13F-HR filed by Weaver Consulting Group
Weaver Consulting Group filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-06-19, with 1,532 holding rows worth $354,488,000.
- Accession
- 0001387131-19-004509
- Filer
- CIK 1780055
- Filed
- 2019-06-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,532 entries on the cover page, a total value of $354,488,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,488,000 with VALUE read as thousands by filing date, 13F file number 028-19546. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO INCOME | 72201F490 | COM | 2,450,325 | $29,575,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 279,378 | $23,605,000 | thousands by filing date | |
| Performance Trust Total Return Bd Inst | 89833W394 | Mutual Fund | 637,677 | $14,539,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 343,382 | $11,963,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 342,521 | $9,053,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 98,857 | $8,935,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 142,773 | $8,793,000 | thousands by filing date | |
| CALVERT SHORT DURATION INCOME FUND CLASS I | 13161T401 | OPEN END TAXABLE NO LOAD FUND | 453,964 | $7,336,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 176,293 | $6,786,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUN | 09252Y606 | NTF BOND FUNDS | 489,924 | $6,242,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 49,790 | $5,411,000 | thousands by filing date | |
| T. ROWE PRICE SPECTRUM CNSRV ALLC | 77957L302 | NTF EQUITY FUNDS | 268,072 | $5,219,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 55,088 | $5,192,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 43,301 | $4,774,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 41,839 | $4,773,000 | thousands by filing date | |
| VTI | 922908769 | COM | 29,534 | $4,360,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 145,969 | $3,989,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 72,063 | $3,974,000 | thousands by filing date | |
| VANGUARD LIFESTRATEGY INCOME INV | 921909206 | ETF | 246,388 | $3,893,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 84,423 | $3,818,000 | thousands by filing date | |
| BLACKROCK GNMA INSTITUTIONAL | 09260B697 | Mutual Fund | 354,069 | $3,303,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 56,006 | $2,817,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 43,770 | $2,803,000 | thousands by filing date | |
| ANGEL OAK MULTI-STRATEGY INCOME INSTL | 03463K406 | BOND FUNDS | 245,398 | $2,719,000 | thousands by filing date | |
| EATON VANCE SHORT DURATI | 277923561 | BOND FUNDS | 314,891 | $2,566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 79,399 | $2,395,000 | thousands by filing date | |
| NUVEEN CALIFORNIA HIGH YIELD MUNI BD I | 67065N555 | Mutual Fund | 223,469 | $2,226,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 11,043 | $2,045,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 52,822 | $1,999,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22,753 | $1,969,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,761 | $1,967,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 33,984 | $1,924,000 | thousands by filing date | |
| AMERICAN INCOME FUND OF AMERICA CLASS F2 | 453320822 | Mutual Fund | 84,449 | $1,888,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 157,300 | $1,886,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 33,975 | $1,838,000 | thousands by filing date | |
| GUGGENHEIM TOTAL RETURN BOND FUND INSTITUTIONAL CLASS | 40168W525 | SHS | 67,223 | $1,820,000 | thousands by filing date | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 199,630 | $1,789,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,012 | $1,773,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 49,188 | $1,743,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,761 | $1,725,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,977 | $1,656,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 62,743 | $1,603,000 | thousands by filing date | |
| AMERICAN BALANCED FUND CLASS F2 | 024071821 | Mutual Fund | 54,229 | $1,470,000 | thousands by filing date | |
| BLACKROCK MULTI-ASSET INCOME PORTFOLIO INSTITUTIONAL CLASS | 09256H336 | OPEN END TAXABLE NO LOAD FUND | 135,908 | $1,465,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 13,557 | $1,449,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 55,557 | $1,407,000 | thousands by filing date | |
| AB High Income Municipal Advisor | 018642744 | Mutual Fund | 116,839 | $1,362,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,238 | $1,358,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,037 | $1,337,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 53,809 | $1,334,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNICIPAL BOND CL I | 67065N407 | Mutual Fund | 116,937 | $1,325,000 | thousands by filing date | |
| GOLDMAN SACHS US EQ DIV AND PREMIUM INVS | 38145C513 | Mutual Fund | 100,741 | $1,299,000 | thousands by filing date | |
| PIMCO LOW DURATION INCOME INSTL | 722005170 | PFIIX | 146,669 | $1,264,000 | thousands by filing date | |
| PERMANENT PORTFOLIO PERMANENT I | 714199106 | NTF EQUITY FUNDS | 32,355 | $1,251,000 | thousands by filing date | |
| FRANKLIN RISING DIVIDENDS FUND ADVISOR CLASS | 353825805 | Mutual Fund | 18,870 | $1,234,000 | thousands by filing date | |
| WELLS FARGO INDEX ASSET ALLOC INSTL | 94990B704 | Mutual Fund | 35,969 | $1,233,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,241 | $1,227,000 | thousands by filing date | |
