13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-06, with 1,485 holding rows worth $580,146,000.
- Accession
- 0001363561-15-000009
- Filer
- CIK 1363561
- Filed
- 2015-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,502 entries on the cover page, a total value of $580,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $580,161,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYMANTEC CORP | 871503108 | COM | 1,600 | $37,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,050 | $37,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,015 | $36,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 265 | $36,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 395 | $36,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,503 | $36,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,067 | $36,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 750 | $36,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 934 | $36,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 354 | $36,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES OPPS INV A | 091937573 | NTF EQUITY FUNDS | 638 | $36,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,800 | $36,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 300 | $36,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 630 | $35,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 400 | $35,000 | thousands by filing date | |
| VANGUARD EQUITY-INCOME INV | 921921102 | EQUITY FUNDS | 1,130 | $35,000 | thousands by filing date | |
| Loomis Sayles Strategic Income Y | 543487250 | MF | 2,197 | $35,000 | thousands by filing date | |
| HARBOR CORE PLUS INSTITUTIONAL | 411511108 | BOND | 2,868 | $35,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 1,400 | $35,000 | thousands by filing date | |
| WESTPORT SMCAP FD | 961323201 | MUTUAL | 1,889 | $35,000 | thousands by filing date | |
| Fairholme Fund | 304871106 | COM | 1,009 | $35,000 | thousands by filing date | |
| FRANKLIN CA TAX FREE INTERMEDIATE TERM A1 | 352519300 | Mutual Fund | 2,918 | $35,000 | thousands by filing date | |
| Putnam Us Govt Income Trust C | 746885102 | COM | 2,594 | $35,000 | thousands by filing date | |
| Franklin Ca Tax Free | FKTCZ | COM | 4,680 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEAR CORP COM NEW | 521865204 | Stock | 300 | $34,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 1,300 | $34,000 | thousands by filing date | |
| FIDELITY DIVIDEND GROWTH | 316389402 | EQUITY FUNDS | 1,000 | $34,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 3,412 | $34,000 | thousands by filing date | |
| LEGG MASON PARTNERS INCOME T | 52469L868 | WA INTR MUN FD C | 5,224 | $34,000 | thousands by filing date | |
| Aquila Tax Free Fd Colorado Cl Y | 03842A608 | Mutual Fund | 3,196 | $34,000 | thousands by filing date | |
| MFS High Yield Opportunities C | 552984882 | COM | 5,310 | $34,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 527 | $33,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 286 | $33,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,360 | $33,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 646 | $33,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,577 | $33,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,990 | $33,000 | thousands by filing date | |
| TripAdvisor Inc | 89417T106 | COM | 376 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $32,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $32,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,200 | $32,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 902 | $32,000 | thousands by filing date | |
| T. ROWE PRICE SCIENCE & TECH | 77957M102 | Mutual Fund | 824 | $32,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 1,300 | $32,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE-TERM INV | 922031885 | COM | 3,254 | $32,000 | thousands by filing date | |
| FED HER KAUFMAN SMALL CAP-A | 314172636 | COM | 1,134 | $32,000 | thousands by filing date | |
| Ivy Fds Energy Fd Cl Y | 466000361 | Mutual Fund | 2,280 | $32,000 | thousands by filing date | |
| Gabelli Equity Income I | 36239T848 | COM | 1,071 | $32,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 700 | $31,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,000 | $31,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,012 | $31,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $31,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 545 | $31,000 | thousands by filing date | |
| Loomis Sayles Investment Grade Bd C | 543487235 | COM | 2,769 | $31,000 | thousands by filing date | |
| PIMCO RAE Fundamental PLUS Inst | 72201F854 | COM | 4,716 | $31,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 270 | $30,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,301 | $30,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 710 | $30,000 | thousands by filing date | |
| JOHN HANCOCK S/C EQUITY FD -A | 409905700 | COMMON | 835 | $30,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 1,250 | $30,000 | thousands by filing date | |
| WESTERN ASSET CORE PLUS BOND I | 957663503 | WACPX | 2,640 | $30,000 | thousands by filing date | |
| American Century Ginnie Mae Inv Fund | 025081605 | COM NEW | 2,817 | $30,000 | thousands by filing date | |
| PACE Municipal Fixed Income A | 69373W525 | COM | 2,314 | $30,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,055 | $29,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 690 | $29,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 330 | $29,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,312 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 456 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,165 | $29,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 309 | $29,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 300 | $28,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 101 | $28,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 322 | $28,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,620 | $28,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $28,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 948 | $28,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 2,264 | $28,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 4,120 | $28,000 | thousands by filing date | |
| L Brands Inc | 502470107 | COM | 326 | $28,000 | thousands by filing date | |
| Pioneer High Yield Fund Class C | 72369B307 | EMRG MKTS INFR | 2,746 | $28,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $27,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,200 | $27,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 600 | $27,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 796 | $27,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 392 | $27,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 580 | $27,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 385 | $27,000 | thousands by filing date | |
