13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,011 holding rows worth $3,628,740,000.
- Accession
- 0001387131-19-008733
- Filer
- CIK 1454027
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,020 entries on the cover page, a total value of $3,628,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,628,740,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeepCurrents Investment Group LLC028-19350
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 1,384,700 | $232,081,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,000,000 | $227,400,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,000,000 | $165,120,000 | thousands by filing date | call |
| TC ENERGY CORP | 87807B107 | COM | 3,000,000 | $155,370,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 1,370,800 | $136,120,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 424,000 | $71,064,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,538,700 | $68,426,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 638,800 | $63,433,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,001,432 | $63,205,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000,000 | $57,671,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,397,707 | $53,490,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 484,800 | $53,129,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 631,500 | $47,130,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 889,200 | $38,467,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,912,543 | $38,079,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 20,644,000 | $33,119,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 544,400 | $33,072,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 2,025,000 | $32,846,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 21,754,000 | $32,436,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 27,901,000 | $31,890,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 18,333,000 | $30,926,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 240,548 | $30,665,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 698,900 | $30,234,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 283,500 | $27,494,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 20,688,000 | $25,614,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 16,967,000 | $25,567,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 420,408 | $24,741,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 254,200 | $24,652,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 219,900 | $24,099,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 140,000 | $23,561,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 23,882,000 | $23,360,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 256,400 | $22,168,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 494,900 | $22,008,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 84,400 | $21,874,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 13,260,000 | $21,097,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 558,680 | $20,615,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 457,787 | $19,538,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 973,800 | $18,970,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 1,250,000 | $18,625,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 302,700 | $18,389,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 932,000 | $18,155,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,343,177 | $16,746,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 137,315 | $16,115,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 47,258 | $14,377,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 55,100 | $14,280,000 | thousands by filing date | call |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 4,712,000 | $13,740,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 87,500 | $13,242,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 120,221 | $13,175,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 78,000 | $13,044,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 924,550 | $12,948,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 658,500 | $12,828,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 58,308 | $12,129,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 250,315 | $12,073,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 12,696,000 | $11,879,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 209,756 | $11,354,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 537,500 | $10,941,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100,000 | $10,912,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 172,221 | $10,638,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 10,581,000 | $10,628,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 68,900 | $10,458,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 42,818 | $9,976,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,691,000 | $9,950,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 10,817,000 | $9,921,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 174,757 | $9,425,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 9,853,000 | $9,407,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 54,000 | $9,030,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 208,710 | $9,029,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 367,517 | $9,018,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 173,800 | $8,740,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 24,775 | $8,732,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 80,000 | $8,730,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 104,000 | $8,325,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,500 | $8,161,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 188,472 | $8,076,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 9,128,000 | $7,965,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 127,030 | $7,913,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 192,351 | $7,682,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 28,278 | $7,520,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 265,034 | $7,341,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 7,300,000 | $7,319,000 | thousands by filing date | principal |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 85,275 | $7,288,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 47,120 | $7,131,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 7,092,000 | $7,048,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 646,220 | $6,915,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 264,400 | $6,870,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 44,898 | $6,815,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 6,780,000 | $6,738,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 55,662 | $6,669,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 6,727,000 | $6,665,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 174,815 | $6,566,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 48,996 | $6,517,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 4,890,000 | $6,473,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 123,400 | $6,205,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 44,483 | $6,177,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 208,472 | $6,044,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 104,537 | $5,919,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2,949 | $5,788,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 40,652 | $5,775,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 5,516,000 | $5,745,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 178,383 | $5,708,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 23,481 | $5,638,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,355,000 | $5,573,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 60,921 | $5,551,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 110,102 | $5,494,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 115,000 | $5,460,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 200,000 | $5,346,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,750,000 | $5,302,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5,623,000 | $5,210,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,250,000 | $5,128,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 3,990,000 | $5,113,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 44,789 | $5,046,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 29,619 | $5,034,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,700 | $4,986,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 43,000 | $4,897,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 49,207 | $4,859,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,603,000 | $4,847,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 67,415 | $4,825,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 27,366 | $4,764,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 29,030 | $4,702,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 137,000 | $4,641,000 | thousands by filing date | put |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 4,150,000 | $4,565,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 102,001 | $4,536,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,935 | $4,432,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,834,000 | $4,409,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 425,000 | $4,365,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 19,995 | $4,359,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,674 | $4,224,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,806,000 | $4,045,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 240,000 | $4,031,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 32,500 | $3,954,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 12,800 | $3,894,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 46,070 | $3,878,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 160,924 | $3,832,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 119,316 | $3,823,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 89,172 | $3,805,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,853,000 | $3,782,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 59,271 | $3,738,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 57,000 | $3,717,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 97,314 | $3,697,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 247,723 | $3,654,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,931 | $3,587,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,946,000 | $3,585,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 30,000 | $3,574,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 21,000 | $3,569,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 51,450 | $3,554,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 51,101 | $3,439,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 2,295,000 | $3,428,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 65,672 | $3,421,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 326,621 | $3,293,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 100,118 | $3,261,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 325,091 | $3,241,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,232,000 | $3,202,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 78,182 | $3,096,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 300,000 | $3,072,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,768 | $3,069,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,035 | $3,057,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 82,733 | $3,003,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 298,897 | $3,001,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 79,000 | $2,967,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 143,200 | $2,954,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 27,960 | $2,927,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,307 | $2,909,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 309,300 | $2,846,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 25,739 | $2,830,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 145,000 | $2,830,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 18,592 | $2,824,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 31,684 | $2,801,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,809,000 | $2,777,000 | thousands by filing date | principal |
