8,263,000thousands by filing dateprincipal
SPLUNK INC848637AD6BOND6,100,000$8,243,000thousands by filing dateprincipal
Booking Holdings Inc.09857L108COM3,194$7,114,000thousands by filing date
NUTANIX INC CL A67059N108Stock213,700$6,810,000thousands by filing dateput
JOYY INC98426TAD8NOTE 0.750% 6/16,400,000$6,546,000thousands by filing dateprincipal
KBR INC COM48242W106Stock208,899$6,461,000thousands by filing date
NOVAVAX INC670002AB0NOTE 3.750% 2/05,000,000$6,303,000thousands by filing dateprincipal
VISHAY INTERTECHNOLOGY INC COM928298108Stock291,483$6,037,000thousands by filing date
NEW RELIC INC64829B100COMMON STOCK90,000$5,886,000thousands by filing dateput
Booking Holdings Inc.09857L108COM2,500$5,568,000thousands by filing dateput
BEST INC08653CAB2NOTE 1.750%10/08,250,000$5,520,000thousands by filing dateprincipal
NEXTERA ENERGY INC65339F739CONV109,343$5,514,000thousands by filing dateprincipal
CHEFS WHSE INC163086AB7BOND5,000,000$4,822,000thousands by filing dateprincipal
LIVE NATION ENTERTAINMENT INC COM538034109Stock65,000$4,776,000thousands by filing dateput
UNITED AIRLS HLDGS INC COM910047109Stock100,000$4,325,000thousands by filing datecall
NEXTERA ENERGY INC65339F770CONV75,000$3,826,000thousands by filing dateprincipal
INFINERA CORP45667G103COMMON STOCK330,000$3,458,000thousands by filing dateput
COLLEGIUM PHARMACEUTICAL INC19459JAA2NOTE 2.625% 2/13,400,000$3,340,000thousands by filing dateprincipal
TILRAY INC88688T100COM CL 2375,800$3,103,000thousands by filing dateput
INTERCEPT PHARMACEUTICALS IN45845P108COM99,700$2,462,000thousands by filing dateput
GUESS INC COM401617105Stock100,000$2,262,000thousands by filing dateput
Honeywell Technologies438516106COM10,300$2,190,000thousands by filing dateput
Honeywell Technologies438516106COM10,300$2,190,000thousands by filing datecall
VEONEER INC92336X109COM100,000$2,130,000thousands by filing dateput
JOYY INC ADS REPSTG COM A46591M109ADR25,423$2,033,000thousands by filing date
SAILPOINT TECHNOLOGIES HLDGS78781PAB1NOTE1,000,000$1,934,000thousands by filing dateprincipal
Pfizer Inc.717081103COM48,500$1,785,000thousands by filing date
PEGASYSTEMS INC COM705573103Stock13,327$1,776,000thousands by filing date
PEBBLEBROOK HOTEL TR70509VAA8NOTE 1.750%12/11,500,000$1,596,000thousands by filing dateprincipal
CHP MERGER CORP12558Y106COM CL A136,302$1,398,000thousands by filing date
SCVX CORPG79448208COM106,866$1,101,000thousands by filing date
Collective Growth Corp19424L119W EXP 04/30/20266,214$946,000thousands by filing datecall
Energy Select Sector SPDR Fund81369Y506SHS24,500$929,000thousands by filing datecall
WESTERN DIGITAL CORP958102105COM15,556$862,000thousands by filing date
COLLECTIVE GROWTH CORP19424L101COM CL A56,483$807,000thousands by filing date
CHPMW US 22 Nov 24 C11.512558Y114*W EXP 11/22/20268,151$699,000thousands by filing datecall
Rodgers Silicon Valley Acquisition Corp774873202Unit50,000$667,000thousands by filing date
COLLECTIVE GROWTH CORP19424L200UNIT 04/29/202538,702$653,000thousands by filing date
CITIC CAPITAL ACQUISITION COG21513109COM CL A58,034$608,000thousands by filing date
