13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-06, with 1,485 holding rows worth $580,146,000.
- Accession
- 0001363561-15-000009
- Filer
- CIK 1363561
- Filed
- 2015-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,502 entries on the cover page, a total value of $580,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $580,161,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA CONVERTIBLE SECURITIES FD I | 19765H727 | Mutual Fund | 396 | $7,000 | thousands by filing date | |
| Vanguard Intl Equity Index Fund Inc European Portfolio Fund | 922042205 | common | 253 | $7,000 | thousands by filing date | |
| VOYA REAL ESTATE FUND | 92913K595 | Open-End Fund | 369 | $7,000 | thousands by filing date | |
| Meridian Contrarian Advisor | 552983876 | COM | 173 | $7,000 | thousands by filing date | |
| Putnam Capital Spectrum | PVS1Z | COM | 208 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Wells Fargo Advantage High Income Admin | 94975P827 | COM | 1,087 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 68 | $6,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 60 | $6,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 187 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $6,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 500 | $6,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 56 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 579 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,526 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 66 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 60 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 170 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 294 | $6,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 500 | $6,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 6,000 | $6,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 483 | $6,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 100 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $6,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALKERMES INC | 01642T108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $6,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 100 | $6,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 100 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 600 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 500 | $6,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 50 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 700 | $6,000 | thousands by filing date | |
| American Century Cap Portfolio | 025076852 | MUT | 664 | $6,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,000 | $6,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 639 | $6,000 | thousands by filing date | |
| BAYER A G SPONSORED ADR | 72730302 | COM | 43 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 500 | $6,000 | thousands by filing date | |
| JPMORGAN TAX AWARE EQUITY I | 4812A1654 | EQUITY FUNDS | 205 | $6,000 | thousands by filing date | |
| General Dynamics Corp | 25264S304 | Common / Ordinary Stock | 183 | $6,000 | thousands by filing date | |
| American Independence Risk Managed | 026762260 | Mutual Fund | 567 | $6,000 | thousands by filing date | |
| Vanguard Annuity High Yield Bond | VANGD1460 | COM | 202 | $6,000 | thousands by filing date | principal |
| Deutsche Global Infrastructure | 25156A858 | COM | 410 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 114 | $5,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 200 | $5,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 124 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 69 | $5,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 90 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 133 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 98 | $5,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $5,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 110 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $5,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $5,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 300 | $5,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 533 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 361 | $5,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 250 | $5,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 17 | $5,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 49 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 220 | $5,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 176 | $5,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 151 | $5,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 94 | $5,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367 | $5,000 | thousands by filing date | |
| FRANKLIN MODERATE ALLOCATION FUND CLASS A | 35472P307 | OPEN END TAXABLE LOAD FUND | 347 | $5,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 200 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,025 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $5,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 570 | $5,000 | thousands by filing date | |
| TCW EMERGING MKTS INC FUND | 87234N351 | FD | 479 | $5,000 | thousands by filing date | |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 770 | $5,000 | thousands by filing date | |
| JPMORGAN GL RESEARCH ENHANCED INDEX FD | 46637K513 | COMMON | 249 | $5,000 | thousands by filing date | |
| Constantine Metal Resources Lt | 210317103 | COM | 50,000 | $5,000 | thousands by filing date | |
| #N/A | 44103406 | EQUITY | 200 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Columbia Global Dividend | 19765P216 | PUT | 298 | $5,000 | thousands by filing date | |
| American Century Government Bond | 025081753 | COM | 487 | $5,000 | thousands by filing date | |
| Epsilon Energy Ltd | 294375100 | COM | 1,825 | $5,000 | thousands by filing date | |
