13F-HR filed by DeepCurrents Investment Group LLC
DeepCurrents Investment Group LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 89 holding rows worth $1,470,247,000.
- Accession
- 0001387131-19-008712
- Filer
- CIK 1754535
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 168 entries on the cover page, a total value of $1,470,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,470,247,000 with VALUE read as thousands by filing date, 13F file number 028-19350. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVerition Fund Management LLC028-13309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 72,412,000 | $107,425,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 59,615,000 | $100,488,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 83,741,000 | $95,429,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 49,173,000 | $78,873,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 58,248,000 | $72,008,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 47,379,000 | $71,926,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 67,103,000 | $65,558,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 35,000,000 | $55,555,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 45,240,000 | $42,337,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 128,038 | $38,952,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 37,081,000 | $37,206,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 11,744,000 | $34,205,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,194,838 | $30,739,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 32,358,000 | $28,184,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 15,022,000 | $26,144,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 26,145,000 | $25,962,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 25,944,000 | $25,656,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 25,277,000 | $25,177,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 50,000,000 | $25,160,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 18,851,000 | $24,892,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 19,086,000 | $19,897,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 21,223,000 | $19,693,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 20,038,000 | $18,553,000 | thousands by filing date | principal |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 19,310,000 | $18,322,000 | thousands by filing date | principal |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 18,100,000 | $17,959,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 19,975,000 | $17,212,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 13,384,000 | $17,204,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 8,368 | $16,423,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 13,657,000 | $15,673,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 27,500,000 | $14,715,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000,000 | $14,571,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 10,000,000 | $14,464,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 7,500,000 | $13,813,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 61,749 | $13,460,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 10,350,000 | $11,328,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 10,803,000 | $11,219,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 10,500,000 | $10,282,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 489,658 | $10,102,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 6,680,000 | $10,100,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 31,600 | $9,613,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,560,000 | $9,263,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 12,000,000 | $9,056,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 154,819 | $8,705,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 410,600 | $8,471,000 | thousands by filing date | call |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 8,050,000 | $7,973,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 10,170,000 | $7,632,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,591,000 | $6,687,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 98,546 | $6,674,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 381,897 | $6,466,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 456,400 | $6,392,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 64,752 | $6,226,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 6,280,000 | $6,213,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 51,908 | $6,117,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 406,400 | $5,691,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 38,273 | $5,599,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 5,583,000 | $4,666,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 4,430,000 | $4,581,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3,000,000 | $4,424,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 810,192 | $3,621,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 143,999 | $3,533,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,763,000 | $3,080,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,750,000 | $2,580,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 94,500 | $2,338,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 89,738 | $2,264,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,491 | $2,189,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18,500 | $2,181,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 22,924 | $2,095,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,000 | $2,022,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 44,000 | $1,882,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000,000 | $1,820,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 755,000 | $1,525,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 20,000 | $1,355,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 41,738 | $1,222,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 242,100 | $1,082,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,540 | $1,024,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 10,000 | $962,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 10,000 | $962,000 | thousands by filing date | call |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 2,000,000 | $929,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982903 | CALL | 207,900 | $929,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 21,555 | $922,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 1,000,000 | $801,000 | thousands by filing date | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 6,784 | $729,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,865 | $218,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 11,300 | $191,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 82,630 | $166,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 18,000 | $129,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,204 | $91,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,222 | $55,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 100,354 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-008712 | this filing | 2019-11-14 | acceptance time not in the bulk data set |