13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-16, with 823 holding rows worth $414,485,000.
- Accession
- 0001363561-14-000008
- Filer
- CIK 1363561
- Filed
- 2014-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 838 entries on the cover page, a total value of $414,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $414,475,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 156,231 | $15,740,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 84,221 | $11,633,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 140,639 | $10,516,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 117,727 | $10,499,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 43,444 | $10,480,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 108,812 | $10,129,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 120,406 | $9,753,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 163,925 | $9,700,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 126,652 | $9,642,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 118,099 | $9,603,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80,010 | $9,404,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 91,578 | $9,315,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 98,984 | $9,293,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 49,862 | $9,153,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 220,012 | $9,144,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 122,641 | $9,066,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 128,207 | $9,056,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 78,375 | $9,046,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 169,174 | $8,871,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 147,643 | $8,570,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 117,942 | $8,465,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100,551 | $8,386,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 142,274 | $8,288,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 14,341 | $8,280,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 207,034 | $7,926,000 | thousands by filing date | |
| 38259p508 | COM | 12,084 | $7,110,000 | thousands by filing date | ||
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 78,379 | $7,095,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 66,989 | $6,689,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 110,674 | $6,592,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 96,395 | $6,558,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 84,615 | $6,395,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 105,001 | $6,279,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 47,788 | $6,198,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 62,849 | $5,880,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 79,685 | $5,868,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 164,724 | $5,862,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 115,962 | $5,726,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 80,685 | $5,690,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 51,061 | $5,536,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 118,634 | $5,327,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 397,418 | $4,873,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 40,855 | $4,141,000 | thousands by filing date | |
| Nestle | 012777647 | COM | 55,496 | $4,086,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 42,779 | $3,748,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 34,900 | $3,191,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 103,660 | $2,612,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 118,389 | $1,756,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,921 | $1,560,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,585 | $1,496,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,653 | $1,349,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,498 | $1,251,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 11,429 | $1,204,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,943 | $1,186,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,834 | $889,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,744 | $816,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,205 | $798,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 11,600 | $793,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,965 | $784,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,828 | $723,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,152 | $707,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,432 | $705,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,625 | $683,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,503 | $625,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 26,749 | $617,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 50,135 | $593,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 11,330 | $515,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,953 | $513,000 | thousands by filing date | |
| PARTNERRE LTD 5.875% | G68603128 | PUBLIC | 21,243 | $510,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,942 | $507,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,742 | $506,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,715 | $491,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,456 | $453,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,034 | $448,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,232 | $447,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,849 | $433,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,212 | $422,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,524 | $421,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,291 | $403,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,725 | $396,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 18,382 | $396,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 7,975 | $389,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,932 | $388,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,975 | $387,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,971 | $378,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 16,250 | $369,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,170 | $367,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,561 | $363,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,965 | $363,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,737 | $362,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,091 | $358,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,627 | $329,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,000 | $323,000 | thousands by filing date | |
| Delta Air Lines Inc | 247361108 | COM | 8,881 | $321,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,618 | $319,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,271 | $308,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,667 | $291,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 875 | $289,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,418 | $287,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,702 | $279,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,344 | $279,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,701 | $274,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,480 | $271,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,879 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,210 | $268,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,251 | $260,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,440 | $260,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 10,900 | $252,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,147 | $246,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,065 | $244,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,460 | $243,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,692 | $238,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,095 | $237,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,210 | $230,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,825 | $227,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,016 | $217,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,790 | $217,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,580 | $215,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,600 | $210,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,262 | $210,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,448 | $207,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $207,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 8,178 | $204,000 | thousands by filing date | |
| Semtech Corporation | SMTC | COM | 7,441 | $202,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,815 | $199,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,828 | $199,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,860 | $198,000 | thousands by filing date | |
| Allete Inc | 018522102 | COM | 4,425 | $196,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,038 | $187,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,444 | $186,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,900 | $186,000 | thousands by filing date | |
| iShares MSCI EAFE Growth Index | EFG | COM | 2,698 | $184,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 3,166 | $183,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,012 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,620 | $177,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 6,825 | $174,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 2,315 | $173,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,114 | $170,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,054 | $168,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,219 | $165,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,000 | $164,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,675 | $164,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,696 | $163,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,638 | $163,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $158,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,780 | $158,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,900 | $156,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 6,800 | $156,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 781 | $155,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,651 | $150,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 5,275 | $144,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 9,608 | $142,000 | thousands by filing date | |