| THOMPSON BOND | 884891201 | MF | 105,921 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,912 | $1,193,000 | thousands by filing date | |
| VIRTUS | 92828R610 | MTF | 247,095 | $1,164,000 | thousands by filing date | |
| COLUMBIA DIVIDEND OPPORTUNITY CL I2 | 19763P226 | Mutual Fund | 122,756 | $1,140,000 | thousands by filing date | |
| BLACKROCK INTERMEDIATE MUNICIP | 09253e609 | com | 96,939 | $1,136,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,967 | $1,101,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,692 | $1,096,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,929 | $1,055,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 19,027 | $1,001,000 | thousands by filing date | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 26,498 | $1,000,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,959 | $983,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,670 | $967,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,355 | $933,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,121 | $902,000 | thousands by filing date | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 19,553 | $902,000 | thousands by filing date | |
| NUVEEN MUN TR ALL AM MUNI R | 67065Q855 | Mutual Fund | 74,025 | $876,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 33,991 | $865,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,852 | $855,000 | thousands by filing date | |
| INVESCO DIVERSIFIED DIVIDEND Y | 00141B204 | NTF EQUITY FUNDS | 42,933 | $848,000 | thousands by filing date | |
| AMERICAN CENTURY CA HIGHYIELD | 025075201 | COM | 75,903 | $823,000 | thousands by filing date | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 15,896 | $779,000 | thousands by filing date | |
| INVESCO HIGH YIELD MUNICIPAL Y | 001419654 | BOND FUNDS | 75,365 | $771,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,521 | $757,000 | thousands by filing date | |
| Pimco Flexible Cr Income Fd COM | 72202M106 | Mutual Fund | 74,447 | $747,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,330 | $741,000 | thousands by filing date | |
| BlackRock Total Return Fund Institutional | 09252M883 | COM | 63,554 | $741,000 | thousands by filing date | |
| FRANKLIN CALIFORNIA TAX-FREE INCOME FUND ADVISOR CLASS | 352518401 | OPEN END -NO LOAD FUND | 95,832 | $724,000 | thousands by filing date | |
| WELLS FARGO FDS TR WF ABSOLUTE | 94987W737 | MF | 65,720 | $722,000 | thousands by filing date | |
| COLUMBIA INCOME BUILDER FUND CL I2 | 19766C479 | Mutual Fund | 58,866 | $713,000 | thousands by filing date | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 17,283 | $712,000 | thousands by filing date | |
| BLACKROCK LARGE CAP SER FDS | 09250J734 | EVNT DRVN EQ FD | 72,413 | $702,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 26,071 | $685,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,079 | $681,000 | thousands by filing date | |
| INVESCO CALIFORNIA MUNICIPAL FUND CLASS Y | 00141W307 | OPEN END -NO LOAD FUND | 76,317 | $674,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,286 | $672,000 | thousands by filing date | |
| WELLS FARGO FDS TR | 94988A742 | WF CALI LTD INST | 62,015 | $656,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 345 | $642,000 | thousands by filing date | |
| Invesco Steelpath Mlp Se Lect 40 Y | 00143K251 | MF | 81,907 | $634,000 | thousands by filing date | |
| WESTERN ASSET CALIF MUNI CL I | 52468T409 | Mutual Fund | 38,885 | $624,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,059 | $621,000 | thousands by filing date | |
| COLUMBIA INCOME BUILDER FUND CL I | 19766F118 | Mutual Fund | 49,899 | $602,000 | thousands by filing date | |
| AMERICAN CENTURY HIGH YIELD MUNI INV | 024934804 | Mutual Fund | 60,571 | $597,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 22,583 | $596,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,977 | $584,000 | thousands by filing date | |
| AIM VK EQTY & INCM FD | 00142J446 | MUTUAL | 56,480 | $572,000 | thousands by filing date | |
| BNY MELLON GLOBAL EQUITY INCOME I | 05588E306 | Mutual Fund | 43,899 | $569,000 | thousands by filing date | |
| NEUBERGER BERMAN EQ I | 641224498 | MUTUAL | 43,265 | $562,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,054 | $559,000 | thousands by filing date | |
| ANGEL OAK ULTRASHORT INCOME FUND CL I N/L | 03463K828 | Mutual Fund (Open End) - No Load | 55,185 | $556,000 | thousands by filing date | |
| FIRST EAGLE US VALUE | 32008F861 | MUTUAL | 30,038 | $551,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,222 | $550,000 | thousands by filing date | |
| MFS CONSERVATIVE ALLOCATION CL I | 55273G785 | Mutual Fund | 34,436 | $547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 7,348 | $527,000 | thousands by filing date | |
| EVENTIDE GILEAD I | 62827L658 | ETILX | 12,561 | $525,000 | thousands by filing date | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 36,357 | $522,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 19,669 | $500,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,553 | $490,000 | thousands by filing date | |
| MFS DIVERSIFIED INCOME I | 552982811 | BOND FUNDS | 38,685 | $489,000 | thousands by filing date | |
| INVESCO OPPENHEIMER CAPITAL INCOME Y | 00143K608 | Mutual Fund | 47,981 | $489,000 | thousands by filing date | |
| AMERICAN CENTURY CA INTERM-T T-FR BD INV | 025075508 | ETF | 39,999 | $480,000 | thousands by filing date | |