| Market Vectors Mstar Wide Moat ETF | 148552102 | COM | 158 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 57 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $4,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 76 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 100 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 29 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 300 | $4,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $4,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 73 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 115 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48 | $4,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 300 | $4,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 133 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 100 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 25 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 96 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 91 | $4,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 200 | $4,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 304 | $4,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 158 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 200 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 100 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 52 | $4,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,016 | $4,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,636 | $4,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 179 | $4,000 | thousands by filing date | |
| MFS INTERNATIONAL INTRINSIC EQUITY I | 55273E822 | NTF EQUITY FUNDS | 113 | $4,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 176 | $4,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 64 | $4,000 | thousands by filing date | |
| PIMCO INCOME FUND CLASS P | 72201M719 | SHS | 337 | $4,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $4,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 300 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 174 | $4,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 86 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 300 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 168 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 200 | $4,000 | thousands by filing date | |
| Kaminak Gold Corp. | 48356P202 | COM | 6,000 | $4,000 | thousands by filing date | |
| JPMORGAN EUROPE DYNAMIC L | 4812A0680 | JFEIX | 175 | $4,000 | thousands by filing date | |
| BROWN ADVISORY WMC JAPAN ALPHA OPPORTUNITIES | 115233579 | Com | 328 | $4,000 | thousands by filing date | |
| iShares US Telecommunications ETF | 354602104 | Exchange Traded Fund | 191 | $4,000 | thousands by filing date | |
| JPMorgan Mortgage-Backed Securities A | 4812C1207 | COM | 387 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 75 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 107 | $3,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25 | $3,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 89 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 55 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 42 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 112 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 995 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 200 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 150 | $3,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 284 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 121 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $3,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 65 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,609 | $3,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 85 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 171 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 240 | $3,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 88 | $3,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 250 | $3,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 200 | $3,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 88 | $3,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 86 | $3,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $3,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 424 | $3,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 500 | $3,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,000 | $3,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 300 | $3,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $3,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,000 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 200 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,622 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 200 | $3,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004205 | ADR | 50 | $3,000 | thousands by filing date | |
| Bank of America Corp. | 60505682 | PFD CV | 3 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 117 | $3,000 | thousands by filing date | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 217 | $3,000 | thousands by filing date | |
| PUTNAM FDS TR CAP SPR | 74676P151 | MUTUAL | 83 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,446 | $3,000 | thousands by filing date | |
| JANUS HENDERSON HIGH-YIELD FD T | 471023762 | Com | 294 | $3,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 411 | $3,000 | thousands by filing date | |
| Centre American Select Equity | 156287104 | PUT | 214 | $3,000 | thousands by filing date | |
| Otsuka Holdings | OTSKF | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ING Global Real Estate W | 92914A604 | COM | 174 | $3,000 | thousands by filing date | |
| Nebraska Invs Quality Tx Ex Ut Ser 6 | 639675214 | INCOME SECS INC | 10 | $3,000 | thousands by filing date | |
| Rydex Inverse Govt Long Bond Strategy | 783554702 | COM | 69 | $3,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,007 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 19 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 300 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56 | $2,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 35 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 915 | $2,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 90 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 54 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 44 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $2,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 27 | $2,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 61 | $2,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 144 | $2,000 | thousands by filing date | |
