13F-HR filed by Weaver Consulting Group
Weaver Consulting Group filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-06-19, with 1,532 holding rows worth $354,488,000.
- Accession
- 0001387131-19-004509
- Filer
- CIK 1780055
- Filed
- 2019-06-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,532 entries on the cover page, a total value of $354,488,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,488,000 with VALUE read as thousands by filing date, 13F file number 028-19546. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCROFT 5 3 5 375 PFDPFD SER A | 059702209 | PREFERRED STOCK | 1,800 | $46,000 | thousands by filing date | |
| Mutual Beacon GrowthIncome | 628380305 | EQUITY FUNDS | 3,006 | $46,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,047 | $45,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 970 | $45,000 | thousands by filing date | |
| BROOKFIELD PRPTY PTNRS LP 6.5 | G16249149 | PREFERRED | 1,800 | $45,000 | thousands by filing date | |
| AMERICAN CENTURY ULTRA INV | 025083882 | NTF EQUITY FUNDS | 932 | $45,000 | thousands by filing date | |
| VANGUARD LIFESTRATEGY CNSRV GR INV | 921909305 | MFC | 2,211 | $45,000 | thousands by filing date | |
| T. ROWE PRICE CALIFORNIA TAX FREE BOND INVESTOR CL N/L | 77954J102 | Non-Taxable Mutual Fund - No Load | 3,856 | $45,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP DEP PFD NONCUM D | 045488608 | Preferred Stock | 1,800 | $45,000 | thousands by filing date | |
| WELLS FARGO GLOBAL SMALL CP INSTL CL | 94975P744 | Mutual Fund | 1,102 | $45,000 | thousands by filing date | |
| FRANKLIN GROWTH OPPORTUNITIES FD ADV | 354713729 | Mutual Fund | 1,042 | $45,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 878 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 1,063 | $44,000 | thousands by filing date | |
| Nuveen Ltd Term Muni Bd I | 67065Q822 | MF | 3,964 | $44,000 | thousands by filing date | |
| BNY MELLON GLOBAL REAL RETURN FUND INSTL | 05587N828 | Com | 2,901 | $44,000 | thousands by filing date | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 1,700 | $44,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 306 | $43,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 452 | $43,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 268 | $43,000 | thousands by filing date | |
| PUTNAM MULTI-CAP GROWTH FUND CLASS Y | 746916402 | SHS | 437 | $43,000 | thousands by filing date | |
| COLUMBIA ADAPTIVE RISK ALLOCATION CL I | 19765Y175 | Mutual Fund | 4,033 | $43,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 205 | $42,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 557 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 658 | $42,000 | thousands by filing date | |
| COLUMBIA TOTAL RETURN BOND FUND INST2 CLASS | 19766M766 | SHS | 4,592 | $42,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 883 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1,250 | $42,000 | thousands by filing date | |
| JPMORGAN CORE BOND R6 | 4812C0100 | BOND FUNDS | 3,622 | $42,000 | thousands by filing date | |
| PUTNAM CA TAX EXEMPT INCOME Y | 746449305 | BOND | 5,079 | $42,000 | thousands by filing date | |
| AMERICAN CENTURY ONE CHOICE INRETIR INV | 02507F795 | Mutual Fund | 3,208 | $42,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 669 | $41,000 | thousands by filing date | |
| AMERICAN SMALL-CAP WORLD FUND CLASS F2 | 831681820 | Mutual Fund | 731 | $41,000 | thousands by filing date | |
| INVESCO MAIN STREET Y | 00141B683 | NTF EQUITY FUNDS | 886 | $41,000 | thousands by filing date | |
| JANUS HENDERSON RESEARCH FUND CLASS T | 471023853 | OPEN END TAXABLE NO LOAD FUND | 832 | $41,000 | thousands by filing date | |
| EATON VANCE WORLDWIDE HEALTH SCIENCES I | 277902623 | MUTUAL FUND | 3,497 | $41,000 | thousands by filing date | |
| Franklin OH Tax Free Inc-ADV | 354723223 | ETF | 3,195 | $41,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FUND CLASS S | 25156A809 | M | 2,683 | $41,000 | thousands by filing date | |
| WELLS FARGO C&B LRG CAP VALUE INSTL SHS | 94975J268 | Mutual Fund | 2,978 | $41,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 492 | $40,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 976 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 900 | $40,000 | thousands by filing date | |
| ACGL 5.45 PERP | 03939A107 | PUBLIC | 1,605 | $40,000 | thousands by filing date | |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 2,476 | $40,000 | thousands by filing date | |
| WF PREMIER LRG GRW IN | 94984B454 | MUTUAL | 2,758 | $40,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 1,600 | $40,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 1,600 | $40,000 | thousands by filing date | |
| MFS GLOBAL ALTERNATIVE STRAT I | 55276T404 | Mutual Fund | 3,760 | $40,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 211 | $39,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 225 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS TECH OPPORTUNITIES INST | 38142Y856 | Mutual Fund | 1,496 | $39,000 | thousands by filing date | |