| AMERICAN BOND FUND OF AMERICA CLASS F2 | 097873822 | Mutual Fund | 36,504 | $476,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,398 | $475,000 | thousands by filing date | |
| NUVEEN STRATEGIC MUNICIPAL OPPORTUNITIES FUND CL I N/L | 67065Q574 | Non-Taxable Mutual Fund - No Load | 42,582 | $471,000 | thousands by filing date | |
| CALVERT BALANCED FUND CL I | 131618829 | Mutual Fund | 13,426 | $456,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 18,160 | $446,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,978 | $442,000 | thousands by filing date | |
| CATALYST HEDGED FUTURE STRATEGY FD I | 62827M797 | Mutual Fund | 54,422 | $438,000 | thousands by filing date | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 7,170 | $437,000 | thousands by filing date | |
| PGIM TOTAL RETURN BOND Z | 74440B405 | NTF BOND FUNDS | 29,561 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,312 | $424,000 | thousands by filing date | |
| COLUMBIA SELECT GLOBAL EQUITY CL I2 | 19763T228 | Mutual Fund | 30,325 | $423,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,603 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,884 | $416,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 15,994 | $411,000 | thousands by filing date | |
| COLUMBIA GLOBAL OPPORTUNITIES I2 | 19766C354 | Mutual Fund | 29,246 | $409,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,314 | $405,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,286 | $405,000 | thousands by filing date | |
| JPMORGAN HEDGED EQUITY I | 46637K281 | MFC | 20,283 | $405,000 | thousands by filing date | |
| VIRTUS VONTOBEL EMERGING MARKE | 92828W361 | XXX | 35,999 | $400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,805 | $399,000 | thousands by filing date | |
| CATALYST/MILLBURN HEDGE STRATEGY FUND CLASS I | 62827P816 | SHS | 12,464 | $398,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,049 | $385,000 | thousands by filing date | |
| PRINCIPAL CALIFORNIA MUNICIPAL INSTL | 742537459 | Mutual Fund | 35,878 | $382,000 | thousands by filing date | |
| American High-Income Mun Icipal Bond F-2 | 026545608 | MF | 23,485 | $381,000 | thousands by filing date | |
| COLUMBIA LARGE CAP VALUE CL I2 | 19763P317 | Mutual Fund | 28,388 | $377,000 | thousands by filing date | |
| COLUMBIA DISCIPLINED CORE INST2 | 19763T590 | NTF EQUITY FUNDS | 31,158 | $372,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,827 | $362,000 | thousands by filing date | |
| Hancock Whitney Pfd | 410120307 | PFDs, REITs, | 14,052 | $361,000 | thousands by filing date | |
| KKR & CO INC PRF STK SER A USD25 | 48251W203 | 6.75% PRF STK SER A USD25 | 13,350 | $360,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,043 | $357,000 | thousands by filing date | |
| PRIMECAP ODYSSEY FDS | 74160Q301 | MUTUAL | 11,008 | $354,000 | thousands by filing date | |
| ALLSPRING STRATEGIC MUNI | 94987W760 | BOND FUNDS | 38,793 | $354,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,570 | $350,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,964 | $348,000 | thousands by filing date | |
| BNY MELLON GLOBAL FIXED INCOME I | 05586X801 | Mutual Fund | 15,933 | $342,000 | thousands by filing date | |
| AB MUNI INCOME CALIFORNIA PORT ADV | 018642785 | Mutual Fund | 29,440 | $330,000 | thousands by filing date | |
| AMERICAN CENTURY STRAT ALLOC CON INV CL | 025085101 | Mutual Fund | 58,968 | $330,000 | thousands by filing date | |
| AMERICAN FUNDS TAX-EXEMPT BOND F1 | 876902404 | NTF BOND FUNDS | 24,856 | $328,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,715 | $327,000 | thousands by filing date | |
| AMERICAN GLOBAL BALANCED FUND CLASS F2 | 02629W502 | Mutual Fund | 9,997 | $325,000 | thousands by filing date | |
| AB Income Advisor | 01881M442 | Mutual Fund | 41,304 | $323,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,871 | $322,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 1,202 | $322,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,591 | $319,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,901 | $318,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,985 | $309,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 136,030 | $309,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,402 | $301,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUNICIPAL OPPORTUNITIES FUND CL A M/F | 09253E104 | ETF | 25,640 | $300,000 | thousands by filing date | |
| PERFORMANCE TRUST MUNICIPAL BOND FUND INSTITUTIONAL CLASS | 89833W170 | OPEN END -NO LOAD FUND | 12,018 | $299,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 11,857 | $297,000 | thousands by filing date | |
| W R Berkley Corp 5.750 Due 06/01/56 Callable | 084423607 | Preferred Stock | 11,650 | $296,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,208 | $295,000 | thousands by filing date | |
| Federated Strategic Value Dividend Instl | 314172560 | MF | 52,106 | $293,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,825 | $290,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,645 | $288,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,640 | $284,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,122 | $283,000 | thousands by filing date | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY Z | 628380404 | NTF EQUITY FUNDS | 9,231 | $280,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,090 | $277,000 | thousands by filing date | |
| INVESCO LIMITED TERM CA MUNICIPAL Y | 00141W851 | BOND | 81,519 | $271,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 23,943 | $268,000 | thousands by filing date | |
