13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,035 holding rows worth $5,496,500,000.
- Accession
- 0001387131-20-001737
- Filer
- CIK 1454027
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,065 entries on the cover page, a total value of $5,496,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,496,500,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMIRABELLA FINANCIAL SERVICES LLP028-20053
- included managerDeepCurrents Investment Group LLC028-19350
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 1,470,883 | $301,899,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,450,000 | $297,613,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 1,551,400 | $296,581,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,262,099 | $199,033,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,250,000 | $197,125,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 800,000 | $114,320,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 808,700 | $108,083,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 320,100 | $103,027,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 52,690 | $97,363,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 50,000,000 | $96,313,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 450,000 | $95,675,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 450,000 | $95,675,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 50,000 | $92,392,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 701,100 | $82,155,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 225,501 | $72,580,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 370,600 | $70,848,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,053,400 | $67,144,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 271,355 | $63,850,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 23,543,000 | $59,611,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 259,796 | $58,844,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 250,000 | $58,825,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,370,499 | $45,822,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200,000 | $45,300,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 509,400 | $44,501,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 881,810 | $43,967,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 478,300 | $41,784,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 21,754,000 | $39,316,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 29,000,000 | $39,095,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 573,100 | $36,031,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 913,663 | $34,482,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 104,798 | $34,139,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 100,000 | $32,576,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 100,138 | $32,402,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100,000 | $32,357,000 | thousands by filing date | put |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 20,644,000 | $32,347,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 825,561 | $32,271,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 490,300 | $30,825,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 262,700 | $30,783,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 13,315,000 | $29,641,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 25,553,000 | $28,161,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 21,289,000 | $27,189,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 31,000,000 | $27,007,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 25,000,000 | $26,704,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 13,341,000 | $25,982,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 17,568,000 | $24,824,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 360,115 | $24,729,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 498,389 | $23,419,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 182,000 | $23,161,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 292,900 | $22,445,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 115,000 | $21,985,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 164,200 | $21,945,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 64,500 | $21,299,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 598,000 | $20,517,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 11,930,000 | $19,007,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 301,100 | $18,141,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 16,647,000 | $18,126,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 141,139 | $17,961,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 866,400 | $17,805,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 295,400 | $17,798,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 40,700 | $17,026,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 12,425,000 | $16,993,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 50,327 | $16,695,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 507,500 | $16,646,000 | thousands by filing date | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 16,622,000 | $16,575,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 201,526 | $16,245,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 393,800 | $16,228,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 639,683 | $16,133,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7,802 | $16,024,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 9,082,000 | $15,867,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 240,150 | $15,098,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 197,902 | $14,924,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 112,760 | $14,253,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 11,326,000 | $14,120,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 68,900 | $14,089,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 900,166 | $13,502,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 95,369 | $12,746,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100,000 | $12,640,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 71,582 | $12,056,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 90,876 | $11,802,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,410,000 | $11,777,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 320,000 | $11,482,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,343,000 | $11,416,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 10,817,000 | $11,230,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 123,000 | $11,219,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 37,133 | $11,215,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 7,845,000 | $11,213,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 270,400 | $11,143,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 184,599 | $11,122,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 364,730 | $11,117,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 202,503 | $10,891,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 234,701 | $10,763,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 10,138,000 | $10,753,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 9,426,000 | $10,568,000 | thousands by filing date | principal |
| AMEREN CORP COM | 023608102 | Stock | 136,317 | $10,469,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 61,986 | $10,269,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,659,100 | $10,004,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 30,000 | $9,906,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 121,723 | $9,863,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 400,000 | $9,752,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,948,553 | $9,735,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 6,330,000 | $9,628,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 210,000 | $9,574,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 452,700 | $9,303,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 91,687 | $9,200,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 106,100 | $9,097,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 297,600 | $9,071,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 140,300 | $8,793,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 5,878,000 | $8,722,000 | thousands by filing date | principal |