| HSBC Holdings PLC | 000540528 | Common Stock - Foreign | 240 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 86 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 35 | $2,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| GATEWAY Y | 367829884 | EQUITY FUNDS | 74 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 700 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE ADVANTAGE A | 277923660 | NTF BOND FUNDS | 219 | $2,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 40 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 150 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 66 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING RATE I | 277911491 | BOND FUNDS | 278 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 500 | $2,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500 | $2,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 200 | $2,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 360 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 510 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 200 | $2,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 60 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $2,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 337 | $2,000 | thousands by filing date | |
| SOUTHERN CONN BANCORP INC | 84264A102 | COM | 538 | $2,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 54 | $2,000 | thousands by filing date | |
| PIMCO FOREIGN BD FD P | 72201M784 | MUTUAL | 224 | $2,000 | thousands by filing date | |
| USAA TAX EXEMPT LONG TERM FUND | 903289106 | Com | 149 | $2,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 10,000 | $2,000 | thousands by filing date | |
| METROPOLITAN WEST | 592905848 | MUTUAL FUNDS - | 192 | $2,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 50 | $2,000 | thousands by filing date | |
| BlackRock High Yield Bond Inst | 091929638 | Com | 199 | $2,000 | thousands by filing date | |
| HUTTON TEL TR UT1ST TXFREE10 | 447900101 | COM | 625 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100 | $2,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 160 | $2,000 | thousands by filing date | |
| PIMCO Global Bond Opportunities Fund US DollarHedged | 693390130 | FUND | 235 | $2,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 138 | $2,000 | thousands by filing date | |
| ING International Value Equity C | 92913X837 | COM | 73 | $2,000 | thousands by filing date | |
| Alliancebern Large Cap Growth C | 01877C309 | COM | 71 | $2,000 | thousands by filing date | |
| Franklin Natural Resources A | 354713604 | COM | 61 | $2,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 11 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 9 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 18 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 262 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 14 | $1,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 11 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 21 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 38 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 190 | $1,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 111 | $1,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 10 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 86 | $1,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 50 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 230 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EL CAPITAN PRECIOUS METALS INC COM | 282812106 | COM | 9,500 | $1,000 | thousands by filing date | |
| DODGE & COX BALANCED I | 256201104 | EQUITY FUNDS | 5 | $1,000 | thousands by filing date | |
| VICTORY 500 INDEX MEMBER | 903288884 | EQUITY FUNDS | 19 | $1,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 47 | $1,000 | thousands by filing date | |
| SCHWAB DIVIDEND EQUITY | 808509657 | SCHWAB MUTL FUNDS | 31 | $1,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 26 | $1,000 | thousands by filing date | |
| VICTORY HIGH INCOME | 903288843 | NTF BOND FUNDS | 71 | $1,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO REAL RETURN INSTL | 693391104 | BOND FUNDS | 112 | $1,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED FUND CLASS T | 471023879 | OPEN END TAXABLE NO LOAD FUND | 39 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 37 | $1,000 | thousands by filing date | |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | 577130834 | Mutual Fund | 43 | $1,000 | thousands by filing date | |
| VANGUARD HIGH-YIELD TAX-EXEMPT | 922907407 | MFB | 86 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,000 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 84 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 650 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 35 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 48 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 75 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 52 | $1,000 | thousands by filing date | |
| ArtioGlobalInvestmentFunds | 04315J860 | COMMON | 68 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 50 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 50 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 3,210 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 85 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 2,305 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 37 | $1,000 | thousands by filing date | |
| BENGUET CORP - CLASS B 3. | 81851206 | EQUITY | 5,000 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 49 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIM CNSLR SELCT RL ES | 00141A545 | MUTUAL | 67 | $1,000 | thousands by filing date | |
| USAA INCOME FUND | 903288207 | Com | 44 | $1,000 | thousands by filing date | |
| USAA INCOME STOCK FUND | 903288603 | Com | 32 | $1,000 | thousands by filing date | |
| VANGUARD INDEX SM CAP STK PT | 922908702 | MUT | 10 | $1,000 | thousands by filing date | |
| PURE BIOSCIENCE INC | 74621T209 | COM NEW | 2,010 | $1,000 | thousands by filing date | |
| LAZARD FDS INC EMKTS EQBL OPN | 52106N418 | MF | 85 | $1,000 | thousands by filing date | |
| Fidelity Short-Term Bond Fd | 316146208 | COM | 146 | $1,000 | thousands by filing date | |
| MATTHEWS ASIA DIVIDEND INSTL | 577130750 | MIPIX | 40 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS | 09256H328 | CL | 107 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 44 | $1,000 | thousands by filing date | |
| AMG YACKTMAN FOCUSED N | 00170K570 | MFA | 61 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 200 | $1,000 | thousands by filing date | |
| FIDELITY ADVISOR MATERIALS | 316390277 | COM | 7 | $1,000 | thousands by filing date | |
| VOYA GLOBAL REAL ESTATE CL I | 92914A885 | Mutual Fund | 76 | $1,000 | thousands by filing date | |
| Crow Point Defined Risk Global Equity Income Fund CL I | 66538A562 | EQUITY | 87 | $1,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 200 | $1,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 33 | $1,000 | thousands by filing date | |
| Saratoga Tech & Comm | 803431675 | COM | 53 | $1,000 | thousands by filing date | |