| FIDELITY CAP APPRECIATION FD | 316066109 | MUTUAL FUNDS | 703 | $27,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 300 | $27,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 620 | $27,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 1,200 | $27,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 6,736 | $27,000 | thousands by filing date | |
| T Rowe Price S/T Bond | 77957P105 | COM | 5,585 | $27,000 | thousands by filing date | |
| Oppenheimer Equity Inc | QCV3Z | COM | 851 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUCOR CORP COM | 670346105 | Stock | 600 | $26,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 264 | $26,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 300 | $26,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 450 | $26,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,000 | $26,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 400 | $26,000 | thousands by filing date | |
| NATIXIS LOOMIS SAYLES INV GRAD | 543487144 | ETF | 2,249 | $26,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,040 | $26,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 2,904 | $26,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 150 | $26,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,053 | $26,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $26,000 | thousands by filing date | |
| Sch Moderately Agg Port | 485305205 | PUT | 1,063 | $26,000 | thousands by filing date | |
| Sch Conservative Port | 485305502 | PUT | 1,525 | $26,000 | thousands by filing date | |
| Age-Based Index 11-14 | 529ABI40 | PUT | 1,970 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eaton Vance High Income Opportunities C | 277911608 | PUT | 5,654 | $26,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 248 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,120 | $25,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,603 | $25,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 510 | $25,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 360 | $25,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,200 | $25,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,000 | $25,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 400 | $25,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 631 | $25,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 800 | $25,000 | thousands by filing date | |
| AMERICAN CENTURY ULTRA INV | 025083882 | NTF EQUITY FUNDS | 672 | $25,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,000 | $25,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,000 | $25,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 1,000 | $25,000 | thousands by filing date | |
| Corts Bellsouth 7.00% | KTBA | COM | 900 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FS KKR CAPITAL CORP II NSA | 36966F102 | Stock | 2,376 | $25,000 | thousands by filing date | |
| MFS UTILITIES FUND CLASS C | 552986705 | MUT | 1,198 | $25,000 | thousands by filing date | |
| Ivy Asset Strategy B | 466000742 | PUT | 1,026 | $25,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 152 | $24,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 175 | $24,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $24,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,813 | $24,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 632 | $24,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 500 | $24,000 | thousands by filing date | |
| ARTISAN INTL VALUE FUND-INV | 04314H881 | COMMON | 662 | $24,000 | thousands by filing date | |
| Southern CA Ed Pfd 4.78% | 842400509 | COM | 1,000 | $24,000 | thousands by filing date | |
| FPA Crescent Fund | FPC1Z | COM | 711 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 200 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 425 | $23,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 3,000 | $23,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 250 | $23,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 241 | $23,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,000 | $23,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 680 | $23,000 | thousands by filing date | |
| PIONEER HIGH YIELD A | 72369B109 | MFF | 2,304 | $23,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 214 | $22,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 160 | $22,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 177 | $22,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 580 | $22,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 500 | $22,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 501 | $22,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,848 | $22,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 334 | $22,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 555 | $22,000 | thousands by filing date | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 2,333 | $22,000 | thousands by filing date | |
| Columbia Acorn Tr Fund Cl A | 197199102 | mf | 711 | $22,000 | thousands by filing date | |
| JANUS HENDERSON GLOBAL R | 471023309 | NTF EQUITY FUNDS | 325 | $22,000 | thousands by filing date | |
| Age-Based Growth 15-18 Years | 529AGB15 | COM | 2,009 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Sch Moderate Port | 813700018 | PUT | 1,040 | $22,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 260 | $21,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 305 | $21,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 700 | $21,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 420 | $21,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,154 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 347 | $21,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $21,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $21,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 150 | $21,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 510 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 180 | $21,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | principal |
| XEROX CORP | 984121103 | COM | 2,013 | $21,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 500 | $21,000 | thousands by filing date | |
| VANGUARD HIGH DIVID YLD INDEX FD INV CL | 921946505 | Mutual Fund | 785 | $21,000 | thousands by filing date | |
| Wells Fargo Advantage Enterprise Inv | 949915383 | COM | 449 | $21,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 413 | $20,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 332 | $20,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 400 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 507 | $20,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,925 | $20,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,000 | $20,000 | thousands by filing date | |