| AB BD FD INC MUNI BDINF ADV | 018528471 | FUND | 26,010 | $268,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 10,000 | $267,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,706 | $263,000 | thousands by filing date | |
| OFFICE PROPERTIES INCOME SNR NTS | 38376A202 | SNR NTS | 10,550 | $262,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,382 | $259,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,331 | $253,000 | thousands by filing date | |
| American Century Equity Income Fund | 025076209 | Mutual Fund | 28,030 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,927 | $251,000 | thousands by filing date | |
| AB INTERMEDIATE CALI MUNICIPAL PORT ADV | 085568442 | Mutual Fund | 17,373 | $250,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,090 | $249,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 951 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,191 | $247,000 | thousands by filing date | |
| T. ROWE PRICE RETIREMENT 2020 | 74149P200 | NTF EQUITY FUNDS | 11,370 | $246,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 8,328 | $245,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,360 | $239,000 | thousands by filing date | |
| COLUMBIA ACORN FUND INSTITUTIONAL CLASS | 197199409 | OPEN END TAXABLE NO LOAD FUND | 15,314 | $238,000 | thousands by filing date | |
| PRIMECAP ODYSSEY GROWTH | 74160Q103 | EQUITY FUNDS | 6,181 | $237,000 | thousands by filing date | |
| ALLSPRING FUNDS TR CA | 94988A734 | MUTUAL | 19,732 | $235,000 | thousands by filing date | |
| WF WFA ABSOL RET ADM | 94987W307 | MUTUAL | 20,934 | $231,000 | thousands by filing date | |
| PRINCIPAL DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS | 74254V232 | OPEN END TAXABLE NO LOAD FUND | 17,000 | $230,000 | thousands by filing date | |
| TEMPLTN GLB TMP INCM | 88019R765 | MUTUAL | 80,483 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,184 | $227,000 | thousands by filing date | |
| FRANKLIN CA TAX FREE INTERMEDIATE TERM A1 | 352519300 | Mutual Fund | 18,899 | $227,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,408 | $226,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 8,447 | $226,000 | thousands by filing date | |
| TCW SECURITIZED BOND I | 87234N880 | BOND FUNDS | 22,383 | $222,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $220,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,374 | $220,000 | thousands by filing date | |
| COLUMBIA DIV OPPTY FD | 19763P192 | MUTUAL | 23,602 | $219,000 | thousands by filing date | |
| TEMPLETON GLOBAL TOTAL RT ADV CL SH | 880208855 | Mutual Fund | 18,693 | $217,000 | thousands by filing date | |
| NEW PERSPECTIVE FD INC SHS CL | 648018828 | MUTUAL | 4,929 | $214,000 | thousands by filing date | |
| Kkr & Co. Inc. Pfd | 48251W302 | PFDs, REITs, | 8,000 | $213,000 | thousands by filing date | |
| AQR LARGE CAP DEFENSIVE STYLE I | 00203H719 | EQUITY FUNDS | 9,660 | $212,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 10,000 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,750 | $210,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,035 | $207,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,614 | $204,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION | 03990B200 | COMMON STOCK | 7,575 | $204,000 | thousands by filing date | |
| VIRTUS VONTOBEL FOREIGN OPPS CL I | 92828R834 | Mutual Fund | 6,858 | $202,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,398 | $201,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,105 | $200,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,669 | $200,000 | thousands by filing date | |
| MFS INTL DIVERSIFICATION I | 55273G298 | NTF EQUITY FUNDS | 10,111 | $197,000 | thousands by filing date | |
| WESTERN ASSET INTERM MATUR CALIF MUNI I | 52469F242 | Mutual Fund | 22,221 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,304 | $195,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,254 | $194,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,179 | $194,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,321 | $191,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,627 | $189,000 | thousands by filing date | |
| VIRTUS DUFF & PHELPS GLOBAL INFRA CL I | 92828R792 | Mutual Fund | 11,868 | $189,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,809 | $188,000 | thousands by filing date | |
| American Funds Amcap F2 | 023375827 | MF | 5,868 | $187,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 7,200 | $186,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 170 | $184,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,644 | $181,000 | thousands by filing date | |
| COHEN & STEERS REAL ESTATE SECURITIES I | 191912401 | NTF EQUITY FUNDS | 10,440 | $180,000 | thousands by filing date | |
| COLUMBIA BALANCED INST2 | 19766D444 | NTF EQUITY FUNDS | 4,361 | $180,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 12,995 | $178,000 | thousands by filing date | |
| COLUMBIA QUALITY INCOME | 19766C339 | NTF BOND FUNDS | 31,699 | $175,000 | thousands by filing date | |
| EVENTIDE HEALTHCARE AND LIFE SCIENCES I | 62827M706 | Mutual Fund | 5,057 | $174,000 | thousands by filing date | |
| MFS INTERNATIONAL INTRINSIC EQUITY I | 55273E822 | NTF EQUITY FUNDS | 3,717 | $170,000 | thousands by filing date | |
| SOUTHERN CO PFD JR SUB NOTES | 842587305 | Preferred Securities (MIDS, QIDS, TOPRS...) | 6,500 | $166,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 953 | $163,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,768 | $162,000 | thousands by filing date | |
