13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 671 holding rows worth $4,577,036,000.
- Accession
- 0001335382-16-000031
- Filer
- CIK 1335644
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 671 entries on the cover page, a total value of $4,577,036,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,577,036,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,347,141 | $310,281,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,903,049 | $282,170,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,242,214 | $269,524,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,124,240 | $142,286,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,506,103 | $136,397,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,189,305 | $125,401,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,639,242 | $102,368,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,646,041 | $93,931,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,659,196 | $84,582,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,286,457 | $78,078,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,024,239 | $76,521,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 2,270,515 | $73,886,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 647,209 | $73,850,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 613,600 | $70,006,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 637,718 | $69,051,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 570,814 | $62,243,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,109,293 | $60,022,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,455,741 | $58,236,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,983,850 | $53,570,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,921,930 | $53,467,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,028,963 | $46,727,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,448,034 | $46,674,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,309,337 | $45,532,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,405,480 | $42,109,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 415,747 | $41,315,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 876,329 | $37,643,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 632,862 | $37,498,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 353,484 | $36,683,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 435,256 | $35,845,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 399,571 | $35,296,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 584,672 | $32,301,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 707,951 | $31,126,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 11,479,000 | $29,684,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 501,624 | $27,143,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 130,230 | $26,770,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 260,896 | $26,746,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 318,906 | $25,521,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 190,801 | $25,471,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 532,503 | $24,714,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 300,000 | $24,708,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 15,592,000 | $24,593,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 742,843 | $24,044,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 485,772 | $23,502,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 790,034 | $23,441,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 11,362,000 | $22,614,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,712,311 | $22,262,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 822,569 | $22,218,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 525,825 | $22,133,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 240,811 | $22,130,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 273,649 | $20,940,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 204,377 | $20,468,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 475,483 | $19,858,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 326,022 | $19,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 30,000 | $17,809,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,272,784 | $17,212,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 435,949 | $17,083,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,208,805 | $16,712,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 123,671 | $15,554,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 146,519 | $15,460,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 249,667 | $15,353,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 97,324 | $15,312,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25,565 | $15,177,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 140,286 | $15,138,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 106,512 | $15,125,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 204,927 | $14,043,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 104,525 | $13,844,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 401,301 | $13,804,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 107,351 | $13,636,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 269,183 | $12,306,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 200,333 | $12,242,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 234,602 | $12,189,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 122,500 | $12,163,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 212,010 | $12,124,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $11,760,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 224,842 | $11,500,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 280,544 | $11,359,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 191,501 | $10,358,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 749,445 | $10,118,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 66,081 | $10,011,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 234,569 | $9,110,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 171,698 | $9,089,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 114,180 | $9,087,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 312,187 | $9,079,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 125,437 | $9,028,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 92,109 | $8,797,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 134,350 | $8,708,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 52,508 | $8,552,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,928 | $8,462,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 207,187 | $8,315,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 52,043 | $8,204,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,941,000 | $8,180,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 503,651 | $8,166,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 72,782 | $8,159,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 250,000 | $7,948,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 683,524 | $7,897,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 276,889 | $7,889,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 122,806 | $7,880,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 227,685 | $7,609,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 139,375 | $7,555,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 67,446 | $7,454,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 135,900 | $7,348,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 82,844 | $7,011,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200,000 | $6,764,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 107,922 | $6,622,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 858,301 | $6,512,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 505,274 | $6,483,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 60,000 | $6,328,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 1,036,469 | $6,307,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 6,240,000 | $6,168,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 193,055 | $6,045,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 58,596 | $5,830,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 105,000 | $5,798,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 88,559 | $5,551,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 58,378 | $5,520,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 370,148 | $5,498,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 129,900 | $5,422,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 35,089 | $5,330,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 62,966 | $5,306,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 100,000 | $5,114,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 45,830 | $5,007,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 287,488 | $4,891,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 113,675 | $4,758,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 104,854 | $4,739,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 98,980 | $4,729,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 44,048 | $4,648,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 976,883 | $4,529,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 52,812 | $4,492,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 172,610 | $4,443,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 82,953 | $4,440,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 267,000 | $4,430,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 112,018 | $4,368,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 43,225 | $4,328,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 75,137 | $4,295,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,400,000 | $4,279,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 56,682 | $4,251,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,700 | $4,244,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 83,425 | $4,213,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 56,996 | $4,189,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 85,000 | $4,110,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 26,437 | $3,998,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 51,971 | $3,980,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 237,251 | $3,918,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 137,035 | $3,848,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,049,000 | $3,847,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $3,840,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 78,958 | $3,833,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 59,133 | $3,780,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 46,244 | $3,759,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 63,651 | $3,758,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 69,046 | $3,756,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 97,859 | $3,745,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 131,862 | $3,734,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 120,000 | $3,715,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 75,799 | $3,694,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 307,650 | $3,687,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 57,019 | $3,614,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 122,802 | $3,529,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 54,522 | $3,481,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 69,397 | $3,461,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 