| Columbia Asia Pacific Ex-Japan R5 | 19763P572 | CL B | 37 | $1,000 | thousands by filing date | |
| Equity Income Fund | 294700422 | COM PAR NEW $1 | 447 | $1,000 | thousands by filing date | |
| BlackRock Global Allocation B | 09251T202 | MBS ETF | 29 | $1,000 | thousands by filing date | |
| Stellar Biotechnologies Inc | 85855A104 | COM | 1,000 | $1,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP | 546347905 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRONE AVIATION HOLDING CORP | 262100100 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON GROUP PLC | 47103C746 | ETF | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHESTRA THERAPEUTC XXXREGISTRATION REVOKED BY THE SEC EFF: 06/28/12 | 68573E103 | COMMON STOCK | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GO SOLAR USA INC | 38019R109 | STOK | 1,395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS CAP TR PFD SER M 6 | 52520E200 | Preferred | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NORTH EAST PETE HLDGS LT COM | 16941G102 | Common Stock | 11,176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ACORN FUND INSTITUTIONAL CLASS | 197199409 | OPEN END TAXABLE NO LOAD FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549104 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 492 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Transatlantic Petroleum Ltd | 893522201 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHYTHMS NETCONNECTIONS INC | 762430205 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYNAS CORPORATION LTD SHS | Q5683J103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC774 | PRF | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 | 52520b206 | PREFERRED EQUITY | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVITT CAP GROUP INC COM | 29413n109 | COMMON EQUITY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW Emerging Markets Income Fu | 87234N765 | MF | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Ritar Power Corp | 169423100 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Ginnie Mae Fund | 31617K105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fractional RMR Real Estate Income Fund Shares | HGK70B105 | Com | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDIUM WORLD COMM CL AF | G49398103 | FGO | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHARM HOLDINGS INC | 460588106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAUER ENERGY INC | 804136109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELMOBILITY INC | 98400L103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA MID-CAP OPPORTUNITIES FUND CLASS I | 92913K850 | Mutual Fund | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 2,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMY INTL INC NEW | 75971M108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onyx Svc & Solutions Inc | 683401103 | Com | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sefe Inc XXX Registration Revoked BY | 815787106 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Datatel International Restricted Shares | 238138994 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH THERAPEUTICS INC | 03939W109 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGFEED INDS INC | 00846L101 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG YUAN HOLDING GROUP COM PAR $0.001 | 156732406 | Stock | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHAROL SGPS SA ADR | 717143101 | COM | 1,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES XXXREGISTRATION REVOKED BY SEC EFF 05/28/14 | 941990780 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO DISNEY SCA OXXX | F26387658 | UFO | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INVT GLB BALA | 88019R583 | MF | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRACLE ENTERTAINMENT INC NON-TRANSFERABLE | 604593103 | EQUITY | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEX INC COM NEW | 31674203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Lone Star Gold Inc | 542281100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Buzz Technologies Inc | 12428P103 | COM | 46,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cloud Security Corporation | 18911V200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| New Hope Corporation Limited | NHPEF | PUT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Zap.Com Corporation | 989063102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWI Corporation (NV) | 233356104 | S&P 100 ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Camera Corp Escrow (NV) | 206156994 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Patch International Inc (NV) | 703012302 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Independent Tankers | ITKSF | BRCLYS INTER ETF | 680 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Montalvo Spirits, Inc. | 611862103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| General Motors Corp Escrow (NV) | 370ESCAR6 | PUT | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| America's Suppliers Inc | 03063J106 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lifepoint Inc | 53215R100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MediaG3 Inc | 58448D109 | SH BEN INT | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOGEN INC | 60975V106 | SPONSORED ADS | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ENERGY SOLUTIONS COM | 45825V109 | COM | 330,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Euro Disney Sca Ord | F26387104 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Andalay Solar Inc | 33355108 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| TopBuild Corporation | 058264102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Origin Agritech Limited | 159569102 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nyxio Technologies Corp | 67086D305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leh Brothers 6.375% Pfd K | LEHKQ | PREf | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Lehman Bros Cap 6.375% 10/31/52 | LEHLQ | PREF | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Stratex Oil & Gas Holdings, Inc | STTX | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Western Pacific Resources Corp | WRPSF | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| TriMetals Mining Inc. | 89626T202 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Top Tankers Inc | Y8897Y107 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIMETALS MINING INC COM | 89626T103 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-15-000009 | this filing | 2015-08-06 | acceptance time not in the bulk data set |