| VANGUARD TOTAL BOND MARKET INDEX INV | 921937108 | Mutual Fund | 14,932 | $162,000 | thousands by filing date | |
| VANGUARD GNMA ADM | 922031794 | Mutual Funds | 15,537 | $162,000 | thousands by filing date | |
| Vanguard Mid-Cap Index Fund | 922908843 | FUND | 3,559 | $160,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 147 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,659 | $158,000 | thousands by filing date | |
| FUNDAMENTAL INVS CL F2 SHS | 360802821 | SHS | 2,676 | $157,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION NTS 2024 6.25000percent 06/15/2024 PFD (Call Date 06/17/19) | 74348T300 | Preferred Stock | 6,175 | $157,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,824 | $156,000 | thousands by filing date | |
| AMERICAN CENTURY STRAT ALLOC MOD INV CL | 025085408 | Mutual Fund | 23,979 | $155,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 347 | $154,000 | thousands by filing date | |
| BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS | 09256H328 | CL | 12,228 | $154,000 | thousands by filing date | |
| BOK FINANCIAL CORPORATION SUB NTS | 05561Q300 | Preferred Securities (MIDS, QIDS, TOPRS...) | 5,935 | $154,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 870 | $149,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,339 | $149,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,698 | $148,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,465 | $146,000 | thousands by filing date | |
| QWEST CORP - CALLABLE | 74913G709 | Pref | 5,837 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,297 | $144,000 | thousands by filing date | |
| Invesco International Diversified Fund (OIDYX) | 00900R507 | Mutual Fund | 8,092 | $142,000 | thousands by filing date | |
| INVESCO STEELPATH MLP INCOME Y | 00143K327 | NTF EQUITY FUNDS | 24,457 | $141,000 | thousands by filing date | |
| NEUBERGER BERMAN MUNI HIGH INCOME FUND INSTL CL N/L | 64128K439 | Non-Taxable Mutual Fund - No Load | 13,255 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,160 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 6,376 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,057 | $135,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 2,924 | $135,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 996 | $134,000 | thousands by filing date | |
| ALPHACENTRIC GLOBAL INNOVATIONS FD CL I | 62827P659 | Mutual Fund | 11,598 | $134,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,660 | $133,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 5,150 | $133,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,668 | $132,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 615 | $130,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,120 | $128,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,037 | $128,000 | thousands by filing date | |
| MFS MUNICIPAL HIGH INCOME I | 552984692 | MMIIX | 15,267 | $128,000 | thousands by filing date | |
| INVESCO OPPENHEIMER INTERNATIONAL GR Y | 00900W597 | NTF EQUITY FUNDS | 3,232 | $128,000 | thousands by filing date | |
| AB CAP FD INC SL USLSPTF ADV | 01878T202 | COM | 10,160 | $128,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 5,000 | $128,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,356 | $127,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 4,900 | $127,000 | thousands by filing date | |
| PRINCIPAL MIDCAP BLEND FUND INST'L CLASS | 74253Q747 | Mutual Fund | 4,358 | $127,000 | thousands by filing date | |
| COLUMBIA ADAPTIVE RISK A | 19765Y191 | NTF EQUITY FUNDS | 11,789 | $127,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 4,900 | $126,000 | thousands by filing date | |
| COLUMBIA TAX - EXEMPT FUND ADV | 19766M352 | Mutual Fund | 9,300 | $126,000 | thousands by filing date | |
| COLUMBIA CONTRARIAN CORE INST2 | 19766M600 | COFRX | 4,891 | $125,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 4,862 | $124,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,140 | $123,000 | thousands by filing date | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 4,777 | $123,000 | thousands by filing date | |
| MFS TOTAL RETURN I | 552981805 | NTF EQUITY FUNDS | 6,485 | $123,000 | thousands by filing date | |
| MFS GRW ALCTN CL I MF | 55273G694 | COM | 5,759 | $122,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,180 | $121,000 | thousands by filing date | |
| LEGG MASON INC-CALLABLE | 524901501 | Pref | 4,500 | $121,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,290 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,269 | $119,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,068 | $118,000 | thousands by filing date | |
| MFS Global Total Return Fund C | 552986853 | COM | 6,605 | $117,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 2,739 | $115,000 | thousands by filing date | |
| T. ROWE PRICE GROWTH STOCK | 741479109 | NTF EQUITY FUNDS | 1,693 | $114,000 | thousands by filing date | |
| INVESCO COMSTOCK FUND CL Y N/L | 00143M661 | Mutual Fund (Open End) - No Load | 4,722 | $114,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 4,250 | $112,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,211 | $111,000 | thousands by filing date | |
| TCW METWEST TOTAL RETURN BD M | 592905103 | NTF BOND FUNDS | 10,239 | $111,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 4,350 | $111,000 | thousands by filing date | |
| COLUMBIA SMALL MID CAP VALUE FD CL I2 | 19766G801 | Mutual Fund | 12,006 | $111,000 | thousands by filing date | |