| Renewable Energy Group | REGI | COM | 13,613 | $138,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EBAY INC. COM | 278642103 | Stock | 2,418 | $137,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,833 | $134,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 801 | $133,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,100 | $133,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,305 | $133,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,126 | $130,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,274 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,179 | $126,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,920 | $125,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,464 | $123,000 | thousands by filing date | |
| FIRST REPUBLIC BANK | 33616c886 | PREFERRED | 5,450 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,289 | $119,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,054 | $118,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 260 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 2,290 | $117,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,233 | $116,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,300 | $115,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 7,493 | $114,000 | thousands by filing date | |
| Public Storage 6.5% Perp Call | 74460d158 | PFD | 4,375 | $114,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $113,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 460 | $112,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,522 | $111,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 782 | $111,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 5,200 | $111,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,665 | $108,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1,552 | $108,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 4,245 | $107,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,122 | $106,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 327 | $105,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 927 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,513 | $101,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 4,025 | $101,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 632 | $100,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 7,000 | $100,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,385 | $99,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,600 | $99,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,729 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,735 | $96,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 891 | $95,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 715 | $94,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,065 | $93,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 944 | $91,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,112 | $90,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 745 | $89,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,371 | $88,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 952 | $87,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,969 | $87,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 3,209 | $86,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,082 | $84,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,813 | $83,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,134 | $82,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 477 | $78,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,600 | $78,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,620 | $77,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 5,271 | $76,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 3,000 | $76,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,826 | $75,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,048 | $74,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 778 | $74,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 793 | $74,000 | thousands by filing date | |
| INLAND AMERICAN REAL ESTATE TR NSA | 457281988 | COM | 10,507 | $73,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,158 | $72,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 2,850 | $72,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 695 | $69,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 2,800 | $67,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 615 | $66,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,446 | $66,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 690 | $66,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 724 | $66,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 767 | $66,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,249 | $65,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 32,850 | $65,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,534 | $64,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,012 | $64,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 503 | $64,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,094 | $64,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 318 | $63,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,584 | $63,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,500 | $63,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 547 | $62,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,139 | $61,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,556 | $61,000 | thousands by filing date | |
| CenturyLink Inc | 156686107 | COM | 1,485 | $61,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 575 | $60,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,600 | $60,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,134 | $59,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,636 | $58,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,516 | $57,000 | thousands by filing date | |
| Rogers Communications Inc | RCI | COM | 1,510 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Danaher Corporation | 235851102 | COM | 730 | $55,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 325 | $55,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 2,450 | $55,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,056 | $54,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 4,500 | $54,000 | thousands by filing date | |
| Schwab US Large-Cap ETF | SCHX | COM | 1,147 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,037 | $53,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,401 | $53,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 2,150 | $53,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,612 | $52,000 | thousands by filing date | |
| FREEPORT-MCMORAN INC | 35671D105 | COMMON STOCK | 1,594 | $52,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 2,029 | $52,000 | thousands by filing date | |
| Elements Rogers Intl Commodity Agri | RJA | COM | 7,490 | $52,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LOEWS CORP COM | 540424108 | Stock | 1,225 | $51,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 430 | $50,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,554 | $50,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,384 | $50,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 961 | $50,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,131 | $50,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 2,086 | $50,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $49,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 964 | $49,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 840 | $49,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 4,285 | $49,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 2,000 | $49,000 | thousands by filing date | |
| NEWCASTLE INVT CORP - PFD B | 65105M207 | EQPFD | 1,905 | $49,000 | thousands by filing date | |
| ASHLAND INC COM | 044204105 | COM | 467 | $49,000 | thousands by filing date | |
| Nrtn Tr Corp 5.85% Pfd | NTRSP | PREF | 2,000 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,055 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 960 | $46,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 675 | $46,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 300 | $46,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,300 | $45,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,090 | $44,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 758 | $43,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 423 | $43,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 541 | $43,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 767 | $42,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 900 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 615 | $41,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 435 | $41,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,200 | $40,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 660 | $40,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 585 | $39,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 545 | $38,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 500 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 447 | $38,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 195 | $38,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,600 | $38,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,500 | $38,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 500 | $38,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,925 | $37,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 681 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,220 | $37,000 | thousands by filing date | |
| PowerShares Financial Preferred | PGF | COM | 2,050 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 277 | $36,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 575 | $36,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,000 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,400 | $36,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 378 | $35,000 | thousands by filing date | |
| IJH | 464287507 | COM | 255 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 7,200 | $35,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 800 | $35,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,700 | $35,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $35,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 547 | $35,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 395 | $34,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 701 | $34,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,360 | $34,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,577 | $34,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 600 | $34,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 774 | $34,000 | thousands by filing date | |