MOTIVE CAPITAL CORPG6293A129UNIT 99/99/999957,538$606,000thousands by filing date
RMG ACQUISITION CORP IIG76083115UNIT 12/09/202550,000$557,000thousands by filing date
SCVX CORPG79448117*W EXP 01/24/20253,433$550,000thousands by filing datecall
ROMAN DBDR TECH ACQUISITION77584N200UNIT 99/99/999950,000$520,000thousands by filing date
CHP MERGER CORP12558Y205UNIT 11/22/202444,962$461,000thousands by filing date
PERIPHAS CAPITAL PARTNERING713895209UNIT 99/99/999914,480$378,000thousands by filing date
CIIG MERGER CORP12559C111*W EXP 12/31/20213,460$378,000thousands by filing datecall
SOCIAL CAPITAL HEDOSOPHA HLDG82514129UNIT 99/99/999925,000$366,000thousands by filing date
SCVX CORP UG79448109COM33,122$341,000thousands by filing date
SOCIAL CAPITAL HEDOSOPHA HLDG8252P121UNIT 99/99/999925,000$330,000thousands by filing date
SLACK TECHNOLOGIES INC83088V102COM CL A7,300$308,000thousands by filing date
CITIC CAPITAL ACQUISITION COG21513117*W EXP 01/17/20229,017$304,000thousands by filing datecall
VESPER HEALTHCARE ACQSTN COR92538T203UNIT 99/99/999925,000$303,000thousands by filing date
AMPLITUDE HLTHCRE AQUSTIN CO03212A113*W EXP 12/01/20229,136$292,000thousands by filing datecall
CIIG MERGER CORP12559C202UNIT 12/31/20268,080$259,000thousands by filing date
BRIDGETOWN HOLDINGS LTDG1355U113COM15,974$247,000thousands by filing date
PROPTECH INVESTMENT CORP II UNIT EX743497208Stock22,413$238,000thousands by filing date
MARQUEE RAINE ACQUISITION COG58442115UNIT 12/01/202521,277$230,000thousands by filing date
SARISSA CAPITAL ACQUISITN COG7823W128UNIT 10/23/202721,184$226,000thousands by filing date
CITIC CAPITAL ACQUISITION COG21513125UNIT 99/99/999919,721$225,000thousands by filing date
SOCIAL CAPITAL HEDOSOPHA HLDG8251L121UNIT 99/99/999917,361$224,000thousands by filing date
JUNIPER INDL HLDGS INC48205G114*W EXP 11/13/20219,934$213,000thousands by filing datecall
DMY TECHNOLOGY GROUP INC III233278209UNIT 99/99/999917,606$201,000thousands by filing date
FIRSTMARK HORIZON ACQUISITIO33765Y200UNIT 99/99/999917,361$198,000thousands by filing date
ONE UNITG7000X113Stock17,274$197,000thousands by filing date
JAWS SPITFIRE ACQUISITION COG50740128UNIT 99/99/999917,731$196,000thousands by filing date
FORTRESS VALUE ACQUISITION I349642207UNIT 08/10/202717,483$195,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock12,300$194,000thousands by filing dateput
AMERICAN AIRLINES GROUP INC COM02376R102Stock12,300$194,000thousands by filing datecall
MUDRICK CAPITAL ACQU CORP II62477L206UNIT 99/99/999918,531$191,000thousands by filing date
ASCENDANT DIGITAL ACQUISITIOG05155109COM CL A18,519$190,000thousands by filing date
FINTECH ACQUISITION CORP V31810Q305UNIT 99/99/999917,730$189,000thousands by filing date
REVOLUTION ACCEL76156P205UNIT18,101$188,000thousands by filing date
BOWX ACQUISITION CORP103085205UNIT 08/03/202517,483$187,000thousands by filing date
HIGHLAND TRANSCEND PARTNERSG44690116UNIT 99/99/999917,730$186,000thousands by filing date
YUNHONG INTERNATIONALg98882106COM18,666$186,000thousands by filing date