| OAKMARK GLOBAL FUND | 413838830 | MUTUAL | 692 | $20,000 | thousands by filing date | |
| Vanguard Annuity REIT | VANGD1470 | COM | 393 | $20,000 | thousands by filing date | principal |
| Vanguard Short Term Bond | 921937207 | S&P 500 ETF SHS | 1,887 | $20,000 | thousands by filing date | |
| BB&T Corporation Pfd 5.2% | 54937800 | PREF | 850 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 303 | $19,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 353 | $19,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,000 | $19,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 400 | $19,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 175 | $19,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $19,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $19,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 334 | $19,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 1,518 | $19,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 562 | $19,000 | thousands by filing date | |
| JANUS HENDERSON OVERSEAS FUND CLASS T | 471023846 | OPEN END TAXABLE NO LOAD FUND | 583 | $19,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,000 | $19,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 800 | $19,000 | thousands by filing date | |
| PRUDENTIAL SHORT-TERM CORPO | 74441R102 | MUTUAL FUNDS | 1,711 | $19,000 | thousands by filing date | |
| Nuveen NY Municipal Bond I | 67065N647 | COM | 1,708 | $19,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 185 | $18,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 164 | $18,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 230 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 81 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 746 | $18,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 450 | $18,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,300 | $18,000 | thousands by filing date | |
| MFS GROWTH FUND | 552985103 | Common, Large Cap Growth | 254 | $18,000 | thousands by filing date | |
| VALUE LINE SMALL-CAP OPPORTUNITIES FUND INVESTOR CLASS | 920454105 | OPEN END TAXABLE NO LOAD FUND | 360 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $18,000 | thousands by filing date | |
| GLACIER WATER 9.06% A | 376398202 | PREFERR | 716 | $18,000 | thousands by filing date | |
| Fidelity California Municipal Income (FCTFX) | 316061209 | Mutual Fund | 1,413 | $18,000 | thousands by filing date | |
| Bridgeway Ultra Small Company Fund | 108747403 | COM | 1,106 | $18,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,000 | $17,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 478 | $17,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 500 | $17,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 658 | $17,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,554 | $17,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 1,100 | $17,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,000 | $17,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $17,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 300 | $17,000 | thousands by filing date | |
| THIRD AVENUE VALUE INSTL | 884116104 | Common Stock | 300 | $17,000 | thousands by filing date | |
| BLACKROCK EQUITY DIVIDEND FUND INST'L CLASS | 09251M504 | Mutual Fund | 680 | $17,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 254 | $17,000 | thousands by filing date | |
| Accessor Intermediate Fixed Income | 349913285 | COM | 1,546 | $17,000 | thousands by filing date | |
| Royce Premier Fund | RYP1Z | PUT | 847 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JP Morgan Core Bond C | 4812C0373 | COM | 1,454 | $17,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 717 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 439 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $16,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $16,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 434 | $16,000 | thousands by filing date | |
| JANUS HENDERSON TRITON T | 471023549 | COM | 642 | $16,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 259 | $16,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 30,000 | $16,000 | thousands by filing date | |
| ARTIO GLOBAL HIGH INCOME FUND | 04315J878 | MUTUAL FUNDS | 1,647 | $16,000 | thousands by filing date | |
| PROFUNDS ULTRANASDAQ-100 INV | 743185860 | NTF EQUITY FUNDS | 168 | $16,000 | thousands by filing date | |
| Natixis Loomis Sayles Strategic Income Fund | 543487284 | common | 1,045 | $16,000 | thousands by filing date | |
| BofA Preferred | 60505740 | PFD | 1,000 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $15,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $15,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $15,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 391 | $15,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 200 | $15,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 375 | $15,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 430 | $15,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 946 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300 | $15,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 610 | $15,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 361 | $15,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 1,416 | $15,000 | thousands by filing date | |
| SCHWAB MARKETTRACK ALL EQUITY | 808509814 | SCHWAB MUTL FUNDS | 859 | $15,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,362 | $15,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 1,514 | $15,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $15,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 575 | $15,000 | thousands by filing date | |
| USAA INTERMEDIATE TERM BOND FUND | 903288835 | Com | 1,414 | $15,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,424 | $15,000 | thousands by filing date | |
| AMERICAN CENTURY VALUE INV | 025076506 | MFA | 1,812 | $15,000 | thousands by filing date | |
| JPMorgan Unconstr Debt I | 48121A290 | Common Stock | 1,551 | $15,000 | thousands by filing date | |
| RBC Funds Enterprise I | 74926P803 | COM | 642 | $15,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 748 | $14,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 160 | $14,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 160 | $14,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 140 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 194 | $14,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,531 | $14,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 331 | $14,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,607 | $14,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 268 | $14,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,000 | $14,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 191 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,838 | $14,000 | thousands by filing date | |