| COLUMBIA STRATEGIC CALI MUNI INC ADV CL | 19766M485 | Mutual Fund | 14,190 | $109,000 | thousands by filing date | |
| WELLS FARGO WEALTH BUILDER MOD BAL CL A | 94990B829 | Mutual Fund | 10,434 | $109,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 960 | $108,000 | thousands by filing date | |
| IMPAX SUSTAINABLE ALLOCATION | 704223106 | Mixed Assets, Allocation 50% - 70% Equity | 4,618 | $108,000 | thousands by filing date | |
| CALVERT US LARGE CAP CORE RSPNB IDX I | 131582751 | EQUITY FUNDS | 4,385 | $108,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 403 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 3,425 | $107,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 3,958 | $107,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,348 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME I | 67066D689 | NFRIX | 5,506 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,880 | $105,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 925 | $105,000 | thousands by filing date | |
| NUVEEN HIGH YIELD MUNICIPAL BOND I | 67065Q772 | NTF BOND FUNDS | 5,935 | $105,000 | thousands by filing date | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 9,465 | $105,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 433 | $102,000 | thousands by filing date | |
| INVESCO AMERICAN FRANCHISE Y | 00142J545 | NTF EQUITY FUNDS | 4,852 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,200 | $101,000 | thousands by filing date | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 885 | $101,000 | thousands by filing date | |
| NEUBERGER BERMAN FLOAT RATE INC INSTL | 64128K694 | Mutual Fund | 10,436 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,710 | $100,000 | thousands by filing date | |
| BLACKROCK STRATEGIC INCOME OPPS INSTL | 09260B382 | NTF BOND FUNDS | 10,204 | $100,000 | thousands by filing date | |
| VANGUARD HEALTH CARE FUND | 921908307 | OPEN END TAXABLE NO LOAD FUND | 532 | $100,000 | thousands by filing date | |
| GREENSPRING FUND | 395724107 | Mutual Fund | 4,490 | $100,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,009 | $99,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 741 | $99,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 3,850 | $98,000 | thousands by filing date | |
| INVESCO CONSERVATIVE ALLOCATION CLASS Y | 00888U472 | Mutual Fund | 8,489 | $98,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1,766 | $97,000 | thousands by filing date | |
| BLACKROCK NATIONAL MUNIC | 09253C876 | NTF BOND FUNDS | 8,733 | $97,000 | thousands by filing date | |
| FRANKLIN CORE PLUS BOND FUND ADVISOR | 354713737 | NTF BOND FUNDS | 9,965 | $96,000 | thousands by filing date | |
| AMERICAN CENTURY MID CAP VALUE INV | 025076654 | COM | 6,056 | $94,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED I | 47103C704 | NTF EQUITY FUNDS | 2,714 | $93,000 | thousands by filing date | |
| DWS CALIFORNIA TAX FREE INC FD S | 25158X401 | Mutual Fund | 12,299 | $93,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 748 | $92,000 | thousands by filing date | |
| ENTERGYARKANSASLLC | 29364D100 | PREFERREDSTK | 3,600 | $91,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 351 | $90,000 | thousands by filing date | |
| AB LARGE CAP GROWTH ADVISOR | 01877C408 | EQUITY FUNDS | 1,561 | $90,000 | thousands by filing date | |
| CALVERT EQUITY I | 131618795 | EQUITY FUNDS | 1,505 | $90,000 | thousands by filing date | |
| COLUMBIA GLOBAL EQUITY VALUE FD ADV | 19766F829 | Mutual Fund | 6,755 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,291 | $89,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 355 | $88,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 3,710 | $88,000 | thousands by filing date | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 3,640 | $88,000 | thousands by filing date | |
| AMERICAN CENTURY ALL CAP GROWTH INVESTOR | 025083759 | Mutual Fund | 2,580 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 919 | $87,000 | thousands by filing date | |
| New Economy Fund Cl F2 | 643822828 | ETF | 1,956 | $87,000 | thousands by filing date | |
| INVESCO AMERICAN FRANCHISE A | 00142J578 | MFA | 4,228 | $87,000 | thousands by filing date | |
| TEMPLETON WORLD ADV | 880196886 | NTF EQUITY FUNDS | 6,633 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,250 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,730 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,583 | $84,000 | thousands by filing date | |
| JH GLBL SHAREHLDR YLD | 47803U509 | MUTUAL | 7,538 | $84,000 | thousands by filing date | |
| AMERICAN CENTURY DISCIPLINED CORE VALUE INV | 02507M303 | NTF EQUITY FUNDS | 2,302 | $84,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,507 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 3,340 | $83,000 | thousands by filing date | |
| AB MUNICIPAL INCOME NATIONAL FUND ADV CL N/L | 018642819 | Non-Taxable Mutual Fund - No Load | 7,941 | $83,000 | thousands by filing date | |
| COLUMBIA CONVERTIBLE SECURITIES FD I | 19765H727 | Mutual Fund | 3,867 | $83,000 | thousands by filing date | |
| PS BUSINESS PARKS INC. PFD | 69360J628 | Real Estate Investment Trusts - Preferred (FI) | 3,300 | $82,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 3,092 | $81,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 2,042 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 490 | $80,000 | thousands by filing date | |
| AXIS CAPITAL HOLDINGS-CALLABLE | 05461T305 | Pref | 3,225 | $80,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 3,024 | $80,000 | thousands by filing date | |