| Calavo Growers Inc | CVGW | COM | 753 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Express Company | 025816109 | COM | 374 | $33,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 755 | $33,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,000 | $33,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 934 | $32,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 425 | $32,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,272 | $32,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 1,300 | $32,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 150 | $31,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,000 | $31,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 1,200 | $31,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 315 | $30,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,000 | $30,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800 | $30,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 880 | $30,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,150 | $30,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 385 | $29,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 381 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,500 | $29,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 300 | $29,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 200 | $29,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 329 | $28,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 819 | $28,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 600 | $28,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 322 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 358 | $28,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 620 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 600 | $28,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 300 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 503 | $27,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 565 | $27,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 309 | $27,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $27,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 193 | $27,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 337 | $27,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $26,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 415 | $26,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $26,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 955 | $26,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 702 | $26,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 290 | $26,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 680 | $26,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $26,000 | thousands by filing date | |
| Claymore/Delta Global Shipping | SEA | COM | 1,250 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEWMONT CORP | 651639106 | COM | 1,100 | $25,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 628 | $25,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,100 | $25,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,000 | $25,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 1,000 | $25,000 | thousands by filing date | |
| Corts Bellsouth 7.00% | KTBA | COM | 900 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 500 | $24,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 450 | $24,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 442 | $24,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 620 | $24,000 | thousands by filing date | |
| Southern CA Ed Pfd 4.78% | 842400509 | COM | 1,000 | $24,000 | thousands by filing date | |
| FS KKR CAPITAL CORP II NSA | 36966F102 | Stock | 2,239 | $24,000 | thousands by filing date | |
| Republic Bancorp Inc | RBCAA | COM | 1,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEXTRON INC COM | 883203101 | Stock | 640 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 175 | $23,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 646 | $23,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 248 | $22,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 464 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 394 | $22,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $22,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 326 | $22,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 627 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 250 | $22,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 8,400 | $22,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $21,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 700 | $21,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 355 | $21,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 238 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 347 | $21,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $21,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 150 | $21,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 2,000 | $21,000 | thousands by filing date | |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 102 | $21,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,500 | $21,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 194 | $20,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 370 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 250 | $20,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,125 | $20,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,000 | $20,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 250 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 180 | $20,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,500 | $20,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 800 | $20,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 260 | $19,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 176 | $19,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $19,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 331 | $19,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 400 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 800 | $19,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 400 | $19,000 | thousands by filing date | |
| GLACIER WATER 9.06% A | 376398202 | PREFERR | 716 | $19,000 | thousands by filing date | |
| HollyFrontier Corporation | HFC | COM | 433 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENCORA INC COM | 03073E105 | Stock | 232 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $18,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 320 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 175 | $18,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $18,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 450 | $18,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 6,000 | $18,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 400 | $18,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 850 | $18,000 | thousands by filing date | |
| Fair Isaac Inc | FICO | COM | 333 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,388 | $17,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,813 | $17,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 439 | $17,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $17,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 400 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 500 | $17,000 | thousands by filing date | |
| Blackrock Health Sciences | 091937565 | COM | 450 | $17,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $16,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 180 | $16,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 250 | $16,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 81 | $16,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 700 | $16,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 400 | $16,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 50 | $16,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,563 | $16,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 400 | $16,000 | thousands by filing date | |
| Americas Car-Mart Inc | CRMT | COM | 400 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Global Telecommunications | IXP | COM | 250 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Silver Trust | 46428Q109 | COM | 935 | $15,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 809 | $15,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 258 | $15,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $15,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 332 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $15,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 13 | $15,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $15,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 241 | $15,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 575 | $15,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 166 | $14,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 717 | $14,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 400 | $14,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 194 | $14,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $14,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 319 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $14,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $14,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 901 | $14,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 383 | $14,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 600 | $14,000 | thousands by filing date | |
| iShares Dow Jones International Select | IDV | COM | 400 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $13,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $13,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 180 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 182 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 135 | $13,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400 | $13,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $13,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 200 | $13,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 375 | $13,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 500 | $13,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| Seaspan Corp 7.95% Pfd D | SSWPRD | COM | 500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Seaspan Corp 9.5% Pfd C | SSWPRC | COM | 500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CBTCS HSBC 6.25% Pfd | 21988G296 | PREF | 519 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 184 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 919 | $12,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $12,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 300 | $12,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $12,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $12,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 289 | $12,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 239 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,075 | $12,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $12,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-14-000008 | this filing | 2014-10-16 | acceptance time not in the bulk data set |