| GS MLP ENERGY INFRASTRUCTURE INVST | 38145C216 | Mutual Fund | 5,919 | $39,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 281 | $38,000 | thousands by filing date | |
| A2 MILK CO LTD SHS | Q2774Q104 | Common Stock | 4,000 | $38,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,662 | $37,000 | thousands by filing date | |
| AMERICAN CENTURY HERITAGE FD | 025083791 | Common, Mid Cap, Growth | 1,712 | $37,000 | thousands by filing date | |
| AMERICAN CENTY MUT FDS GROWTH | 025083106 | FD | 1,071 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 1,600 | $37,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,860 | $36,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 192 | $36,000 | thousands by filing date | |
| VANGUARD GLOBAL (EQUITY INVESTOR CL) | 922038203 | SHS | 1,193 | $36,000 | thousands by filing date | |
| PUTNAM CORE BOND FUND CLASS Y | 746764323 | M | 3,766 | $36,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 179 | $35,000 | thousands by filing date | |
| Schwab Target 2020 | 808509558 | MF | 2,483 | $35,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 3,302 | $35,000 | thousands by filing date | |
| GS EQU DIV & PREM I | 38143H720 | Mutual Funds | 2,679 | $35,000 | thousands by filing date | |
| EPRPROPERTIES | 26884U505 | PREFERREDSTK | 1,400 | $35,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,354 | $35,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,350 | $35,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 519 | $34,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 10 | $34,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,952 | $34,000 | thousands by filing date | |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 3,287 | $34,000 | thousands by filing date | |
| PIMCO SHORT-TERM FUND CLASS I2 | 72201M594 | OPEN END TAXABLE NO LOAD FUND | 3,461 | $34,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 400 | $33,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,569 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $33,000 | thousands by filing date | |
| PGIM JENNISON MID-CAP GROWTH Z | 74441C808 | EQUITY FUNDS | 1,050 | $33,000 | thousands by filing date | |
| GABELLI EQUITY INCOME FUND | 36239T202 | Common | 1,852 | $33,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 210 | $32,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 219 | $32,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 397 | $32,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 364 | $32,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 192 | $32,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 839 | $32,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $32,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 1,200 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GLOBAL INCOME INSTITUTIONAL | 38141W737 | Mutual Fund | 2,491 | $32,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,219 | $31,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 333 | $31,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 620 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 986 | $31,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 166 | $31,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 1,200 | $31,000 | thousands by filing date | |
| AMERICAN CENTURY LARGE CAP EQUITY I | 02508H709 | AFEIX | 1,091 | $31,000 | thousands by filing date | |
| BlackRock Health Sciences Opps Instl | 091937540 | Equities | 506 | $31,000 | thousands by filing date | |
| COLUMBIA SELECT SMALL CA | 19766H445 | NTF EQUITY FUNDS | 1,598 | $31,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 150 | $30,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 621 | $30,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 323 | $30,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,500 | $30,000 | thousands by filing date | |
| JANUS HENDERSON (FORTY I) | 47103A658 | SHS | 806 | $30,000 | thousands by filing date | |
| PIMCO FDS PAC INVT MGMT SER ST | 693390403 | MF | 2,887 | $30,000 | thousands by filing date | |
| STEWARD GLOBAL EQUITY INCOME FUND INSTITUTIONAL CLASS | 860324854 | OPEN END TAXABLE NO LOAD FUND | 962 | $30,000 | thousands by filing date | |
| COLUMBIA STRATEGIC INCOME FUND | 19765L694 | MUT | 5,043 | $30,000 | thousands by filing date | |
| FMI LC FUND | 302933205 | MF | 1,512 | $30,000 | thousands by filing date | |
| COLUMBIA SMALL CAP INDEX INST2 | 19766B273 | EQUITY FUNDS | 1,313 | $30,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TRUST SR NOTE 6.25 02/01/2046 | 81721M307 | COM | 1,215 | $30,000 | thousands by filing date | |
| AMG YACKTMAN FOCUSED N | 00170K570 | MFA | 1,545 | $30,000 | thousands by filing date | |
| GS INTERNATIONAL SM CAP INSIGHTS INV | 38145C554 | Mutual Fund | 2,707 | $30,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 223 | $29,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,600 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 252 | $29,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 295 | $29,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 302 | $29,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 1,466 | $29,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C402 | PFD | 1,078 | $29,000 | thousands by filing date | |