| VISTRA CORP COM | 92840M102 | Stock | 378,262 | $8,696,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 400,000 | $8,468,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 26,000 | $8,217,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 96,020 | $8,118,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 49,595 | $8,066,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 7,300,000 | $8,010,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,770 | $7,797,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 86,000 | $7,374,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 6,000,000 | $7,300,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 238,409 | $7,271,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 113,200 | $7,266,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 75,000 | $7,133,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 4,913,000 | $7,105,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 186,039 | $7,086,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 145,595 | $7,076,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 90,007 | $7,069,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 160,842 | $6,829,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 221,300 | $6,809,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 131,545 | $6,671,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 180,000 | $6,651,000 | thousands by filing date | put |
| CISION LTD | G1992S109 | SHS | 665,302 | $6,633,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,000 | $6,506,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 21,395 | $6,349,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 4,250,000 | $6,101,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,355,000 | $6,005,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 98,621 | $5,854,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 90,800 | $5,788,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 140,400 | $5,786,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 5,459,000 | $5,688,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,603,000 | $5,664,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 96,885 | $5,629,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 1,702,000 | $5,590,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 165,987 | $5,493,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,867,000 | $5,479,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 60,000 | $5,428,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 30,602 | $5,393,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 61,929 | $5,260,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,860 | $5,211,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 158,794 | $5,208,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 115,703 | $5,203,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,250,000 | $5,179,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 189,700 | $5,035,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AB5 | BOND | 4,413,000 | $4,782,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,806,000 | $4,746,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 31,577 | $4,729,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,865 | $4,667,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 3,841,000 | $4,661,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 4,440,350 | $4,552,000 | thousands by filing date | principal |
| INSTRUCTURE INC | 45781U103 | COM | 93,267 | $4,496,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,343 | $4,478,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16,412 | $4,464,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 160,000 | $4,363,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 41,612 | $4,358,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 49,738 | $4,297,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 67,443 | $4,296,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 38,397 | $4,295,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 59,047 | $4,263,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 125,000 | $4,176,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 64,326 | $4,127,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,500 | $4,042,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 22,810 | $4,037,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 70,462 | $4,024,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 48,853 | $3,956,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 86,940 | $3,950,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 35,130 | $3,929,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60,381 | $3,924,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 2,295,000 | $3,896,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 105,004 | $3,843,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 76,291 | $3,805,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 28,583 | $3,757,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 51,952 | $3,735,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,600 | $3,734,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 34,537 | $3,733,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,329,000 | $3,728,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,946,000 | $3,706,000 | thousands by filing date | principal |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12,514 | $3,703,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,660,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K104 | COM | 362,547 | $3,611,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 14,229 | $3,545,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 581,100 | $3,504,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 336,380 | $3,492,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,000 | $3,465,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 53,782 | $3,453,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 362,527 | $3,451,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 46,784 | $3,436,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,388 | $3,421,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,217 | $3,387,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 69,971 | $3,364,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 38,174 | $3,323,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,232,000 | $3,323,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 274,200 | $3,271,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 152,544 | $3,248,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 41,860 | $3,208,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,762,000 | $3,197,000 | thousands by filing date | principal |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 43,303 | $3,193,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 34,026 | $3,184,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 96,190 | $3,172,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 311,295 | $3,172,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 22,000 | $3,111,000 | thousands by filing date | put |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 300,000 | $3,102,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 19,574 | $3,084,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,893,000 | $3,074,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000,000 | $3,073,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 37,066 | $2,999,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 250,200 | $2,985,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 33,488 | $2,955,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 44,654 | $2,907,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 54,818 | $2,894,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 285,682 | $2,880,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 38,000 | $2,875,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 143,824 | $2,871,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 246,900 | $2,852,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 187,200 | $2,808,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 53,633 | $2,789,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 275,000 | $2,789,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 90,015 | $2,766,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18,428 | $2,760,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 24,734 | $2,756,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 89,600 | $2,731,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 50,478 | $2,716,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100,000 | $2,677,000 | thousands by filing date | call |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,399,000 | $2,643,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,460 | $2,590,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 24,700 | $2,587,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 28,502 | $2,576,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 71,262 | $2,554,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,563 | $2,537,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 16,880 | $2,534,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 239,300 | $2,494,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 242,969 | $2,481,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 3,471,000 | $2,456,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,111,000 | $2,446,000 | thousands by filing date | principal |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 234,856 | $2,412,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 239,597 | $2,384,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 49,708 | $2,364,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,000,000 | $2,360,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 74,325 | $2,340,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58,630 | $2,331,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,553 | $2,324,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 29,627 | $2,312,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 333,801 | $2,297,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 24,315 | $2,277,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 21,549 | $2,253,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,342 | $2,233,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,252 | $2,220,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 215,228 | $2,214,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 19,483 | $2,210,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 2,118,000 | $2,184,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,000,000 | $2,181,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 23,212 | $2,148,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,500,000 | $2,141,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 54,317 | $2,128,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 73,282 | $2,125,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 49,309 | $2,105,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 206,970 | $2,103,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 45,639 | $2,100,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 82,152 | $2,097,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,224,000 | $2,056,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 200,000 | $2,034,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 200,000 | $2,024,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 84,383 | $2,022,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 180,000 | $2,009,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 66,092 | $1,990,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 199,800 | $1,972,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 170,000 | $1,964,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,000,000 | $1,950,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 32,410 | $1,940,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 26,457 | $1,938,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 185,871 | $1,907,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,200 | $1,906,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 140,877 | $1,888,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 84,471 | $1,876,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 21,463 | $1,874,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 18,598 | $1,873,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000,000 | $1,862,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 36,249 | $1,846,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,500 | $1,845,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 209,500 | $1,831,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 24,092 | $1,790,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,049 | $1,762,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 51,300 | $1,760,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 37,047 | $1,759,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,960 | $1,752,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 31,321 | $1,747,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,605 | $1,737,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,815 | $1,732,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 115,737 | $1,724,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,044 | $1,723,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 114,800 | $1,722,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 60,000 | $1,721,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 12,346 | $1,719,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,575 | $1,714,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,000 | $1,709,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 15,504 | $1,699,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,849,000 | $1,695,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,657 | $1,694,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 28,900 | $1,690,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 39,307 | $1,686,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,717,000 | $1,673,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,033 | $1,641,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 26,174 | $1,637,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15,216 | $1,636,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 210,000 | $1,634,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 39,131 | $1,630,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 15,323 | $1,628,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 17,808 | $1,621,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 59,659 | $1,606,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 31,072 | $1,605,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 11,525 | $1,603,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 155,092 | $1,601,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 63,900 | $1,596,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 27,016 | $1,595,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 157,100 | $1,595,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,053 | $1,591,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 30,470 | $1,591,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,523 | $1,590,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $1,587,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 160,912 | $1,587,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,881 | $1,586,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 7,709 | $1,576,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 98,985 | $1,570,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 51,000 | $1,562,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40,988 | $1,559,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 150,699 | $1,549,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 45,698 | $1,545,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,907 | $1,534,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 45,606 | $1,530,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 36,963 | $1,528,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 9,781 | $1,526,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,302 | $1,521,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 40,051 | $1,520,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 145,770 | $1,509,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 20,697 | $1,508,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 149,488 | $1,492,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 150,000 | $1,491,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 69,100 | $1,482,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 10,286 | $1,477,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,561 | $1,461,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 147,900 | $1,458,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,973 | $1,456,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 12,039 | $1,449,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 125,000 | $1,444,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13,517 | $1,434,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 30,000 | $1,429,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 13,835 | $1,420,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 36,171 | $1,419,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 14,181 | $1,419,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,476 | $1,415,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,013 | $1,413,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,196,000 | $1,404,000 | thousands by filing date | principal |