| FRANKLIN GROWTH OPPORTUNITIES A | 354713687 | NTF EQUITY FUNDS | 419 | $14,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,000 | $14,000 | thousands by filing date | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 1,224 | $14,000 | thousands by filing date | |
| Hennessy Focus Investor Cl | 42588P700 | Mutual Fund | 200 | $14,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 193 | $13,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 250 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 184 | $13,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 322 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 400 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 300 | $13,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 700 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $13,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 281 | $13,000 | thousands by filing date | |
| DFA GLOBAL EQUITY I | 25434D674 | EQUITY FUNDS | 677 | $13,000 | thousands by filing date | |
| PGIM JENNISON MID-CAP GROWTH Z | 74441C808 | EQUITY FUNDS | 304 | $13,000 | thousands by filing date | |
| VOYA GNMA INCOME A | 92913L692 | NTF BOND FUNDS | 1,508 | $13,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,143 | $13,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 300 | $13,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 5,000 | $13,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 500 | $13,000 | thousands by filing date | |
| Hospitality Properties Trust- | 44106M607 | PFD | 500 | $13,000 | thousands by filing date | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 500 | $13,000 | thousands by filing date | |
| HEARTLAND VALUE INVESTOR | 422359109 | HRTVX | 291 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN MULTI-CAP OPP I | 64122Q309 | EQUITY FUNDS | 800 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION PF | 60505617 | PREFERR | 500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Hillman Funds Focused Advantage Fund | 43162P108 | COM | 701 | $13,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 145 | $12,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 810 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 620 | $12,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $12,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $12,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 471 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 120 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 400 | $12,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,272 | $12,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 329 | $12,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $12,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 450 | $12,000 | thousands by filing date | |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 533 | $12,000 | thousands by filing date | |
| COLUMBIA LARGE CAP GROWT | 19765P695 | NTF EQUITY FUNDS | 334 | $12,000 | thousands by filing date | |
| JANUS HENDERSON MID CAP VALUE FUND CL I N/L | 47103C241 | Mutual Fund (Open End) - No Load | 609 | $12,000 | thousands by filing date | |
| Vanguard Annuity Money Market | VANGD0640 | COM CL A | 6,184 | $12,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 104 | $11,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $11,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $11,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 280 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 205 | $11,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 636 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 214 | $11,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $11,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $11,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 171 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $11,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,570 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $11,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $11,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,266 | $11,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 425 | $11,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 344 | $11,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 800 | $11,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 300 | $11,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 902 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 855 | $11,000 | thousands by filing date | |
| FRANKLIN FEDERAL TAX FREE INCOME FUND CL A | 353519101 | Com | 897 | $11,000 | thousands by filing date | |
| Stratton Fds Inc Small-Cap | 863137105 | MF | 152 | $11,000 | thousands by filing date | |
| INVESCO TECHNOLOGY INVESTOR | 00142F659 | MFA | 287 | $11,000 | thousands by filing date | |
| TCW FDS TTL RTN BD N | 87234N641 | MUTUAL | 1,000 | $11,000 | thousands by filing date | |
| American Century: Benham Short | 025081506 | COM NEW | 1,120 | $11,000 | thousands by filing date | |
| First Trust UIT | 33735N375 | COM | 11 | $11,000 | thousands by filing date | |
| PUTNAM INVT FDS INTL GROWTH A | 746802206 | COM | 540 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $10,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 91 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 60 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $10,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $10,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 132 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 780 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,950 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 656 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $10,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 500 | $10,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,425 | $10,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $10,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 130 | $10,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $10,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 605 | $10,000 | thousands by filing date | |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 507 | $10,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 382 | $10,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND N | 258620855 | NTF BOND FUNDS | 998 | $10,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 971 | $10,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND I | 258620863 | COM | 983 | $10,000 | thousands by filing date | |