| Telephone & Data Sys 6.625% Pfd | 879433852 | Preferred Stock | 2,900 | $80,000 | thousands by filing date | |
| JAMES BALANCED: GOLDEN RAINBOW FUND | 470259102 | Mutual Fund | 3,882 | $80,000 | thousands by filing date | |
| JANUS HENDERSON FORTY FUND CLA | 47103A625 | MFD | 2,244 | $79,000 | thousands by filing date | |
| NUVEEN LARGE CAP CORE FUND CL I | 670729714 | Mutual Fund | 2,608 | $79,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,885 | $78,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 911 | $78,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,913 | $78,000 | thousands by filing date | |
| MFS AGGRESSIVE GROWTH ALLOCATION FUND CLASS I | 55273G652 | Mutual Fund | 3,201 | $78,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,000 | $78,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 3,050 | $78,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 894 | $77,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 3,300 | $77,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 481 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,856 | $77,000 | thousands by filing date | |
| VANGUARD BALANCED INDEX FUND ADMIRAL SHARES | 921931200 | SHS | 2,114 | $77,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 2,825 | $77,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,134 | $76,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 656 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 426 | $76,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,912 | $76,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 710 | $75,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 671 | $75,000 | thousands by filing date | |
| RIVER CANYON TOTAL RETURN BOND FUND INST'L CLASS | 00770G656 | M | 6,793 | $75,000 | thousands by filing date | |
| AMG 5 7/8 | 008252850 | PUBLIC | 2,900 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,474 | $73,000 | thousands by filing date | |
| MFS UTILITIES FUND CLASS I | 552986879 | OPEN END TAXABLE NO LOAD FUND | 3,266 | $73,000 | thousands by filing date | |
| INVESCO CAPITAL APPRECIA | 00141G682 | OTCYX | 1,108 | $73,000 | thousands by filing date | |
| ARCH CAP GROUP LTD PFD | 03939A206 | Preferred Stock - Foreign | 3,050 | $73,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 631 | $72,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 3,500 | $72,000 | thousands by filing date | |
| EATON VANCE TX-MGD GROWT | 277911681 | EQUITY FUNDS | 1,388 | $72,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 202 | $71,000 | thousands by filing date | |
| Qwest Corp Nt 7 2056 | 74913G808 | Preferred Stock | 2,800 | $71,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 343 | $70,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,201 | $70,000 | thousands by filing date | |
| SCE TR III | 78409B207 | FXD/FLT RT PFD | 2,901 | $70,000 | thousands by filing date | |
| GOLDMAN SACHS INCOME BUILDER CLASS INVEST | 38145C497 | Mutual Fund | 2,971 | $70,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,353 | $69,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 440 | $69,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,442 | $69,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,154 | $69,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,315 | $69,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 394 | $67,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 534 | $66,000 | thousands by filing date | |
| Nuveen Intermediate Dura Tion Muni Bd I | 67065Q400 | MF | 6,973 | $66,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,573 | $65,000 | thousands by filing date | |
| KIM 5 1/8 PERP | 49446R737 | PUBLIC | 2,700 | $65,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,515 | $65,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 2,500 | $65,000 | thousands by filing date | |
| TORCHMARK CORP 6 125 1 531 PFD | 891027401 | PREFERRED | 2,450 | $65,000 | thousands by filing date | |
| PIMCO FLEXIBLE MUNICIPAL INC INSTL | 72203E103 | Mutual Fund | 6,238 | $65,000 | thousands by filing date | |
| JOHN HANCOCK BALANCE FUND CLASS I | 47803P807 | Mutual Fund | 3,208 | $64,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,500 | $63,000 | thousands by filing date | |
| ALLSPRING EMERGING MARKE TS EQUITY INST | 94975P751 | SHS | 2,593 | $63,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,170 | $62,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 357 | $62,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 1,747 | $62,000 | thousands by filing date | |
| METWEST UNCONSTRAINED BOND M | 592905756 | Mutual Fund | 5,185 | $62,000 | thousands by filing date | |
| FEDERATED MUNI HIGH YIELD ADVANTAGE IS | 313923815 | Mutual Fund | 6,798 | $62,000 | thousands by filing date | |
| EATON VANCE GL MACRO (ABSOLUTE RTRN ADV I) | 277923264 | SHS | 6,106 | $61,000 | thousands by filing date | |
| Capital World Growth Income Fu | 140543828 | ETF | 1,268 | $61,000 | thousands by filing date | |
| INVESCO GLOBAL OPPORTUNITIES Y | 00900W738 | OGIYX | 1,002 | $61,000 | thousands by filing date | |
| VANGUARD LONG-TERM INVESTMENT-GRADE INV | 922031109 | VWESX | 5,846 | $61,000 | thousands by filing date | |
| BERKLEY (WR) CORP SUB DEBENTURES DUE | 084423508 | 5.9% SUB DEBENTURES DUE | 2,400 | $61,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,040 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 2,767 | $60,000 | thousands by filing date | |