| COGNEX CORP | 192422103 | COM | 25,000 | $1,401,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP | 01749N103 | COM | 136,447 | $1,394,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 34,500 | $1,391,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 266,400 | $1,388,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 12,491 | $1,386,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 24,192 | $1,340,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 16,012 | $1,339,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,255 | $1,331,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,345 | $1,326,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,528 | $1,325,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 74,686 | $1,324,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 125,000 | $1,324,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,357,000 | $1,322,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,377,000 | $1,300,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 20,434 | $1,299,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,929 | $1,297,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 843,000 | $1,280,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 10,244 | $1,278,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,789 | $1,276,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 19,639 | $1,274,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 29,021 | $1,260,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,004 | $1,248,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 56,587 | $1,247,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 37,186 | $1,246,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,912 | $1,242,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 40,290 | $1,239,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,521 | $1,236,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,299,000 | $1,230,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 28,496 | $1,229,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 124,500 | $1,226,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 405,872 | $1,222,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 35,386 | $1,217,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 7,500 | $1,214,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,274 | $1,214,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,775 | $1,213,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18,042 | $1,200,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,712 | $1,198,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 20,542 | $1,198,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13,718 | $1,196,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,861 | $1,194,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 57,983 | $1,192,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,000 | $1,179,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 35,483 | $1,177,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,000 | $1,175,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,830 | $1,174,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23,067 | $1,167,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,367 | $1,166,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 7,580 | $1,161,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,368 | $1,157,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 21,826 | $1,156,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,613 | $1,154,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 15,796 | $1,154,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 9,913 | $1,152,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 18,047 | $1,151,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 27,380 | $1,150,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 35,000 | $1,148,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 3,468 | $1,144,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 122,985 | $1,141,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18,650 | $1,139,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 21,312 | $1,124,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,811 | $1,120,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 15,199 | $1,119,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 70,649 | $1,118,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 16,777 | $1,102,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 27,926 | $1,099,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,000 | $1,096,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 19,102 | $1,095,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 15,046 | $1,091,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,697 | $1,088,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 31,600 | $1,087,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 23,335 | $1,082,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 157,200 | $1,082,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 10,226 | $1,075,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 9,787 | $1,072,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,400 | $1,069,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 100,998 | $1,066,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 55,200 | $1,061,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,787 | $1,060,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 20,950 | $1,052,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,981 | $1,043,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4,277 | $1,031,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 43,400 | $1,029,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 100,000 | $1,025,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13,154 | $1,023,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,361 | $1,011,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,925 | $1,010,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 100,000 | $1,008,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 29,800 | $1,007,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,744 | $1,006,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 42,858 | $1,006,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,023 | $1,001,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,876 | $1,000,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 99,582 | $999,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,636 | $990,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,131 | $988,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 25,620 | $979,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 98,924 | $979,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,000 | $978,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 2,000,000 | $976,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 27,664 | $975,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 97,450 | $973,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 24,939 | $972,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 97,150 | $967,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 725,000 | $961,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 22,032 | $956,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 97,400 | $955,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 95,300 | $952,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,163 | $950,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,600 | $948,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,238 | $947,000 | thousands by filing date | |
| NATIONAL RETAIL PPTYS INC | 637417107 | COM | 17,654 | $947,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 26,373 | $942,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 46,054 | $933,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 38,602 | $933,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 93,097 | $933,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,220 | $923,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 10,015 | $922,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,814 | $915,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 67,005 | $910,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 22,199 | $902,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 14,813 | $900,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 28,149 | $900,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 19,720 | $895,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 80,000 | $893,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 14,494 | $892,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 15,718 | $889,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 745 | $888,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,717 | $886,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,312 | $880,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,000 | $876,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 28,635 | $875,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 12,500 | $873,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,500 | $871,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,300 | $871,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,664 | $865,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,075 | $853,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,483 | $848,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,504 | $845,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 85,451 | $842,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,903 | $838,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 10,054 | $838,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,561 | $837,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-20-001737 | this filing | 2020-02-14 | acceptance time not in the bulk data set |