13F-HR/A filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2018-02-16, with 2,565 holding rows worth $16,715,246,000.
- Accession
- 0001333978-18-000006
- Filer
- CIK 1333978
- Filed
- 2018-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type restatement, 2,565 entries on the cover page, a total value of $16,715,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,715,248,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 15,755 | $28,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 27,000 | $27,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 19,000 | $27,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 25,000 | $27,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 25,000 | $27,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 26,000 | $26,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 27,000 | $26,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 38,738 | $26,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 24,000 | $25,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $25,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 25,000 | $25,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,410 | $24,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 11,000 | $24,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 20,641 | $24,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 23,000 | $24,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 23,000 | $24,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 23,000 | $24,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 23,000 | $24,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,205 | $23,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 19,000 | $23,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 19,750 | $23,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 16,645 | $23,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 21,000 | $23,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 13,503 | $23,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 25,000 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 22,000 | $22,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 27,500 | $20,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,562 | $20,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 11,900 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17,000 | $19,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,000 | $19,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,006 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,912 | $17,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 17,000 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 42,000 | $16,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,781 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42,126 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,000 | $15,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,533 | $14,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 11,000 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 30,587 | $13,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $13,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,200 | $13,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 13,000 | $13,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 11,450 | $13,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 11,000 | $13,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,450 | $12,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 16,106 | $12,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 30,300 | $12,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 33,321 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 16,000 | $12,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 11,266 | $11,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 10,000 | $11,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 13,012 | $11,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 11,000 | $11,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,000 | $11,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 28,892 | $10,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 16,386 | $9,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 11,000 | $8,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 16,759 | $7,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 14,547 | $5,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 12,005 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-17-000012 | superseded | 2017-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001333978-18-000006 | this filing | 2018-02-16 | acceptance time not in the bulk data set |