135,675 | $3,448,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 73,408 | $3,434,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,922 | $3,422,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 866,040 | $3,415,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 249,121 | $3,385,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 85,053 | $3,326,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200,000 | $3,306,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 44,642 | $3,293,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 32,664 | $3,264,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 112,391 | $3,259,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,000 | $3,245,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 240,000 | $3,242,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 80,713 | $3,151,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 25,413 | $3,135,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 42,793 | $3,106,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 23,379 | $3,073,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 26,296 | $3,035,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,200 | $3,032,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 73,178 | $2,994,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 61,705 | $2,991,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 41,118 | $2,980,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22,950 | $2,980,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 44,212 | $2,947,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 33,893 | $2,946,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 65,877 | $2,943,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 579,853 | $2,943,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 73,021 | $2,941,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 527,234 | $2,867,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,000 | $2,862,000 | thousands by filing date | put |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,502,000 | $2,849,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 21,500 | $2,847,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 25,631 | $2,841,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 170,900 | $2,743,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 101,500 | $2,742,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 25,691 | $2,733,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 84,000 | $2,717,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 261,300 | $2,699,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 99,238 | $2,688,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 43,424 | $2,667,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 42,090 | $2,641,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,400 | $2,584,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 16,400 | $2,584,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 33,697 | $2,579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 58,504 | $2,558,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 223,996 | $2,557,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 2,441,000 | $2,539,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 39,164 | $2,529,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 45,581 | $2,508,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,292 | $2,488,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 31,608 | $2,478,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 157,130 | $2,465,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 55,452 | $2,453,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 44,926 | $2,450,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 59,720 | $2,409,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 29,410 | $2,366,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 88,322 | $2,355,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 72,891 | $2,337,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 32,342 | $2,330,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,100 | $2,310,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 36,000 | $2,309,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 80,000 | $2,278,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 36,056 | $2,278,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 71,300 | $2,267,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 27,969 | $2,256,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 126,151 | $2,256,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,000 | $2,249,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 15,707 | $2,237,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,707 | $2,228,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,506 | $2,221,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 224,700 | $2,153,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 25,042 | $2,144,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,828 | $2,138,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 19,102 | $2,131,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,406 | $2,106,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 25,648 | $2,096,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 138,979 | $2,043,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,837 | $2,036,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 78,341 | $2,030,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 37,113 | $2,028,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 38,331 | $1,982,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 178,829 | $1,973,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,754 | $1,972,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 21,400 | $1,971,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 57,808 | $1,953,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,000 | $1,952,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 56,921 | $1,950,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000,000 | $1,911,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,200 | $1,903,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 24,346 | $1,901,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 20,774 | $1,899,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 47,249 | $1,894,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,000 | $1,892,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 20,000 | $1,889,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 26,554 | $1,877,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,694 | $1,874,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 61,692 | $1,862,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 45,805 | $1,859,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,645 | $1,852,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 20,020 | $1,847,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,000 | $1,844,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 63,447 | $1,819,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 69,782 | $1,797,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,225,906 | $1,785,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,000,000 | $1,782,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,536 | $1,779,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 20,000 | $1,766,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 25,000 | $1,716,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 18,079 | $1,690,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 162,647 | $1,681,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 38,809 | $1,680,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,000 | $1,672,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 17,096 | $1,648,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 23,789 | $1,642,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14,885 | $1,642,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 40,000 | $1,636,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 63,287 | $1,630,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,000 | $1,627,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 10,000 | $1,627,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 20,130 | $1,619,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,180 | $1,617,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 21,700 | $1,613,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 40,000 | $1,605,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 22,104 | $1,597,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 60,000 | $1,577,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 51,432 | $1,567,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 55,000 | $1,566,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 130,587 | $1,555,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 30,479 | $1,535,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,516 | $1,515,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 184,001 | $1,491,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 20,000 | $1,475,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 15,000 | $1,472,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 17,400 | $1,455,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 35,700 | $1,428,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 138,200 | $1,428,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 16,779 | $1,424,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 239,146 | $1,420,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,491 | $1,418,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30,428 | $1,418,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35,117 | $1,412,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 44,410 | $1,410,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 35,000 | $1,404,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 15,000 | $1,401,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 18,900 | $1,394,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 48,629 | $1,375,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 49,780 | $1,342,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 17,312 | $1,334,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 11,200 | $1,329,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 11,200 | $1,329,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 12,768 | $1,311,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 49,100 | $1,304,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 28,202 | $1,301,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 80,000 | $1,298,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 161,145 | $1,259,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 41,975 | $1,257,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 20,400 | $1,257,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 41,559 | $1,254,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 16,535 | $1,253,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 13,184 | $1,251,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,920 | $1,242,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 188,800 | $1,231,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 49,760 | $1,222,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 58,968 | $1,216,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,433 | $1,204,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 29,263 | $1,200,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 18,000 | $1,198,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 40,000 | $1,189,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 8,055 | $1,176,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,325 | $1,161,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,427 | $1,154,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,584 | $1,136,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 68,000 | $1,128,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,942 | $1,121,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,307 | $1,110,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,887 | $1,108,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 32,853 | $1,106,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 16,093 | $1,106,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,427 | $1,100,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 13,339 | $1,097,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,511 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 13,371 | $1,085,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 23,765 | $1,080,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 80,000 | $1,079,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 4,629 | $1,064,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 23,867 | $1,061,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 68,653 | $1,057,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 29,138 | $1,055,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 19,785 | $1,046,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9,038 | $1,034,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 39,302 | $1,031,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 205,936 | $1,030,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,896 | $1,029,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20,000 | $1,026,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 250,000 | $1,025,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 20,778 | $1,023,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,743 | $1,012,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 297,207 | $1,012,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 9,214 | $1,010,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 19,500 | $997,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 15,048 | $995,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,449 | $991,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,062 | $982,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,650 | $980,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 35,797 | $979,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 51,555 | $973,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,501 | $959,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 35,500 | $959,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 100,000 | $958,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,504 | $956,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 32,000 | $951,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,277 | $949,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 23,920 | $936,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 18,262 | $929,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,438 | $928,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,438 | $917,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,418 | $915,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 126,808 | $908,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 23,047 | $904,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 18,257 | $895,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,015 | $894,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 52,980 | $891,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 17,188 | $886,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,637 | $884,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 51,139 | $854,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,706 | $846,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,000 | $835,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,295 | $834,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,875 | $832,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 28,746 | $829,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 42,382 | $818,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 36,431 | $813,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 500,000 | $796,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 41,000 | $793,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,490 | $793,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 135,000 | $787,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 6,225 | $786,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,407 | $786,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 19,861 | $770,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,000 | $765,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,482 | $765,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 73,627 | $762,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,541 | $759,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,417 | $752,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 67,332 | $749,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 20,353 | $746,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,829 | $738,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 32,826 | $738,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 91,140 | $735,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 226,685 | $733,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 140,250 | $727,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 43,848 | $726,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 65,860 | $718,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 64,500 | $713,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,420 | $711,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 13,862 | $711,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 7,177 | $711,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 19,236 | $709,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,291 | $697,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 720,000 | $697,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 750 | $688,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 37,496 | $687,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,176 | $681,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 14,930 | $677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,800 | $673,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 521 | $672,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $665,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 20,473 | $663,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,485 | $661,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 23,790 | $658,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 179,097 | $657,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 640,000 | $653,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 21,343 | $649,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $641,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 8,805 | $635,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 27,882 | $632,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,735 | $630,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 10,307 | $628,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 14,000 | $624,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,762 | $622,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,000 | $621,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 8,432 | $619,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,373 | $611,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13,678 | $611,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,398 | $600,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 50,875 | $600,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 32,489 | $598,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 19,010 | $586,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 30,856 | $585,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,303 | $584,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,460 | $578,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 18,530 | $577,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 22,762 | $569,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,000 | $568,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,397 | $564,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,660 | $552,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,156 | $548,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,999 | $548,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,090 | $546,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,083 | $542,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 21,366 | $540,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,620 | $539,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 14,835 | $536,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 399,385 | $523,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 12,262 | $521,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,180 | $518,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 124,542 | $518,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,004 | $512,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 13,407 | $511,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,818 | $510,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 17,761 | $507,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,672 | $507,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,530 | $504,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,186 | $500,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,234 | $498,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,800 | $493,000 | thousands by filing date | put |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 25,631 | $489,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,180 | $489,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,800 | $484,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 27,846 | $484,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,165 | $480,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 47,777 | $480,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 17,223 | $480,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 31,764 | $480,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 35,000 | $475,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,033 | $473,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 77,500 | $472,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $466,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,618 | $465,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,300 | $464,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,589 | $458,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,316 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,080 | $453,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,504 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,516 | $451,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,000 | $450,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 22,080 | $447,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,729 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,430 | $442,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 15,600 | $441,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,700 | $436,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 14,000 | $433,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001335382-16-000031 | this filing | 2016-05-12 | acceptance time not in the bulk data set |