13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 671 holding rows worth $4,577,036,000.
- Accession
- 0001335382-16-000031
- Filer
- CIK 1335644
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 671 entries on the cover page, a total value of $4,577,036,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,577,036,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANCO NEV CORP COM | 351858105 | Stock | 7,000 | $430,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 33,500 | $430,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,400 | $423,000 | thousands by filing date | put |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 423,000 | $423,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,968 | $414,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,800 | $411,000 | thousands by filing date | put |
| IJH | 464287507 | COM | 2,843 | $410,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,000 | $410,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 11,437 | $410,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,000 | $409,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 13,524 | $407,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,164 | $406,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 10,000 | $404,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 8,605 | $402,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 12,876 | $397,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,613 | $397,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,559 | $391,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 13,001 | $389,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 17,885 | $387,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,632 | $387,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,591 | $386,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 36,174 | $385,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 418,630 | $384,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,502 | $380,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,528 | $376,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 21,000 | $370,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,254 | $368,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 23,646 | $368,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,085 | $368,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,639 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,722 | $362,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,157 | $361,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 6,817 | $357,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 10,660 | $357,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,324 | $351,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,270 | $348,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 41,100 | $342,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,568 | $339,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,949 | $338,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10,085 | $335,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,349 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,938 | $330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,928 | $329,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,429 | $328,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,670 | $327,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,000 | $325,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 8,410 | $320,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,000 | $318,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 3,200 | $318,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,695 | $316,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,319 | $315,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,700 | $311,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,560 | $310,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,543 | $306,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 27,500 | $306,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,404 | $302,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,910 | $302,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,480 | $300,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $296,000 | thousands by filing date | call |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 71,200 | $293,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 31,838 | $291,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,949 | $291,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,003 | $287,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,144 | $287,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,468 | $285,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,589 | $285,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,100 | $281,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,262 | $278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,660 | $276,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,489 | $272,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,000 | $272,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 34,800 | $272,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 28,183 | $270,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 63,280 | $267,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 25,400 | $267,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,726 | $266,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,912 | $265,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,972 | $264,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,892 | $264,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,806 | $264,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 26,540 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,870 | $260,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,412 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,329 | $253,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,984 | $252,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $251,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 27,600 | $250,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,070 | $249,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,323 | $248,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,800 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,468 | $244,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,532 | $242,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,288 | $241,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 7,492 | $240,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,785 | $236,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,061 | $234,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,900 | $233,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 2,068 | $231,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,900 | $231,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,160 | $230,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,059 | $229,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,351 | $228,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,495 | $227,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $226,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 960 | $224,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 32,000 | $224,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,674 | $223,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 11,093 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,575 | $222,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,000 | $222,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 3,540 | $222,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,940 | $221,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,593 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,926 | $220,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 106,206 | $218,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,137 | $217,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 8,821 | $217,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,354 | $215,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,154 | $213,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,192 | $213,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,900 | $213,000 | thousands by filing date | call |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 9,423 | $213,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,300 | $212,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,683 | $210,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 24,400 | $210,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 1,689 | $210,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,640 | $209,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,551 | $204,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,617 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,570 | $200,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,000 | $192,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,800 | $185,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 10,000 | $185,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 55,400 | $181,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,908 | $176,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,916 | $162,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,390 | $160,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 36,750 | $149,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,151 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,270 | $143,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 22,500 | $137,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 11,250 | $135,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 40,634 | $135,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,600 | $126,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,000 | $116,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $114,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 48,093 | $109,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,000 | $107,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 12,110 | $99,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,728 | $98,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 48,650 | $91,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,116 | $85,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,733 | $81,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 21,414 | $80,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 139,554 | $77,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 41,972 | $76,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 15,650 | $72,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 35,000 | $70,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,615 | $67,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 25,000 | $64,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 101,850 | $55,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 14,750 | $48,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,044 | $46,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,785 | $45,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,920 | $42,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,025 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 57,917 | $32,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 34,799 | $29,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,060 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 17,436 | $18,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 30,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-16-000031 | this filing | 2016-05-12 | acceptance time not in the bulk data set |