| Goldman Sachs TR Abs Rtntrakr I | 38145N220 | Com | 6,249 | $60,000 | thousands by filing date | |
| PRUDENTIAL EQTY INCOM | 74441L832 | MUTUAL | 4,269 | $60,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 2,300 | $60,000 | thousands by filing date | |
| AMER CENTURY CA HIGH YIELD MUNI BD CL I | 025075789 | Mutual Fund | 5,583 | $60,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 997 | $59,000 | thousands by filing date | |
| VANGUARD CHARLOTTE FDS TTINT I | 92203J308 | MUTUAL | 2,596 | $59,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 297 | $58,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 667 | $58,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,800 | $58,000 | thousands by filing date | |
| MAINSTAY FUNDS TRUST CALI TXFR | 56064B670 | CALI TXFR OP I | 5,475 | $58,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 413 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4,000 | $57,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 3,000 | $57,000 | thousands by filing date | |
| CALVERT GREEN BOND I | 13161P714 | BOND FUNDS | 3,684 | $57,000 | thousands by filing date | |
| PIMCO REAL RETURN INSTL | 693391104 | BOND FUNDS | 5,162 | $57,000 | thousands by filing date | |
| MFS TOTAL RETURN BOND I | 55272P778 | NTF BOND FUNDS | 5,329 | $57,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 265 | $56,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 2,703 | $56,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND CLASS I | 4812A3254 | Mutual Fund | 5,267 | $56,000 | thousands by filing date | |
| FRANKLIN GROWTH ADV | 353496839 | NTF EQUITY FUNDS | 517 | $56,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 715 | $55,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 415 | $55,000 | thousands by filing date | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 1,077 | $55,000 | thousands by filing date | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 2,146 | $55,000 | thousands by filing date | |
| COLUMBIA BALANCED FD CL I | 19765P430 | Mutual Fund | 1,335 | $55,000 | thousands by filing date | |
| POLARIS GLOBAL VALUE | 349903484 | Mutual Fund | 2,116 | $55,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 175 | $54,000 | thousands by filing date | |
| COLUMBIA DIVIDEND INCOME FUND INST2 CLASS | 19766M857 | Mutual Fund | 2,372 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 2,500 | $54,000 | thousands by filing date | |
| MFS GLOBAL EQUITY FUND | 552986861 | Equity Mutual Fu | 1,192 | $54,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 500 | $53,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 1,731 | $53,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 956 | $52,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,986 | $52,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 2,000 | $52,000 | thousands by filing date | |
| FRANKLIN SMALL MIDCAP GROWTH FUND ADVISOR SHS | 354713869 | Com | 1,270 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 430 | $51,000 | thousands by filing date | |
| Invesco Oppenheimer Dev Mkts Y | 00143W875 | MF | 1,233 | $51,000 | thousands by filing date | |
| UNUM GROUP 6.250 JR NT58 | 91529y601 | PFD | 1,950 | $51,000 | thousands by filing date | |
| FRANKLIN UTILITIES ADV | 353496854 | MFA | 2,417 | $51,000 | thousands by filing date | |
| INVESCO | 00141G385 | COM | 13,728 | $51,000 | thousands by filing date | |
| PEAR TREE POLARIS FOREIGN VALUE FUND | 70472Q708 | Com | 2,480 | $51,000 | thousands by filing date | |
| COLUMBIA SELECT INTNTL EQUITY I2 | 19766B323 | Mutual Fund | 3,444 | $51,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 327 | $50,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 501 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,000 | $50,000 | thousands by filing date | |
| THE GABELLI 5 125 PFDPFD SER E | 36239Q505 | PREFERRED STOCK | 2,000 | $50,000 | thousands by filing date | |
| WELLS FARGO ASSET ALLOC INSTL | 94987W745 | Mutual Fund | 3,686 | $50,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 631 | $49,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,259 | $49,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,000 | $49,000 | thousands by filing date | |
| VANGUARD LIFESTRATEGY 80/20 INV SHRS | 921909503 | EQUITY FUNDS | 1,448 | $49,000 | thousands by filing date | |
| INVESCO ASIA PACIFIC GROWTH FUND CLASS Y | 008882581 | Mutual Fund | 1,537 | $49,000 | thousands by filing date | |
| JANUS HENDERSON GLBL INCOME MGN VOL I | 47103C126 | Mutual Fund | 3,487 | $49,000 | thousands by filing date | |
| TOUCHSTN SANDS CP SLC | 89155H827 | MUTUAL | 3,257 | $48,000 | thousands by filing date | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 3,792 | $48,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,725 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 317 | $47,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 400 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,555 | $47,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937694 | MC VAL IDX ADM S | 823 | $47,000 | thousands by filing date | |
| Neuberger Berman Strat Incm Inst | 64128K751 | MF | 4,307 | $47,000 | thousands by filing date | |
| USA MUTUALS VICE FD INV CL | 90347D203 | MF | 1,588 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,397 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 390 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-004509 | this filing | 2019-06-19 | acceptance time not in the bulk data set |