| TEMPLETON FDS INC FRG | 880196506 | MUTUAL | 4,242 | $29,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 2,725 | $29,000 | thousands by filing date | |
| GABELLI UTIL 5 375 PFDPFD SER C | 36240A408 | PREFERRED DEBT | 1,100 | $29,000 | thousands by filing date | |
| LORD ABBETT MULTI-ASSET | 543916209 | NTF EQUITY FUNDS | 2,551 | $29,000 | thousands by filing date | |
| BNY Mellon International Core Equity I | 09661F305 | ETF | 786 | $29,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 286 | $28,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 122 | $28,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 354 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 950 | $28,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,000 | $28,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 307 | $28,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,514 | $28,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 682 | $28,000 | thousands by filing date | |
| DWS MANAGED MUNICIPAL BOND S | 25158T848 | NTF BOND FUNDS | 3,086 | $28,000 | thousands by filing date | |
| PIMCO INCOME FUND CLASS P | 72201M719 | SHS | 2,314 | $28,000 | thousands by filing date | |
| John Hancock Fdmtl | 41013P608 | MF | 606 | $28,000 | thousands by filing date | |
| RUSSELL INV US STRATEGIC EQUITY S | 78249R826 | COM | 2,351 | $28,000 | thousands by filing date | |
| INVESCO GLOBAL FUND CLASS Y | 00900W506 | OPEN END TAXABLE NO LOAD FUND | 319 | $28,000 | thousands by filing date | |
| Tocqueville Gold Fund | 888894862 | COM | 861 | $28,000 | thousands by filing date | |
| COLUMBIA EMERGING MARKET | 19766M832 | NTF EQUITY FUNDS | 2,234 | $28,000 | thousands by filing date | |
| TOUCHSTONE DYNAMIC DIVERSIFIED INC Y | 89154Q778 | Mutual Fund | 2,163 | $28,000 | thousands by filing date | |
| ALLIANZGI NFJ LARGE CAP VALUE INST | 018918433 | Mutual Fund | 1,066 | $28,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 77 | $27,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 949 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 368 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 400 | $27,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 521 | $27,000 | thousands by filing date | |
| ALLSPRING SPECIAL MID CAP VALUE INST | 949915482 | NTF EQUITY FUNDS | 702 | $27,000 | thousands by filing date | |
| MFS SER TR I | 552983470 | RESH INTL FD I | 1,449 | $27,000 | thousands by filing date | |
| COLUMBIA DIVRS EQ INC | 19763P291 | MUTUAL | 2,047 | $27,000 | thousands by filing date | |
| Invesco Comstock Fund R6 | 00143M331 | ETF | 1,104 | $27,000 | thousands by filing date | |
| MATTHEWS INTL FDS | 577130859 | COM | 978 | $27,000 | thousands by filing date | |
| AMERICAN CENTURY LARGE CO VAL CL I | 025076779 | Mutual Fund | 2,687 | $27,000 | thousands by filing date | |
| INVESCO SMALL CAP EQUITY FD CLASS Y | 00141L756 | Mutual Fund | 1,998 | $27,000 | thousands by filing date | |
| PIMCO TOTAL RETURN MORTGAGE CL I | 693391500 | Mutual Fund | 2,530 | $27,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 278 | $26,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 326 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 155 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 944 | $26,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 399 | $26,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 492 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 514 | $26,000 | thousands by filing date | |
| ALGER FDS II ALGER SPCTRA I | 015566300 | MUTUAL | 1,160 | $26,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 1,000 | $26,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 2,453 | $26,000 | thousands by filing date | |
| PAYDEN & RYGEL INVT GROUP | 704329739 | GROWTH & INCM | 1,516 | $26,000 | thousands by filing date | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 1,000 | $26,000 | thousands by filing date | |
| BROOKFIELD GLOBAL LISTED REAL ESTATE Y | 112740303 | Mutual Fund | 1,891 | $26,000 | thousands by filing date | |
| COLUMBIA ACORN USA CLASS I | 197199805 | Mutual Fund | 1,741 | $26,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 323 | $25,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 14 | $25,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 353 | $25,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $25,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 299 | $25,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 318 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,243 | $25,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 775 | $25,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 244 | $25,000 | thousands by filing date | |
| ROYCE SMALL CAP TOTAL RETURN F | 780905881 | MUTUAL FUNDS | 2,280 | $25,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX FD | 922042767 | mf | 824 | $25,000 | thousands by filing date | |
