13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-16, with 823 holding rows worth $414,485,000.
- Accession
- 0001363561-14-000008
- Filer
- CIK 1363561
- Filed
- 2014-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 838 entries on the cover page, a total value of $414,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $414,475,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Impax Laboratories | IPXL | COM | 500 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 96 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 101 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 121 | $11,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 800 | $11,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $11,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 325 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $11,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 202 | $11,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 400 | $11,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 400 | $11,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 64 | $11,000 | thousands by filing date | |
| Endo Health Solutions Inc. | ENDP | COM | 160 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShares Emerg Mkts Infrastructure | PXR | COM | 300 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rent-A-Center Inc | RCII | COM | 368 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FEDEX CORP COM | 31428X106 | Stock | 60 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $10,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $10,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 220 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 625 | $10,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 442 | $10,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 600 | $10,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $10,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $10,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 470 | $10,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 200 | $10,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $10,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $10,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,000 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 167 | $10,000 | thousands by filing date | |
| ***SEASPAN CORPORATION | Y75638125 | PRD | 370 | $10,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 400 | $10,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| RIO TINTO | 204412209 | EQFOR | 200 | $10,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 87 | $9,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 78 | $9,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $9,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $9,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 93 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 870 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 132 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 95 | $9,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 605 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 325 | $9,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 63 | $9,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $9,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 782 | $9,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 200 | $9,000 | thousands by filing date | |
| Nuance Communications Inc | 669967101 | COM | 600 | $9,000 | thousands by filing date | |
| Science Applications | SAIC | COM | 214 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GasLog Partners LP | GLOP | COM | 300 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $8,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $8,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $8,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $8,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 579 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 165 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $8,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $8,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 100 | $8,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $8,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 350 | $8,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 3,522 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $8,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 350 | $8,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 2,000 | $8,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 400 | $8,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 189 | $8,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 278 | $8,000 | thousands by filing date | |
| Pimco Income Opp Fund | PKO | COM | 300 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAIN STR CAP CORP | 56035L104 | COM | 220 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 567 | $7,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 200 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 100 | $7,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,350 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 125 | $7,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 483 | $7,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 215 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 916 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,057 | $7,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 69 | $7,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $7,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 265 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 555 | $7,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| Epsilon Energy Ltd | EPSEF | COM | 1,825 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KBS REIT II NSA | 48299L102 | Stock | 1,130 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $6,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50 | $6,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 50 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 42 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 90 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 114 | $6,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 600 | $6,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 122 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $6,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 100 | $6,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 50 | $6,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,609 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 109 | $6,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 366 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,600 | $6,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 169 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 75 | $6,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 500 | $6,000 | thousands by filing date | |
| Pengrowth Energy Trust | 706902301 | COM | 1,200 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 101 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 170 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 103 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 73 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 75 | $5,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 115 | $5,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 165 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 556 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 400 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $5,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 361 | $5,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 171 | $5,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 17 | $5,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 158 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 240 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 250 | $5,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 100 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 360 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 80 | $5,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 50 | $5,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 500 | $5,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 200 | $5,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 200 | $5,000 | thousands by filing date | |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 716 | $5,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 10,000 | $5,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 52 | $4,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 36 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,500 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 200 | $4,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 175 | $4,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 52 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 126 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48 | $4,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 300 | $4,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 133 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 100 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165 | $4,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 250 | $4,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71 | $4,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 533 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $4,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 49 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 187 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 34 | $4,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 220 | $4,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 48 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 262 | $4,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100 | $4,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 300 | $4,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 75 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 212 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 171 | $4,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 84 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 300 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 215 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 974 | $4,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 200 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 168 | $4,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 50 | $4,000 | thousands by filing date | |
| Rosetta Resources Inc | ROSE | COM | 90 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PacWest Bancorp | PACW | COM | 96 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tencent Holdings Adr F Unsponsored Adr | TCEHY | COM | 250 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ServiceNow,Inc. | 81762P102 | COM | 57 | $3,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 145 | $3,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 70 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 235 | $3,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 44 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 46 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 33 | $3,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 200 | $3,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 222 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 101 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 42 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 219 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 44 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 121 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 809 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $3,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 85 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 171 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 99 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 290 | $3,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 47 | $3,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 200 | $3,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 88 | $3,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 86 | $3,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $3,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 424 | $3,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 52 | $3,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 500 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 204 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 600 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300 | $3,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 100 | $3,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 200 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 100 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 36 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,500 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 342 | $3,000 | thousands by filing date | |
| APEX SILVER MINES LTD | G04074103 | QUESTIONABLE VA | 300 | $3,000 | thousands by filing date | |
| Equinix Inc | 29444U106 | COM | 15 | $3,000 | thousands by filing date | |
| Delaware Enhanced Global Divide | DEX | COM | 284 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Scholastic Corporation | SCHL | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 1,700 | $3,000 | thousands by filing date | |
| iShares MSCI Germany Index | EWG | PMSF | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| First Trust ISE-Revere Natural Gas | FCG | COM | 170 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Independence Bank | 45340P108 | COM | 250 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 23 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 240 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 45 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 224 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 18 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 250 | $2,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 61 | $2,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 200 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 80 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 35 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 250 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 100 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 337 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 85 | $2,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 54 | $2,000 | thousands by filing date | |
| LYNAS CORPORATION LTD SHS | Q5683J103 | COM | 24,200 | $2,000 | thousands by filing date | |
| Harbinger Group Inc | 012489153 | COM | 160 | $2,000 | thousands by filing date | |
| Polypore International | PPO | COM | 49 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| La-Z-Boy Inc | LZB | COM | 100 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Market Vectors Agribusiness ETF | MOO | COM | 46 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 77 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 77 | $2,000 | thousands by filing date | |
| EGShares Emerging Markets Consumer | ECON | COM | 60 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Clean Harbors Inc | CLH | COM | 45 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Masimo Corp | MASI | COM | 115 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Boston Scientific Corporation | 101137107 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 83 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 18 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 150 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10 | $1,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 36 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 19 | $1,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 100 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 79 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 95 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 21 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 49 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 81 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 100 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 100 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 190 | $1,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 100 | $1,000 | thousands by filing date | |
| BENGUET CORP | 081851206 | COM | 5,000 | $1,000 | thousands by filing date | |
| ProShares UltraShort MSCI Europe | 74347X807 | COM | 25 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-14-000008 | this filing | 2014-10-16 | acceptance time not in the bulk data set |