13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-27, with 659 holding rows worth $298,669,000.
- Accession
- 0001376474-17-000048
- Filer
- CIK 1633697
- Filed
- 2017-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 662 entries on the cover page, a total value of $298,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $298,669,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 564 | $8,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 617 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,200 | $8,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 160 | $8,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 731 | $8,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 250 | $8,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 61 | $7,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 342 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 65 | $7,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 115 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,200 | $7,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 508 | $7,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 84 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,476 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 217 | $7,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 410 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $6,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 98 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 200 | $6,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 49 | $6,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 368 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 204 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 533 | $6,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 12,182 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 337 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 239 | $6,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 597 | $6,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 86 | $6,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 168 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 121 | $5,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 200 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 94 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 314 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 21 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 100 | $5,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 168 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 325 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $5,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 306 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 243 | $5,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 220 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 95 | $5,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 125 | $4,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 50 | $4,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 40 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 101 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 97 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 46 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 96 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 213 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 95 | $4,000 | thousands by filing date | principal |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 132 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 201 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 139 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 84 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 58 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 31 | $3,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 135 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 56 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 119 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 48 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 31 | $3,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 32 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 85 | $3,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 60 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 40 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 24 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 230 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 230 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 98 | $3,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 64 | $3,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 200 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 100 | $3,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 152 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,350 | $3,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 280 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 148 | $3,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 19 | $2,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51 | $2,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 28 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 38 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 89 | $2,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 33 | $2,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 23 | $2,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 22 | $2,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 38 | $2,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 90 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 31 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 36 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 50 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 104 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 38 | $2,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 16 | $1,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19 | $1,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 28 | $1,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 9 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 30 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 70 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 201 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 50 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 39 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 55 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8 | $1,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 26 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 26 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 164 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 16 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 30 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 25 | $1,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 82 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 23 | $1,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100 | $1,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 13 | $1,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 11 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 50 | $1,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 10 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 100 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 103 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTODESK INC COM | 052769106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-17-000048 | this filing | 2017-02-27 | acceptance time not in the bulk data set |