| PGIM JENNISON MLP Z | 74440G883 | NTF EQUITY FUNDS | 3,741 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $24,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 400 | $24,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,452 | $24,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 610 | $24,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 247 | $24,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,027 | $24,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 500 | $24,000 | thousands by filing date | |
| JANUS HENDERSON (RESEARCH I) | 471023283 | SHS | 490 | $24,000 | thousands by filing date | |
| AMG YACKTMAN I | 00170K588 | EQUITY FUNDS | 1,168 | $24,000 | thousands by filing date | |
| Ishares Msci Eafe Intl Idx K | 09253F879 | Equities | 1,840 | $24,000 | thousands by filing date | |
| INVESCO BALANCED RISK RET 2020 CL Y | 00888U563 | Mutual Fund | 2,636 | $24,000 | thousands by filing date | |
| ULTRA DOW 30 PRO FUND INVESTOR | 74318A539 | Mutual Fund | 181 | $24,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 284 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 148 | $23,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 288 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 400 | $23,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 808 | $23,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 516 | $23,000 | thousands by filing date | |
| PRINCIPAL MID CAP (FUND CLASS A) | 74254T443 | SHS | 809 | $23,000 | thousands by filing date | |
| ALLSPRING DIVERSIFIED INCOME BLDR INST | 94985D319 | Mutual Fund | 3,953 | $23,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 3,000 | $23,000 | thousands by filing date | |
| JPMORGAN MID CAP EQUITY I | 4812A1266 | EQUITY FUNDS | 465 | $23,000 | thousands by filing date | |
| Franklin Total Return Adv | 353612849 | Exchange Traded Fund | 2,377 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142B385 | LGCP GRINS INSTL | 721 | $23,000 | thousands by filing date | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 900 | $23,000 | thousands by filing date | |
| PRINCIPAL SAM FLEXIBLE INCOME INST | 74254U192 | Mutual Fund | 1,888 | $23,000 | thousands by filing date | |
| WELLS FARGO WEALTH BUILDER EQ CL A | 94990B811 | Mutual Fund | 1,344 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS GROWTH OPPOR CL I | 38142Y401 | Mutual Fund | 1,004 | $23,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 415 | $22,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 100 | $22,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 83 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 476 | $22,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 96 | $22,000 | thousands by filing date | |
| CENTER COAST BROOKFIELD MIDSTREAM FOC I | 112740626 | EQUITY FUNDS | 3,318 | $22,000 | thousands by filing date | |
| INVESCO DIVIDEND INCOME Y | 00142F410 | IAUYX | 978 | $22,000 | thousands by filing date | |
| COLUMBIA CAP ALLOC MODERATE PORT A | 19766G348 | Mutual Fund | 2,004 | $22,000 | thousands by filing date | |
| PALMER SQUARE INCOME PLUS INSTL | 46141P388 | Mutual Fund | 2,194 | $22,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 60 | $21,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 138 | $21,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 234 | $21,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 697 | $21,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 116 | $21,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 450 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 220 | $21,000 | thousands by filing date | |
| Entergy New Orleans Llc 1St Mt | 29364P103 | PFD | 800 | $21,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909404 | LIFESTRATEGY 60 | 782 | $21,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES | 922031810 | SHS | 2,187 | $21,000 | thousands by filing date | |
| DLR 5.85 PERP | 253868830 | PUBLIC | 800 | $21,000 | thousands by filing date | |
| National Rural Util Corp 5.5 Pfd | 637432105 | PFD | 800 | $21,000 | thousands by filing date | |
| FRANKLIN GLOBAL ALLOCATION ADV | 35472P794 | NTF EQUITY FUNDS | 1,501 | $21,000 | thousands by filing date | |
| MFS MASSACHUSETTS INVESTORS TRUST FUND CLASS I | 575736400 | OPEN END TAXABLE NO LOAD FUND | 679 | $21,000 | thousands by filing date | |
| LORD ABBETT GROWTH LEADERS F | 543915292 | EQUITY FUNDS | 692 | $21,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 800 | $21,000 | thousands by filing date | |
| NUVEEN EQUITY MARKET NEUTRAL FD CL I | 670729748 | Mutual Fund | 898 | $21,000 | thousands by filing date | |
| INVESCO TECHNOLOGY FD CL R5 | 00142F667 | Mutual Fund | 361 | $21,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 570 | $20,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 450 | $20,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 68 | $20,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 408 | $20,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937736 | International Equities, EAFE, Large Cap | 650 | $20,000 | thousands by filing date | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 1,098 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,500 | $20,000 | thousands by filing date | |