| COLUMBIA LARGE CAP INDEX INST | 19765H321 | EQUITY FUNDS | 254 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 950 | $10,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $10,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 390 | $10,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 200 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 282 | $10,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 220 | $10,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 941 | $10,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 1,429 | $10,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 152 | $10,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 400 | $10,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| MERGER FUND SBI | 589509108 | MUTUAL | 604 | $10,000 | thousands by filing date | |
| ROYCE FD PREMIER SER | 780905600 | MUTUAL | 492 | $10,000 | thousands by filing date | |
| BARON GROWTH INSTL | 068278704 | BGRIX | 137 | $10,000 | thousands by filing date | |
| AMERICAN FUNDS BOND FUND OF AMER F1 | 097873400 | NTF BOND FUNDS | 750 | $10,000 | thousands by filing date | |
| METROPOLITAN WEST HIGH YIELD BOND M | 592905871 | MFF | 1,070 | $10,000 | thousands by filing date | |
| AEGON 6.5% Pfd | 7924400 | PREF | 400 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Putnam Global Financial A | 746764711 | COM | 784 | $10,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 100 | $9,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 53 | $9,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 87 | $9,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 60 | $9,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 955 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $9,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 150 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 49 | $9,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 127 | $9,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 137 | $9,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 150 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 880 | $9,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 800 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $9,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 150 | $9,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 500 | $9,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 210 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $9,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,360 | $9,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $9,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 200 | $9,000 | thousands by filing date | |
| Arc Resources Ltd. | 00208D408 | COM | 500 | $9,000 | thousands by filing date | |
| FIDELITY STRATEGIC INCOME FD | 31638R303 | FD | 875 | $9,000 | thousands by filing date | |
| Blackrock Total Return Fd | 09252M743 | Com | 775 | $9,000 | thousands by filing date | |
| Columbia Fds Tr II MA Eqty Value Cl A | 19766F878 | Mutual Fund | 756 | $9,000 | thousands by filing date | |
| DWS CA Tax Free Income Fund Cl S | SDC1Z | BRC HGH YLD BD | 1,156 | $9,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| SENTINEL GROUP FDS INC TOTAL R ETURN BD I | 817270333 | COM | 853 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $8,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 150 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 512 | $8,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 214 | $8,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $8,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,200 | $8,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 870 | $8,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 195 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $8,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $8,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 3,874 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $8,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150 | $8,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $8,000 | thousands by filing date | |
| Goldman Sachs Tr Growth Opport | 38142y104 | MUT | 330 | $8,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 350 | $8,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 189 | $8,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 278 | $8,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 443 | $8,000 | thousands by filing date | |
| HENNESSY GAS UTILITY INVESTOR | 42588P833 | MFA | 285 | $8,000 | thousands by filing date | |
| CGM FOCUS FUND | 125325506 | EF | 193 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 90 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 69 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $7,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $7,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 250 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 160 | $7,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $7,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 312 | $7,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 164 | $7,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 130 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $7,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 171 | $7,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,000 | $7,000 | thousands by filing date | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 373 | $7,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 156 | $7,000 | thousands by filing date | |
| PGIM TOTAL RETURN BOND A | 74440B108 | NTF BOND FUNDS | 526 | $7,000 | thousands by filing date | |
| JPMORGAN MID CAP VALUE FD-A | 339128308 | FD | 192 | $7,000 | thousands by filing date | |
| VANGUARD GNMA ADM | 922031794 | Mutual Funds | 694 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 300 | $7,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 226 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 700 | $7,000 | thousands by filing date | |
| Australia & New Zealand Banking ADS | 52528304 | ADR | 265 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| Federated Total Ret Gov Fund #647 | 31429A105 | Com | 602 | $7,000 | thousands by filing date | |
| Gotham Absolute Return Fund In | 360873137 | COM | 533 | $7,000 | thousands by filing date | |
| VIRTUS NEWFLEET MULTI-SECTOR S/T BD A | 92828R644 | NTF BOND FUNDS | 1,372 | $7,000 | thousands by filing date | |
| BARON ASSET FUND | 068278100 | Com | 103 | $7,000 | thousands by filing date | |
| VANGUARD EXPLORER INV | 921926101 | EQUITY FUNDS | 71 | $7,000 | thousands by filing date | |
| KBS REIT II NSA | 48299L102 | Stock | 1,130 | $7,000 | thousands by filing date | |
| JPMORGAN MRKT EXPAN ENH INDX F | 4812C1637 | Mutual Fund | 502 | $7,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-15-000009 | this filing | 2015-08-06 | acceptance time not in the bulk data set |