13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-27, with 659 holding rows worth $298,669,000.
- Accession
- 0001376474-17-000048
- Filer
- CIK 1633697
- Filed
- 2017-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 662 entries on the cover page, a total value of $298,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $298,669,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 85,918 | $17,107,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 161,828 | $10,449,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 102,504 | $7,220,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,833 | $6,998,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 113,070 | $6,430,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 138,442 | $5,642,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 63,747 | $5,594,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 49,634 | $5,585,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 77,023 | $5,536,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 224,976 | $5,516,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100,493 | $4,851,000 | thousands by filing date | |
| IJH | 464287507 | COM | 26,933 | $4,659,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,709 | $4,299,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,185 | $4,228,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,653 | $4,154,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 49,838 | $4,128,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 383,313 | $4,101,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 129,331 | $3,916,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 34,664 | $3,885,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,276 | $3,872,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 101,192 | $3,636,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 86,059 | $3,488,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 58,061 | $3,270,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 53,542 | $3,256,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,209 | $3,040,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 93,864 | $3,033,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 24,494 | $2,997,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 28,388 | $2,986,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,315 | $2,917,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 50,119 | $2,836,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,170 | $2,566,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 48,374 | $2,564,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 52,093 | $2,503,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 82,114 | $2,497,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 68,956 | $2,384,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,056 | $2,362,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,235 | $2,310,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,706 | $2,257,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 44,427 | $2,085,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,714 | $2,054,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 52,833 | $2,044,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 21,834 | $1,988,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,595 | $1,962,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 12,642 | $1,955,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,192 | $1,900,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,970 | $1,870,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,360 | $1,787,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,757 | $1,681,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 68,768 | $1,678,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 29,274 | $1,634,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 31,300 | $1,619,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,376 | $1,608,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 117,517 | $1,599,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 56,282 | $1,562,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,851 | $1,548,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,889 | $1,543,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,365 | $1,526,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 89,722 | $1,506,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 38,869 | $1,437,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,269 | $1,436,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,162 | $1,364,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 35,388 | $1,364,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 29,526 | $1,263,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 86,251 | $1,256,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,173 | $1,238,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,771 | $1,220,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,689 | $1,219,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 23,355 | $1,096,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,914 | $1,071,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 37,321 | $1,061,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 14,773 | $1,046,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20,423 | $1,029,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,313 | $1,021,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18,930 | $1,018,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,004,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10,248 | $975,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,812 | $970,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 21,027 | $960,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,063 | $951,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,129 | $941,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,648 | $910,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,317 | $895,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 40,780 | $880,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 45,031 | $860,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 33,400 | $860,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 34,218 | $850,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14,471 | $841,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,276 | $825,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 32,887 | $821,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 33,006 | $816,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 32,134 | $795,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 32,214 | $788,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,934 | $775,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,346 | $770,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,444 | $759,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 58,988 | $746,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,830 | $716,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,333 | $715,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,306 | $688,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,578,519 | $667,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 27,464 | $666,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,489 | $645,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,161 | $643,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,814 | $627,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,396 | $618,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,116 | $602,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,455 | $593,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,786 | $574,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,289 | $562,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,081 | $560,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,239 | $553,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,029 | $550,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7,756 | $549,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,363 | $540,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 20,947 | $531,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,805 | $529,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,266 | $494,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,189 | $492,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 20,332 | $491,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,350 | $485,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,413 | $480,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,046 | $476,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 18,399 | $463,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,593 | $460,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,813 | $443,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,019 | $436,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,969 | $432,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 39,614 | $414,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,631 | $414,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,456 | $412,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,091 | $408,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,894 | $402,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,103 | $398,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,510 | $393,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 12,063 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,900 | $390,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,526 | $389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,632 | $384,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,535 | $383,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,430 | $375,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 15,791 | $375,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,594 | $374,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 14,592 | $358,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,312 | $339,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,512 | $328,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,630 | $325,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,458 | $323,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 27,147 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,541 | $315,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,741 | $308,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,113 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,809 | $298,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,441 | $294,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,189 | $293,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,720 | $293,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,144 | $292,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,682 | $290,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,240 | $287,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,595 | $279,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,652 | $278,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,583 | $273,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,335 | $266,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,739 | $265,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,089 | $261,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 78,039 | $261,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,793 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,415 | $252,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,244 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,950 | $247,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,739 | $245,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,088 | $244,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 6,600 | $242,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,706 | $241,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,448 | $236,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,963 | $230,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,380 | $228,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,977 | $226,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,686 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,767 | $220,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 772 | $220,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 983 | $220,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,961 | $217,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,913 | $217,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,500 | $215,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,470 | $214,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,115 | $214,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,946 | $212,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,046 | $210,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,246 | $209,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,601 | $203,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,535 | $199,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,261 | $198,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,445 | $196,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,682 | $190,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,238 | $188,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,000 | $188,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,685 | $188,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 692 | $182,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,269 | $182,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,808 | $180,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,426 | $180,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,620 | $178,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,210 | $178,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,008 | $178,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,552 | $173,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 938 | $172,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,800 | $169,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,135 | $166,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,990 | $165,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,540 | $163,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,599 | $162,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,129 | $162,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,787 | $159,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,779 | $157,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,265 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 3,892 | $156,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,075 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,016 | $153,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 93 | $153,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 8,264 | $151,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,054 | $151,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,245 | $148,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,310 | $148,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,655 | $148,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,069 | $147,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 6,251 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,599 | $145,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,400 | $143,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,302 | $142,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,982 | $142,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,786 | $140,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,422 | $140,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 11,900 | $139,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,988 | $136,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,782 | $134,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,219 | $134,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 6,231 | $131,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,615 | $130,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,610 | $128,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,120 | $128,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 722 | $126,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,714 | $123,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,067 | $122,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,044 | $121,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,407 | $120,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,097 | $120,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,782 | $120,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,338 | $120,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 826 | $117,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,091 | $117,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,536 | $116,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,776 | $116,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 807 | $114,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 8,286 | $114,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 8,500 | $114,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 972 | $114,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,781 | $113,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9,565 | $111,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,265 | $111,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 7,000 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 925 | $109,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,429 | $107,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 5,426 | $107,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4,325 | $107,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,835 | $106,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,000 | $106,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,466 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 2,057 | $104,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,396 | $103,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,014 | $103,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 9,974 | $101,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,208 | $99,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,778 | $98,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,270 | $98,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,848 | $95,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,847 | $95,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,141 | $93,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,524 | $92,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,710 | $90,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,427 | $90,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,251 | $89,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 3,323 | $87,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,081 | $86,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,126 | $86,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 7,755 | $84,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,280 | $82,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,790 | $82,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,175 | $79,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 399 | $79,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 991 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,476 | $77,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,622 | $76,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 682 | $75,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,419 | $75,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 9,924 | $75,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,950 | $75,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 899 | $74,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,186 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 526 | $73,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 388 | $73,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 3,055 | $73,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,500 | $72,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 735 | $72,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,629 | $72,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 960 | $71,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,001 | $71,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,295 | $71,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,079 | $70,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,112 | $69,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,598 | $69,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 4,500 | $68,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 618 | $67,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,262 | $67,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 981 | $66,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,000 | $65,000 | thousands by filing date | principal |
| AVERY DENNISON CORP COM | 053611109 | Stock | 788 | $63,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 344 | $62,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 285 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,133 | $62,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,912 | $61,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,154 | $61,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 3,345 | $61,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 406 | $59,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 768 | $58,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,003 | $58,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 398 | $58,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2,555 | $58,000 | thousands by filing date | principal |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,059 | $58,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,504 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,532 | $56,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,264 | $56,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 328 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,917 | $54,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,375 | $53,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,500 | $53,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,873 | $53,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,191 | $51,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,250 | $50,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 652 | $50,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,377 | $49,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 912 | $49,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,835 | $49,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,624 | $49,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 710 | $48,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,151 | $47,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,444 | $47,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,299 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 432 | $47,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,800 | $47,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 3,070 | $46,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,436 | $45,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 813 | $45,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,033 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 150 | $44,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 918 | $44,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 598 | $43,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 661 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,323 | $42,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 5,240 | $42,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 716 | $39,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 372 | $39,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 683 | $39,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,027 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,534 | $39,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 309 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,900 | $38,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,695 | $37,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 412 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 927 | $36,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 344 | $35,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 729 | $35,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 894 | $35,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,200 | $35,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,168 | $35,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,665 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,002 | $34,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 391 | $33,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,520 | $33,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,633 | $33,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 543 | $32,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 248 | $32,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,930 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,250 | $32,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $31,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 120 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 453 | $30,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 400 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 678 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 238 | $29,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,348 | $29,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 663 | $28,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 213 | $27,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,089 | $27,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,200 | $27,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,012 | $27,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 200 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 451 | $26,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 236 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 318 | $26,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,490 | $26,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 240 | $25,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,371 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,204 | $25,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 500 | $25,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 434 | $24,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,285 | $24,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,597 | $24,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,476 | $23,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,450 | $23,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 384 | $23,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 832 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 214 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 446 | $22,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 444 | $22,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 447 | $22,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 130 | $21,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 398 | $21,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 213 | $21,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,084 | $21,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 534 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 702 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 498 | $21,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 263 | $20,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 861 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 600 | $20,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,536 | $20,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 514 | $19,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 647 | $19,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 450 | $19,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,353 | $19,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 405 | $19,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 765 | $18,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 137 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 350 | $18,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 325 | $17,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 392 | $17,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 990 | $17,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 375 | $17,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 201 | $16,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 300 | $16,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $16,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 400 | $16,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 275 | $16,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 1,850 | $16,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 135 | $16,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,314 | $16,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 15,000 | $16,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 360 | $15,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 312 | $15,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 312 | $15,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $15,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 789 | $15,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $15,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 150 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 565 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 400 | $14,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,800 | $14,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 880 | $14,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 382 | $14,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 400 | $14,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 432 | $14,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 294 | $13,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 160 | $13,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 399 | $13,000 | thousands by filing date | principal |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 1,500 | $13,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 359 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 290 | $12,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,350 | $12,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,001 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,032 | $12,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 486 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 860 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 157 | $11,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 332 | $11,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,117 | $11,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 365 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 748 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 400 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 74 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,101 | $10,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 332 | $10,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 80 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,395 | $10,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 205 | $10,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 171 | $9,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 108 | $9,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 45 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 50 | $9,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 241 | $9,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 24 | $9,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 411 | $9,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 300 | $9,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 292 | $9,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 67 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 63 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 82 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 40 | $8,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-17-000048 | this filing | 2017-02-27 | acceptance time not in the bulk data set |