| DAVIS NY VENTURE FD I | 239080401 | MUTUAL | 693 | $20,000 | thousands by filing date | |
| NATIONAL RETAIL PPTYS INC 5.2 SHS PFD F | 637417874 | Preferred | 800 | $20,000 | thousands by filing date | |
| US CELLULAR COR PFD | 911684603 | PFDs, REITs, | 750 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE PFD | 74460W719 | PFDs, REITs, | 800 | $20,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 800 | $20,000 | thousands by filing date | |
| BNY MELLON BALANCED OPPORTUNITY I | 09662F304 | Mutual Fund | 899 | $20,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 126 | $19,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 138 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 599 | $19,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 531 | $19,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 487 | $19,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 250 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 652 | $19,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937603 | ETF | 1,711 | $19,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909107 | Equity Mutual Fu | 720 | $19,000 | thousands by filing date | |
| OAKMARK EQUITY AND INCOME INVESTOR | 413838400 | NTF EQUITY FUNDS | 626 | $19,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 284 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142Y773 | LRG CP VAL INS | 1,291 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 691 | $19,000 | thousands by filing date | |
| GAMCO NATURAL 5 2 PFDPFD SER A | 36465E200 | PREFERRED STOCK | 750 | $19,000 | thousands by filing date | |
| AMERICAN FUNDS AMCAP F1 | 023375405 | NTF EQUITY FUNDS | 620 | $19,000 | thousands by filing date | |
| CATALYST LYONS TACTICAL ALLOC CL I | 62827M524 | Mutual Fund | 1,280 | $19,000 | thousands by filing date | |
| INVESCO GLOBAL CORE EQUITY CLASS R5 | 00141L848 | Mutual Fund | 1,340 | $19,000 | thousands by filing date | |
| PRINCIPAL SAM STRATEGIC GRWTH INST | 74254V109 | Mutual Fund | 1,110 | $19,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 141 | $18,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 105 | $18,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 345 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 302 | $18,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 450 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 72 | $18,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 600 | $18,000 | thousands by filing date | |
| KEYCORP DP SHS PFD G | 493267868 | PFD | 700 | $18,000 | thousands by filing date | |
| KEELEY SMALL CAP VALU | 487300808 | MUTUAL | 818 | $18,000 | thousands by filing date | |
| Georgia Power Co 5 Pfd | 373334440 | PFD | 700 | $18,000 | thousands by filing date | |
| AMERICAN FUNDS INCOME FUND OF AMER F1 | 453320400 | NTF EQUITY FUNDS | 808 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142V183 | COM | 863 | $18,000 | thousands by filing date | |
| Qwest Corp | 74913G105 | COM | 700 | $18,000 | thousands by filing date | |
| WELLS FARGO GROWTH FUND-INSTITUTIONAL | 949915714 | Mutual Fund | 413 | $18,000 | thousands by filing date | |
| ALLIANZGI NFJ MID CAP VALUE INST | 018918623 | Mutual Fund | 566 | $18,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 60 | $17,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 276 | $17,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 96 | $17,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 208 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $17,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 403 | $17,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 356 | $17,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,033 | $17,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,230 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 500 | $17,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 600 | $17,000 | thousands by filing date | |
| AMERICAN FUNDS INTERM BD FD OF AMER F2 | 458809829 | COM | 1,282 | $17,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 3,946 | $17,000 | thousands by filing date | |
| Ps Business P 5.25 Pfd Pfd | 69360J594 | COM | 650 | $17,000 | thousands by filing date | |
| PUTNAM CORE EQUITY FUND | 74676P839 | MFA | 709 | $17,000 | thousands by filing date | |
| INVESCO COMSTOCK A | 00143M711 | MFA | 706 | $17,000 | thousands by filing date | |
| AM CEN TAX FREE BOND | 025075839 | FIXED | 1,433 | $17,000 | thousands by filing date | |
| INVESCO GLOBAL GROWTH CLASS Y | 008882565 | Mutual Fund | 551 | $17,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL INCOME BUILDER CL A | 32008F697 | Mutual Fund | 1,428 | $17,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 58 | $16,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 560 | $16,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 406 | $16,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 800 | $16,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 187 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 952 | $16,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 261 | $16,000 | thousands by filing date | |