CORNER GROWTH ACQUISITION COG2425N121UNIT 01/01/202717,730$185,000thousands by filing date
CHURCHILL CAPITAL CORP IV171439102CL A18,519$185,000thousands by filing date
PROPERTY SOLUTIONS ACQUISITI74348Q108COM18,522$185,000thousands by filing date
PROPERTY SOLUTIONS ACQUISITI74348Q116*W EXP 03/20/20218,522$185,000thousands by filing datecall
FAR PEAK ACQUISITION CORPG3312L129UNIT 99/99/999917,730$184,000thousands by filing date
ALTITUDE ACQUISITION CORP02156Y202UNIT 11/30/202717,730$184,000thousands by filing date
GOLDEN FALCON ACQUISITION CO38102H208UNIT 99/99/999917,730$184,000thousands by filing date
POPULATION HEALTH INVS CO ING71716123UNIT 99/99/999917,606$184,000thousands by filing date
GENESIS PK ACQUISITION CORPG38245117UNIT 99/99/999917,606$183,000thousands by filing date
CONCORD ACQUISITION CORP206071201UNIT 12/28/202517,732$183,000thousands by filing date
KINS TECHNOLOGY GROUP INC49714K208UNIT 10/14/202517,731$182,000thousands by filing date
CF ACQUISITION CORP IV12520T201UNIT 12/31/202717,730$182,000thousands by filing date
DUNE ACQUISITION CORP265334201UNIT 10/29/202717,730$182,000thousands by filing date
TAILWIND ACQUISITION CORP87403Q201UNIT 09/07/202716,780$181,000thousands by filing date
HEALTHCARE SERVICES ACQU COR42227K203UNT17,730$181,000thousands by filing date
H I G ACQUISITION CORP UNITG44898115Stock17,364$181,000thousands by filing date
COHN ROBBINS HOLDINGS CORP UNIT EXG23726121Stock16,779$180,000thousands by filing date
EQUITY DISTR ACQUISITION CORP UNIT EX 09092529465E205Stock16,779$179,000thousands by filing date
LIONHEART ACQUISITION CORP53625R203CMN17,203$179,000thousands by filing date
FALCON CAPITAL ACQUISITN COR30606L207UNIT 08/20/202716,782$179,000thousands by filing date
TURMERIC ACQUISITION CORPG9127T116UNT17,361$178,000thousands by filing date
5 01 ACQUISITION CORP33836P105CMN17,084$174,000thousands by filing date
NavSight Holdings Inc639358209Unit16,779$173,000thousands by filing date
HIGHCAPE CAP ACQUISITION COR42984L204UNIT 09/30/202716,779$173,000thousands by filing date
AMPLITUDE HEALTHCARE ACQUISITI03212a105COM15,813$158,000thousands by filing date
LIVE OAK ACQUISITION CORP II53804W205UNIT 99/99/999914,184$154,000thousands by filing date
TWC TECH HLDGS II CORP90117G204UNIT 09/10/202513,423$144,000thousands by filing date
OAKTREE ACQUISITION CORP IIG6715X129UNIT 09/15/202713,423$144,000thousands by filing date
VG ACQUISITION CG9446E121UNIT10,418$125,000thousands by filing date
InterPrivate Acquisition Corp46064A111INTERPRIVATE ACQUISITI -CW248,586$125,000thousands by filing datecall
BRIDGETOWN HOLDINGS LTDG1355U105UNIT 10/15/20257,026$119,000thousands by filing date
ACE Convergence Acquisition CorpG0083D120COM11,111$114,000thousands by filing date
FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925G3710A121Stock10,638$110,000thousands by filing date
CARNEY TECHNOLOGY ACQU CORP143636207UNIT 12/10/202510,638$109,000thousands by filing date
YUNHONG INTL RTG98882130WARRANT AND RIGH18,666$6,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001387131-21-002409this filing2021-02-16acceptance time not in the bulk data set