| MILLERKNOLL INC | 600544100 | COM | 60,126 | $2,771,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11,207 | $2,749,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,716 | $2,749,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,717 | $2,748,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 142,088 | $2,730,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 42,982 | $2,724,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 47,894 | $2,713,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 131,510 | $2,713,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 31,380 | $2,703,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 36,200 | $2,702,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 47,468 | $2,669,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 156,871 | $2,656,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,205 | $2,652,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 14,000 | $2,643,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 43,539 | $2,617,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,100 | $2,605,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 45,000 | $2,573,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,750,000 | $2,572,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 183,200 | $2,566,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 40,000 | $2,558,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 42,451 | $2,548,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 247,900 | $2,541,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,399,000 | $2,533,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 37,344 | $2,529,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 250,000 | $2,525,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 250,000 | $2,523,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 26,104 | $2,509,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 38,552 | $2,502,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 25,000 | $2,496,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,902 | $2,466,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,326 | $2,435,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,000 | $2,431,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 77,054 | $2,426,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 247,515 | $2,426,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 241,341 | $2,421,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 70,395 | $2,405,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 69,194 | $2,403,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 125,000 | $2,391,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 126,800 | $2,391,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 100,000 | $2,381,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 53,262 | $2,374,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 231,871 | $2,367,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 16,151 | $2,363,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,624 | $2,342,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 50,000 | $2,324,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 232,500 | $2,323,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 223,465 | $2,322,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 15,895 | $2,313,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,002 | $2,311,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,111,000 | $2,311,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,471 | $2,295,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 223,192 | $2,288,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 35,593 | $2,287,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 163,100 | $2,284,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 10,143 | $2,272,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 18,413 | $2,269,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 14,200 | $2,258,000 | thousands by filing date | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 31,524 | $2,249,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 27,991 | $2,249,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 220,000 | $2,244,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 217,969 | $2,201,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,500 | $2,193,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 22,715 | $2,184,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 25,000 | $2,180,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 25,576 | $2,178,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $2,143,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 37,200 | $2,143,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,000,000 | $2,142,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 223,578 | $2,140,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 105,024 | $2,098,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 78,297 | $2,093,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 17,584 | $2,072,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 29,117 | $2,071,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 47,500 | $2,070,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,688 | $2,061,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 206,088 | $2,061,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,804 | $2,058,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,436,000 | $2,057,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 13,559 | $2,052,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 26,474 | $2,044,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 90,000 | $2,043,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,376 | $2,026,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,185 | $2,022,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 200,000 | $1,974,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,400 | $1,964,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 199,800 | $1,962,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 199,001 | $1,960,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 190,900 | $1,953,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 190,019 | $1,938,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 46,843 | $1,925,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 45,712 | $1,923,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 186,750 | $1,912,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,000 | $1,895,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 307,747 | $1,893,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,523 | $1,886,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 190,076 | $1,886,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7,363 | $1,882,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 2,130,000 | $1,880,000 | thousands by filing date | principal |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 185,000 | $1,880,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 22,500 | $1,856,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 18,044 | $1,854,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000,000 | $1,821,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 200,000 | $1,810,000 | thousands by filing date | call |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 172,539 | $1,808,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 181,452 | $1,793,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 30,741 | $1,787,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 23,383 | $1,784,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 171,000 | $1,765,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,320 | $1,762,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,087 | $1,754,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 70,900 | $1,727,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,608 | $1,723,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 48,081 | $1,701,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 248,457 | $1,696,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 374,631 | $1,675,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,500 | $1,664,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 11,246 | $1,660,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,615 | $1,654,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 16,229 | $1,651,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,000 | $1,644,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 166,791 | $1,626,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 160,000 | $1,624,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30,250 | $1,601,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 14,013 | $1,597,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 65,000 | $1,595,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 6,581 | $1,587,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 158,500 | $1,585,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 210,000 | $1,575,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 90,898 | $1,575,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 32,393 | $1,565,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 100,095 | $1,565,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,962 | $1,553,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,115 | $1,542,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18,977 | $1,539,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 107,145 | $1,539,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 150,000 | $1,539,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,000 | $1,536,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,000 | $1,527,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,172 | $1,511,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,134 | $1,507,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,232 | $1,502,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 30,000 | $1,502,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 22,500 | $1,496,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 20,530 | $1,495,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 42,501 | $1,492,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 7,039 | $1,491,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 12,573 | $1,482,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 150,000 | $1,482,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 150,000 | $1,478,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,415,000 | $1,472,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 6,308 | $1,464,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 65,984 | $1,460,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 148,144 | $1,459,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,334 | $1,447,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,437 | $1,446,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 280,614 | $1,437,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 146,499 | $1,437,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,470 | $1,434,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 12,267 | $1,433,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 134,450 | $1,431,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,000 | $1,427,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 25,241 | $1,423,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 141,454 | $1,407,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 39,006 | $1,405,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,000 | $1,403,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,192 | $1,395,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 73,362 | $1,394,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 57,900 | $1,377,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,431 | $1,352,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $1,344,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 14,790 | $1,338,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 39,860 | $1,322,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 29,571 | $1,315,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,136 | $1,311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 41,894 | $1,307,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 296,500 | $1,305,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 140,391 | $1,286,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 22,500 | $1,282,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 129,464 | $1,282,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 81,005 | $1,281,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 92,720 | $1,271,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 125,100 | $1,271,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 22,214 | $1,268,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 16,514 | $1,268,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 121,700 | $1,262,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,451 | $1,259,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 125,000 | $1,259,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 16,967 | $1,258,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 25,389 | $1,249,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,482 | $1,248,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 17,500 | $1,245,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 27,644 | $1,244,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18,266 | $1,242,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 158,184 | $1,240,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 45,305 | $1,240,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 65,542 | $1,240,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 843,000 | $1,239,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,390 | $1,236,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,000 | $1,232,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 50,000 | $1,227,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,644 | $1,223,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 10,000 | $1,217,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 33,384 | $1,204,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,949 | $1,202,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 117,800 | $1,202,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,908 | $1,198,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,074 | $1,195,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 47,000 | $1,180,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 116,284 | $1,176,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 22,500 | $1,173,000 | thousands by filing date | put |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 113,000 | $1,150,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 5,505 | $1,149,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,681 | $1,147,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,168 | $1,139,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 125,000 | $1,127,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $1,124,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 30,000 | $1,109,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 19,878 | $1,108,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 16,405 | $1,105,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 82,681 | $1,103,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 9,782 | $1,082,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 967,000 | $1,079,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 28,598 | $1,073,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 118,573 | $1,073,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 54,830 | $1,064,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,585 | $1,060,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,066 | $1,059,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 40,888 | $1,055,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 27,081 | $1,049,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,212 | $1,045,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 13,896 | $1,036,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 101,054 | $1,034,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 55,200 | $1,033,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 63,589 | $1,032,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,000 | $1,032,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 8,655 | $1,026,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,333 | $1,026,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,612 | $1,024,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 19,905 | $1,022,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 20,000 | $1,021,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,717 | $1,019,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 7,146 | $1,013,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 7,407 | $1,013,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 22,879 | $1,013,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,000,000 | $1,010,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 23,076 | $1,009,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 13,301 | $1,009,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 19,328 | $1,007,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $1,004,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 20,661 | $1,001,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6,107 | $1,001,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 29,523 | $1,001,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 15,573 | $996,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 100,000 | $993,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,300 | $980,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 2,000,000 | $976,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 62,811 | $974,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 95,788 | $973,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 52,678 | $969,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 20,756 | $969,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 98,901 | $969,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 94,899 | $962,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 39,124 | $960,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 18,970 | $954,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 38,100 | $943,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,000 | $932,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 207,900 | $929,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 20,000 | $918,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 4,751 | $914,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,267 | $908,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 21,932 | $900,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35,635 | $899,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 175,001 | $886,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,477 | $883,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 118,091 | $882,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 12,193 | $881,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 13,185 | $880,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 18,592 | $877,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 19,658 | $874,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,232 | $870,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 24,273 | $868,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,314 | $866,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8,295 | $859,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,622 | $857,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 16,307 | $856,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 23,707 | $848,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 84,075 | $847,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,287 | $842,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 107,958 | $837,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,092 | $834,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,565 | $830,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,169 | $822,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,556 | $821,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 133,100 | $821,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,000 | $819,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,870 | $818,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 41,800 | $817,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 12,080 | $808,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,423 | $808,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,878 | $807,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7,389 | $803,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 37,755 | $802,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,128 | $800,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 798,150 | $800,000 | thousands by filing date | principal |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 29,116 | $794,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 28,615 | $794,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 21,672 | $792,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 50,671 | $787,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,500 | $787,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 500,000 | $785,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 4,813 | $776,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 45,596 | $772,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 21,057 | $772,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,524 | $766,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 8,753 | $765,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 75,000 | $764,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,018 | $758,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,693 | $757,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 15,185 | $757,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 20,000 | $751,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 109,117 | $751,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,400 | $750,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,388 | $750,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 33,952 | $748,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 24,994 | $745,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 11,975 | $745,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,790 | $743,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,300 | $743,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 121,341 | $739,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,246 | $736,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 33,304 | $734,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,601 | $726,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-008733 | this filing | 2019-11-14 | acceptance time not in the bulk data set |