| VANGUARD PRIMECAP INV | 921936100 | MFC | 126 | $16,000 | thousands by filing date | |
| COLUMBIA FDS SER TR I | 19765P232 | MIDCP GWTH Z | 617 | $16,000 | thousands by filing date | |
| DOUBLELINE FDS TR | 258620798 | FLEX INCME I | 1,628 | $16,000 | thousands by filing date | |
| Pimco Low Duration Fund Instit | 693390304 | COM | 1,583 | $16,000 | thousands by filing date | |
| AMERICAN CENTURY CORE PLUS INVT CL | 024932493 | Mutual Fund | 1,450 | $16,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $15,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 326 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 293 | $15,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 495 | $15,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 132 | $15,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 454 | $15,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 191 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 126 | $15,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 165 | $15,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 200 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 700 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 291 | $15,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 334 | $15,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 526 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,000 | $15,000 | thousands by filing date | |
| Pimco High Yield Fun-Instl | 693390841 | SH BEN INT | 1,724 | $15,000 | thousands by filing date | |
| FRANKLIN MUTUAL QUALIFIED-Z | 628380206 | COM | 1,041 | $15,000 | thousands by filing date | |
| FRANKLIN BIOTECHNOLOGY DISCOVERY ADV | 354713398 | NTF EQUITY FUNDS | 102 | $15,000 | thousands by filing date | |
| Apollo Global Management LLC | 037612405 | PRD | 600 | $15,000 | thousands by filing date | |
| COLUMBIA SELECT GLOBAL EQUITY CL I | 19763T194 | Mutual Fund | 1,097 | $15,000 | thousands by filing date | |
| COLUMBIA EMERGING MRTKS BOND FD CL A | 19763P184 | Mutual Fund | 1,298 | $15,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 323 | $14,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 27 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 382 | $14,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 280 | $14,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 140 | $14,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 810 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 151 | $14,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 105 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 240 | $14,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,020 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 260 | $14,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC - CALLABLE | 29364W108 | Pref | 575 | $14,000 | thousands by filing date | |
| MFS GROWTH I | 552985863 | NTF EQUITY FUNDS | 124 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38144N593 | INTL SCINS INSTL | 1,209 | $14,000 | thousands by filing date | |
| UNDISCOVERED MANAGERS FDS | 904504842 | BEHAVIORAL VLU L | 240 | $14,000 | thousands by filing date | |
| Wells Fargo Advantage Absolute Return | 94987W109 | Com | 1,280 | $14,000 | thousands by filing date | |
| ALLIANZGI NFJ INT'L VALUE CL P | 018922849 | Mutual Fund | 770 | $14,000 | thousands by filing date | |
| SCHWAB FUNDAMENTAL GLB REAL EST INDEX | 808509160 | Mutual Fund | 1,199 | $14,000 | thousands by filing date | |
| FRANKLIN EQUITY INC FUND ADVISOR CLASS | 353612633 | Mutual Fund | 538 | $14,000 | thousands by filing date | |
| WELLS FARGO ASIA PACIFIC FUND A | 949921886 | Mutual Fund | 1,202 | $14,000 | thousands by filing date | |
| JPMORGAN GLBL RESRCH ENHANCED INDEX R6 | 48129C207 | Mutual Fund | 648 | $14,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 205 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 357 | $13,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 70 | $13,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 101 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 148 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 407 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 117 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 93 | $13,000 | thousands by filing date | |
| Dodge & Cox Income Fund | 256210105 | ETF | 934 | $13,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,350 | $13,000 | thousands by filing date | |
| PUTNAM GROWTH OPPTY CL A | 746802800 | MFD | 351 | $13,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,857 | $13,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 500 | $13,000 | thousands by filing date | |
| PSA 5.6 PERP | 74460W644 | PUBLIC | 500 | $13,000 | thousands by filing date | |
| FRANKLIN CONVERTIBLE SECURITIES FUND ADVISOR CLASS | 353612641 | Mutual Fund | 593 | $13,000 | thousands by filing date | |
| EATON VANCE STRATEGIC IN | 277923579 | BOND FUNDS | 1,773 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ALLOCATION FUND INST'L CLASS | 09251T509 | Mutual Fund | 672 | $13,000 | thousands by filing date | |
| BRUNSWICK CORP 6.375 SR NT 49 | 117043604 | PFD | 500 | $13,000 | thousands by filing date | |
