13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 1,461 holding rows worth $15,296,537,000.
- Accession
- 0001372312-19-000004
- Filer
- CIK 1463217
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 1,461 entries on the cover page, a total value of $15,296,537,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,296,537,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACADIAN ASSET MANAGEMENT LLC028-05990
- reports for this filerAdvisors Capital Management, LLC028-11543
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCARDINAL CAPITAL MANAGEMENT LLC /CT028-07760
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerCHURCHILL MANAGEMENT Corp028-05029
- reports for this filerCITY NATIONAL ROCHDALE, LLC028-05392
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEfficient Market Advisors, LLC028-13603
- reports for this filerFALCON POINT CAPITAL, LLC028-10492
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGREAT LAKES ADVISORS, LLC028-05229
- reports for this filerKeeley-Teton Advisors, LLC028-18059
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLMCG INVESTMENTS, LLC028-13608
- reports for this filerLSV ASSET MANAGEMENT028-06580
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerOFI Global Asset Management, Inc.028-15607
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerSalient Capital Advisors, LLC028-14184
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSEI INVESTMENTS MANAGEMENT CORP028-16475
- reports for this filerSpiderRock Advisors, LLC028-18017
- reports for this filerSTERLING CAPITAL MANAGEMENT LLC 028-06451
- reports for this filerTORTOISE CAPITAL ADVISORS, L.L.C.028-11123
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWBI INVESTMENTS, INC.028-12525
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerRussell Investments
- reports for this filerLunt Capital
- reports for this filerBelle Haven
- reports for this filerWells Fargo Asset Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,366 | $573,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 31,476 | $572,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,553 | $572,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 17,985 | $571,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,718 | $568,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 35,876 | $566,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16,138 | $563,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,297 | $561,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,137 | $561,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 8,672 | $560,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 10,457 | $558,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 28,224 | $558,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7,092 | $557,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,394 | $557,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 117,787 | $555,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 24,250 | $554,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,124 | $552,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 8,636 | $551,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 25,868 | $547,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 8,543 | $546,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,827 | $546,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 36,445 | $545,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,417 | $543,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 10,085 | $541,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,100 | $541,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 19,081 | $538,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 10,787 | $534,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,426 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,431 | $532,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,572 | $531,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,948 | $531,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 48,553 | $529,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 8,237 | $528,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,588 | $526,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,999 | $525,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 121,624 | $525,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 24,125 | $525,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,329 | $522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 8,918 | $520,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 26,951 | $519,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 13,528 | $517,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 14,211 | $513,000 | thousands by filing date | |
| CITY HLDG CO | 177835955 | PUT | 6,700 | $511,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 9,328 | $507,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 9,400 | $507,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 3,602 | $506,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,728 | $505,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,208 | $503,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 20,000 | $500,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20,233 | $500,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 32,300 | $499,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,727 | $496,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,009 | $493,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,995 | $491,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 42,131 | $489,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 41,589 | $489,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 172,002 | $488,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,291 | $488,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,393 | $485,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 8,044 | $485,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 5,290 | $485,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 56,000 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,269 | $483,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,435 | $483,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 655 | $480,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 41,053 | $475,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 33,550 | $475,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,161 | $474,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 10,482 | $470,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,399 | $468,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 8,183 | $464,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 4,200 | $464,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 3,448 | $462,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $461,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,717 | $460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,824 | $457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,817 | $457,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 11,398 | $453,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 14,654 | $451,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,417 | $448,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 24,594 | $448,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 14,614 | $448,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,352 | $447,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,884 | $444,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,032 | $443,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 22,226 | $443,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 19,177 | $442,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 34,780 | $441,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 25,492 | $440,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 6,882 | $434,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,480 | $433,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,056 | $433,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,704 | $432,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,649 | $432,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,855 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,015 | $430,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,931 | $429,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,790 | $424,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 27,924 | $423,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,584 | $420,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 69,908 | $417,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 7,026 | $413,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 4,500 | $410,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 3,839 | $408,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,405 | $408,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,401 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,355 | $408,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,230 | $406,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,051 | $406,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,808 | $406,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 13,849 | $406,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,321 | $405,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,572 | $405,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,351 | $405,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,648 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,023 | $399,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 8,106 | $398,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,602 | $395,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,617 | $394,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,784 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 12,557 | $390,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 1,100 | $390,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 13,000 | $388,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,655 | $387,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 21,800 | $386,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,321 | $386,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,892 | $384,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,316 | $384,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,031 | $381,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 39,975 | $380,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 5,371 | $379,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 14,158 | $378,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,674 | $378,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 12,468 | $378,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,986 | $375,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,991 | $374,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,919 | $369,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 27,910 | $369,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 57,765 | $368,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,935 | $366,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 17,797 | $364,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 18,906 | $361,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 28,576 | $360,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,327 | $360,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 51,850 | $358,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 9,856 | $358,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 13,168 | $358,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,443 | $355,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 4,500 | $353,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,883 | $351,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 574 | $351,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 12,757 | $351,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,826 | $350,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 54,867 | $350,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 35,063 | $348,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,599 | $346,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,440 | $345,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,513 | $344,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 30,706 | $343,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 16,600 | $343,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,990 | $341,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,397 | $341,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,936 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,161 | $340,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,586 | $339,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,863 | $339,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,714 | $337,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,191 | $337,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,935 | $337,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 35,663 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 8,145 | $331,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,000 | $331,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 6,581 | $330,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 22,907 | $325,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 300 | $324,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 6,451 | $321,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 10,375 | $321,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 12,642 | $320,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,316 | $320,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,888 | $320,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,688 | $320,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,409 | $319,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,715 | $319,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,341 | $318,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,527 | $317,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,533 | $317,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,287 | $317,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,280 | $317,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,067 | $314,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,365 | $314,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,625 | $314,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,865 | $312,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,821 | $311,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,046 | $311,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,010 | $310,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,946 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,826 | $310,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 31,325 | $309,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 4,000 | $309,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,851 | $308,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 11,361 | $308,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,265 | $307,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,365 | $307,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,932 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,515 | $305,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 4,719 | $303,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,442 | $303,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,000 | $303,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,838 | $302,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,611 | $302,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,511 | $301,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 13,406 | $301,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,403 | $299,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,021 | $299,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 14,409 | $299,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 953 | $298,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 21,175 | $297,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 29,894 | $296,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 15,614 | $296,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,593 | $295,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,408 | $294,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,148 | $294,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,129 | $294,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,150 | $292,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,000 | $292,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,798 | $291,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,202 | $291,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,229 | $290,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,578 | $290,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $290,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 13,948 | $289,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,307 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,450 | $289,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,842 | $288,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,666 | $288,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,664 | $287,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,779 | $286,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,534 | $285,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,970 | $285,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,068 | $284,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,515 | $284,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,474 | $284,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,884 | $283,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,170 | $282,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,678 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,517 | $281,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 18,148 | $281,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 11,420 | $280,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,974 | $277,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 33,432 | $277,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 11,239 | $277,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 20,000 | $277,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,251 | $276,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,068 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,825 | $275,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,805 | $274,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 10,250 | $274,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 23,180 | $273,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 6,000 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,110 | $269,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,872 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,000 | $268,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,452 | $267,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,960 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,108 | $263,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,159 | $262,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,273 | $262,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,268 | $262,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111957 | COM | 1,500 | $261,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,098 | $259,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,100 | $259,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,186 | $258,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 27,300 | $258,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,400 | $258,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,209 | $257,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,475 | $257,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,746 | $257,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,296 | $257,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 7,800 | $257,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,942 | $255,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,209 | $255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,973 | $254,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 7,556 | $251,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,579 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,011 | $250,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,549 | $248,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,416 | $248,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,330 | $247,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,599 | $247,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,737 | $246,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,297 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 9,118 | $246,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 4,300 | $246,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,243 | $245,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,544 | $245,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $243,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,208 | $242,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 25,771 | $242,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,223 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,526 | $242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,059 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,146 | $241,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 20,926 | $240,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,448 | $239,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,620 | $238,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 47,103 | $238,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 6,000 | $238,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 116,000 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,313 | $234,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,574 | $234,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 69 | $233,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,601 | $233,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,428 | $233,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,421 | $233,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,985 | $232,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,500 | $231,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,768 | $231,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 9,307 | $231,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,211 | $231,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,800 | $231,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 8,830 | $231,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,739 | $230,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,500 | $230,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,085 | $230,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,374 | $230,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 30,048 | $229,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,973 | $229,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,008 | $229,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,878 | $228,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,542 | $226,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,828 | $226,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,030 | $226,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,981 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,378 | $224,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,184 | $223,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 9,554 | $223,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,420 | $222,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,820 | $222,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,138 | $222,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,896 | $221,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,125 | $220,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,552 | $219,000 | thousands by filing date | |
| ALPHABET INC | 02079K955 | PUT | 200 | $217,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,363 | $216,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,414 | $216,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,199 | $215,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 9,000 | $215,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,325 | $214,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 27,185 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,289 | $211,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 4,282 | $210,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 9,918 | $209,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 5,925 | $209,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,536 | $208,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,807 | $208,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,205 | $208,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,146 | $206,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,874 | $206,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,804 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,328 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,462 | $204,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,270 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,805 | $203,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,302 | $203,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,403 | $202,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,902 | $202,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,636 | $202,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,287 | $201,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,332 | $193,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,135 | $192,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,881 | $191,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,291 | $190,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,220 | $190,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,983 | $189,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $181,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $180,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 34,457 | $177,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,579 | $173,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,836 | $172,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,382 | $171,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $171,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 20,785 | $170,000 | thousands by filing date | |
| DISNEY WALT CO | 254687956 | PUT | 1,200 | $168,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,127 | $160,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,850 | $159,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,555 | $158,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,568 | $153,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,102 | $151,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 77,663 | $151,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,469 | $150,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $149,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,260 | $149,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $144,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $143,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,334 | $143,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,700 | $139,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,480 | $136,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,859 | $135,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,705 | $128,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,496 | $126,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,552 | $125,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 82,529 | $124,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 12,386 | $120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,396 | $112,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,812 | $107,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 23,400 | $105,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,000 | $105,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,667 | $99,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,000 | $92,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,200 | $89,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,710 | $89,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 22,514 | $87,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,307 | $85,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,300 | $85,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,261 | $85,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 33,277 | $84,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 39,795 | $83,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,601 | $76,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 14,721 | $74,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 20,000 | $72,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,713 | $69,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,201 | $69,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 18,669 | $66,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $61,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,016 | $59,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,000 | $58,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,000 | $56,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 25,000 | $56,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 102,000 | $54,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,633 | $53,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 85,733 | $53,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,050 | $52,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 175,476 | $46,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,031 | $44,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,843 | $40,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,410 | $38,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 12,825 | $38,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 37,000 | $38,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,922 | $36,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 43,331 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,320 | $29,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 25,000 | $25,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,200 | $23,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 24,000 | $23,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $21,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 15,000 | $21,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 107,142 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,000 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,000 | $16,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 519,608 | $16,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,000 | $16,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $14,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $14,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 34,183 | $13,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 286,239 | $11,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,566 | $10,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,250 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,400 | $7,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,537 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001372312-19-000004 | this filing | 2019-08-13 | acceptance time not in the bulk data set |