| Brunswick Corp 6.625 Pfd | 117043505 | PFD | 500 | $13,000 | thousands by filing date | |
| PIMCO MUNICIPAL BOND-INST | 693391658 | Open-End Fund | 1,274 | $13,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 500 | $13,000 | thousands by filing date | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 500 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 177 | $12,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 154 | $12,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 124 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $12,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 186 | $12,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 193 | $12,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 891 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 690 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,000 | $12,000 | thousands by filing date | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 191 | $12,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 151 | $12,000 | thousands by filing date | |
| FRANKLIN US GOVERNMENT SECS ADV | 353496821 | NTF BOND FUNDS | 1,914 | $12,000 | thousands by filing date | |
| JPMORGAN TR I | 4812A3718 | GROWTH ADVNTG I | 547 | $12,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED FUND CLASS T | 471023879 | OPEN END TAXABLE NO LOAD FUND | 343 | $12,000 | thousands by filing date | |
| INVESCO ROCHESTER MUNICIPAL OPPS Y | 00141W703 | ORNYX | 1,530 | $12,000 | thousands by filing date | |
| JANUS HENDERSON TRITON I | 47103C357 | NTF EQUITY FUNDS | 390 | $12,000 | thousands by filing date | |
| ALLSPRING SHORT TERM INC FD | 94987W752 | FUND | 1,456 | $12,000 | thousands by filing date | |
| BNY MELLON DYNAMIC TOTAL RETURN FUND CL I | 05587N307 | FUND | 717 | $12,000 | thousands by filing date | |
| INVESCO OPPENHEIMER | 00141G864 | MUTUAL FUNDS - | 1,491 | $12,000 | thousands by filing date | |
| TRANSAMERICA ASSET ALLOC CONS PORT I | 893962258 | Mutual Fund | 1,180 | $12,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FD-A | 25156A874 | Mutual Fund | 752 | $12,000 | thousands by filing date | |
| JP MORGAN UNCONSTRAIND DEBT R6 | 48121L320 | Mutual Fund | 1,194 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 123 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 40 | $11,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 206 | $11,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 85 | $11,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 125 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 62 | $11,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 276 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 71 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 76 | $11,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 209 | $11,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 384 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 590 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 120 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 501 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 286 | $11,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 940 | $11,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,795 | $11,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 90 | $11,000 | thousands by filing date | |
| AMANA GROWTH FUND | 022865208 | MFD | 264 | $11,000 | thousands by filing date | |
| AMERICAN NEW WORLD FUND CLASS F3 | 649280773 | Mutual Fund | 170 | $11,000 | thousands by filing date | |
| NYLI WINSLOW LARGE-CAP GROWTH FUND CLASS I | 56062X641 | Mutual Fund | 1,053 | $11,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC DEP SHS RP PFD B | 200525301 | Preferred | 400 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142B369 | EMRG MK EQ INS | 542 | $11,000 | thousands by filing date | |
| VOYA GNMA INCOME FUND CLASS W | 92913L767 | OPEN END TAXABLE NO LOAD FUND | 1,265 | $11,000 | thousands by filing date | |
| TOUCHSTONE FOCUSED FUND CL Y N/L | 89154X229 | Mutual Fund (Open End) - No Load | 256 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MULTI-CAP OPP I | 64122Q309 | EQUITY FUNDS | 580 | $11,000 | thousands by filing date | |
| Columbia Incm Opps Z | 19763T889 | ETF | 1,122 | $11,000 | thousands by filing date | |
| FAM VALUE INVESTOR FUND | 314465105 | M | 143 | $11,000 | thousands by filing date | |
| BANCO SANTANDER, PFD | 05971K406 | PFDs, REITs, | 500 | $11,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC AUTOCAL PFD | 61766W469 | Preferred Stock | 1,100 | $11,000 | thousands by filing date | |
| ARBOR RLTY TR INC CUM RED PFD SR C 8.50000percent (Call Date 07/12/19) | 038923801 | Preferred Stock | 400 | $11,000 | thousands by filing date | |
| PRINCIPAL GLOBAL DIVERSIFIED INCOME C | 74254V216 | Mutual Fund | 799 | $11,000 | thousands by filing date | |
| PIONEER VALUE FUND CLASS Y | 724010509 | Mutual Fund | 564 | $11,000 | thousands by filing date | |
| FRANKLIN REAL ESTATE ADVISOR CLASS | 354602302 | Mutual Fund | 508 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 202 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 340 | $10,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 3,300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 94 | $10,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 161 | $10,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 102 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 225 | $10,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 172 | $10,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 145 | $10,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 75 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 78 | $10,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 139 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 288 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 124 | $10,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 575 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 184 | $10,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 75 | $10,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 360 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 255 | $10,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 235 | $10,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 500 | $10,000 | thousands by filing date | |
| AMERICAN FUNDS SMALLCAP WORLD F1 | 831681408 | NTF EQUITY FUNDS | 188 | $10,000 | thousands by filing date | |
| CMS 5 7/8 | 125896845 | PUBLIC | 400 | $10,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 463 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 400 | $10,000 | thousands by filing date | |
| VORNADO REALTY SER M 5.25 | 929042828 | PFD | 400 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 545 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 251 | $10,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 400 | $10,000 | thousands by filing date | |
| NOMURA DIVERSIFIED INCOME FUND I | 246248587 | DPFFX | 1,101 | $10,000 | thousands by filing date | |
| Gabelli Divid | 36242H708 | PFD | 400 | $10,000 | thousands by filing date | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 400 | $10,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNESS RX TR 5.87500percent PFD (Call Date 09/24/19) | 36246K301 | Preferred Stock | 400 | $10,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 88 | $9,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 170 | $9,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 155 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 105 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 196 | $9,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 204 | $9,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 127 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 29 | $9,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 780 | $9,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 58 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 221 | $9,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 400 | $9,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 71 | $9,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 45 | $9,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 277 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 720 | $9,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 276 | $9,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 290 | $9,000 | thousands by filing date | |
| Growth Fund of America/The | 399874403 | ETF | 188 | $9,000 | thousands by filing date | |
| Vanguard Inflation Protected Securities Fund | 922031737 | Mutual Fund | 357 | $9,000 | thousands by filing date | |
| JOHN HANCOCK FDS III | 47803U640 | DSPLN VAL FD I | 456 | $9,000 | thousands by filing date | |
| JANUS HENDERSON MID-CAP VALUE FUND CLASS T | 471023598 | OPEN END TAXABLE NO LOAD FUND | 606 | $9,000 | thousands by filing date | |
| Vanguard Growth Index | 922908504 | FUND | 106 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 730 | $9,000 | thousands by filing date | |
| PUTNAM FOCUSED INTERNATIONAL EQUITY FUND CL Y N/L | 746772409 | Mutual Fund (Open End) - No Load | 569 | $9,000 | thousands by filing date | |
| AMERICAN CENTURY INTERNATL VALUE INV | 025086588 | Mutual Fund | 1,180 | $9,000 | thousands by filing date | |
| HOMESTEAD VALUE FD | 437769201 | Mutual Fund | 169 | $9,000 | thousands by filing date | |
| AMERICAN CENTURY REAL ESTATE INV CL | 025076886 | Mutual Fund | 313 | $9,000 | thousands by filing date | |
| FRANKLIN K2 ALTERNAT STRATEGIES ADV | 35241W500 | Mutual Fund | 828 | $9,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 51 | $8,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 212 | $8,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 52 | $8,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 240 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 225 | $8,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 103 | $8,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 160 | $8,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 335 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-004509 | this filing | 2019-06-19 | acceptance time not in the bulk data set |