13F-HR/A filed by Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2018-02-16, with 2,565 holding rows worth $16,715,246,000.
- Accession
- 0001333978-18-000006
- Filer
- CIK 1333978
- Filed
- 2018-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type restatement, 2,565 entries on the cover page, a total value of $16,715,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,715,248,000 with VALUE read as thousands by filing date, 13F file number 028-13650. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,853 | $290,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,690 | $289,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 61,740 | $289,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,290 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,412 | $289,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 21,800 | $289,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,609 | $288,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 7,107 | $288,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 60,225 | $288,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 15,273 | $287,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,561 | $287,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,176 | $287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,505 | $286,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 20,909 | $286,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 37,202 | $286,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 7,885 | $285,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,358 | $285,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,503 | $285,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,586 | $285,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 19,603 | $285,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,286 | $284,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 6,380 | $283,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,958 | $283,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 73,215 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,714 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,669 | $282,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,975 | $281,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,172 | $281,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,858 | $281,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,296 | $281,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 21,987 | $281,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,336 | $280,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,689 | $279,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,066 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,316 | $278,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,684 | $277,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,053 | $276,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 15,113 | $276,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,283 | $276,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,778 | $275,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,148 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,168 | $274,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 10,699 | $274,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,948 | $273,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,300 | $273,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,260 | $273,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,230 | $273,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,485 | $273,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,841 | $271,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,680 | $271,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,019 | $271,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,277 | $271,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,724 | $270,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 26,247 | $270,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,073 | $270,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 93,459 | $269,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,540 | $269,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,289 | $268,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 14,568 | $267,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,867 | $267,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 19,509 | $267,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 8,322 | $266,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 39,201 | $265,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,511 | $264,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,539 | $264,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,240 | $264,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,213 | $264,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,097 | $263,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,020 | $263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 10,392 | $263,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 17,351 | $263,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,706 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,896 | $262,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 13,097 | $262,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,598 | $262,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 9,705 | $262,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,481 | $262,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,711 | $261,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 8,674 | $261,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 39,664 | $260,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,382 | $260,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,681 | $260,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,118 | $259,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,591 | $259,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,526 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,420 | $258,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,697 | $257,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,111 | $257,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 54,671 | $257,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,884 | $257,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 3,974 | $255,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 40,499 | $254,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,765 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,009 | $254,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 252,000 | $254,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,785 | $253,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,035 | $253,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 10,915 | $253,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 28,216 | $253,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 18,000 | $252,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 13,064 | $252,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 22,230 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,016 | $252,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,075 | $251,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 49,967 | $251,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,889 | $251,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,828 | $250,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,691 | $249,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 21,088 | $249,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,230 | $248,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,125 | $247,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,469 | $247,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,193 | $247,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 6,834 | $247,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,067 | $246,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,595 | $246,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 17,166 | $245,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,067 | $245,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,097 | $245,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,395 | $245,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,748 | $244,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,947 | $243,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 31,396 | $243,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,551 | $242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,743 | $242,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,787 | $241,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 203,869 | $241,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,393 | $240,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,510 | $239,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,028 | $239,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,936 | $239,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,903 | $239,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 22,634 | $239,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,873 | $239,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,590 | $239,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,840 | $239,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,105 | $238,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,882 | $238,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 89,834 | $238,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,956 | $237,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,112 | $237,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,258 | $236,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,520 | $236,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,543 | $236,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,593 | $235,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,388 | $234,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,263 | $233,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,048 | $233,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,929 | $233,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,077 | $233,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 5,500 | $233,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,143 | $233,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 8,226 | $232,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,439 | $232,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,000 | $232,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,430 | $232,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,338 | $232,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,805 | $232,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,930 | $232,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,396 | $230,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,893 | $230,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,717 | $230,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,350 | $230,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,800 | $230,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,160 | $230,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 21,932 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,284 | $229,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 27,077 | $229,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,347 | $228,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,834 | $228,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,398 | $228,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,014 | $228,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,937 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,124 | $228,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 19,778 | $228,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 25,587 | $228,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,743 | $227,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,665 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,527 | $227,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,347 | $227,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,178 | $227,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,497 | $226,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,128 | $226,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,658 | $226,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,467 | $226,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,801 | $226,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 19,178 | $226,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 8,073 | $226,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 79,130 | $226,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,039 | $225,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,983 | $224,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,364 | $223,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,640 | $223,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,569 | $223,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 28,430 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,429 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,568 | $223,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 14,825 | $223,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,722 | $222,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,057 | $221,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,700 | $220,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,234 | $220,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,472 | $219,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,443 | $219,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 26,760 | $219,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,478 | $218,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 41,655 | $218,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,167 | $218,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,607 | $218,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 20,800 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,082 | $218,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,959 | $218,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,964 | $218,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 5,957 | $218,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 25,321 | $217,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,130 | $217,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35,942 | $217,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,848 | $217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,442 | $217,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 7,350 | $217,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,774 | $216,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,246 | $216,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 34,647 | $216,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,590 | $216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,734 | $216,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,760 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 13,050 | $216,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 45,251 | $215,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,331 | $215,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,804 | $215,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,347 | $214,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 16,822 | $214,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 8,775 | $214,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 3,489 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,985 | $213,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,822 | $213,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,104 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,209 | $212,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,632 | $212,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,141 | $212,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,488 | $212,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,199 | $211,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,170 | $211,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,352 | $211,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,643 | $211,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,627 | $210,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,912 | $210,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,611 | $210,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,834 | $209,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,162 | $209,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,317 | $209,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,095 | $209,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 8,085 | $209,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,136 | $209,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 31,507 | $208,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,740 | $208,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,221 | $207,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,922 | $207,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,526 | $206,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,593 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 6,706 | $206,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,565 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,401 | $206,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,100 | $206,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 19,634 | $206,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,862 | $205,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,272 | $205,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,965 | $205,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,376 | $204,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,866 | $204,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 110,063 | $204,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,347 | $203,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,610 | $203,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,149 | $203,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,364 | $203,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,876 | $203,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,518 | $203,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 4,102 | $203,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 16,013 | $203,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 22,452 | $202,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 9,732 | $202,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 7,403 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,375 | $201,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,407 | $201,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,009 | $201,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 16,830 | $201,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,723 | $201,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,022 | $200,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,201 | $200,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,082 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,842 | $200,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,781 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,357 | $199,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 21,555 | $199,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 10,590 | $198,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 13,925 | $198,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,281 | $196,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,981 | $196,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 78,491 | $195,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16,719 | $193,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,215 | $193,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 22,457 | $192,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,987 | $191,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,200 | $191,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,089 | $191,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,893 | $190,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,798 | $190,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,310 | $190,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,028 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,713 | $187,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,082 | $187,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,385 | $184,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,911 | $184,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 25,564 | $184,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,300 | $183,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 57,919 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,558 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,679 | $180,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,043 | $180,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 13,789 | $179,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 24,869 | $176,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,445 | $175,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,157 | $175,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,036 | $174,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,572 | $174,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 38,030 | $174,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,673 | $174,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 67,363 | $174,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,547 | $173,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,321 | $172,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,513 | $172,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,365 | $172,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 17,608 | $171,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 60,091 | $171,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,612 | $171,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,817 | $170,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,193 | $168,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,767 | $168,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,435 | $167,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 12,418 | $167,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 24,856 | $165,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,158 | $165,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,579 | $163,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 158,000 | $163,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 17,024 | $162,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 35,294 | $162,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,024 | $161,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 49,309 | $161,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,848 | $159,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,730 | $158,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15,341 | $158,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,764 | $157,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 18,500 | $157,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,700 | $157,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,919 | $155,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 23,419 | $154,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,131 | $153,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 318,571 | $153,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,826 | $152,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,025 | $150,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,172 | $149,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 43,818 | $149,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 147,000 | $149,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,700 | $148,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,295 | $148,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,945 | $147,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,973 | $146,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 15,095 | $143,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 10,288 | $142,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,300 | $142,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 12,778 | $141,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,767 | $140,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 77,066 | $139,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,863 | $139,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,317 | $138,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,930 | $137,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 379,398 | $137,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,508 | $136,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 13,500 | $136,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,020 | $134,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,884 | $132,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,070 | $132,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,816 | $130,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,092 | $128,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,429 | $128,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,720 | $128,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,596 | $128,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 30,453 | $128,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,966 | $126,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 71,176 | $126,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,530 | $125,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,238 | $125,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 70,775 | $125,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 08/04/2022 | 06744CAN1 | Convertible | 125,000 | $125,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,134 | $124,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,851 | $122,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 54,700 | $122,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 24,396 | $121,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,762 | $120,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,131 | $120,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,589 | $119,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,215 | $118,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,027 | $118,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 116,000 | $117,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 14,825 | $114,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 100,000 | $114,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,680 | $113,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,371 | $112,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,706 | $111,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,781 | $111,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,889 | $105,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 172,336 | $105,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,384 | $103,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,513 | $100,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 26,254 | $100,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 30,062 | $100,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,290 | $96,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,704 | $96,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,413 | $95,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,216 | $95,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,017 | $94,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 10,463 | $93,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,694 | $92,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,877 | $92,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 91,000 | $91,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,210 | $90,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,488 | $88,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 46,301 | $88,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 11,191 | $87,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,358 | $87,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,220 | $86,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,129 | $85,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,675 | $84,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,972 | $82,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 65,010 | $81,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,041 | $79,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 45,254 | $79,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 10,934 | $78,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 62,478 | $78,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 28,304 | $77,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 20,100 | $76,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,123 | $74,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,334 | $73,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,552 | $73,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,847 | $72,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 32,779 | $71,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 29,784 | $69,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 21,000 | $69,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,084 | $68,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 22,000 | $67,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 12,900 | $66,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 20,686 | $65,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,783 | $63,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,550 | $63,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,767 | $62,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 55,000 | $62,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,050 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 23,815 | $60,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 42,748 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 28,508 | $58,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 14,247 | $57,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 19,694 | $57,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,364 | $56,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 15,657 | $55,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 45,000 | $54,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 19,277 | $53,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 50,016 | $52,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,155 | $51,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 22,666 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VZS4 | MTNF 2/0 | 50,000 | $50,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 64,369 | $49,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,475 | $48,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,853 | $46,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,266 | $46,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,500 | $46,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 13,251 | $45,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 29,516 | $45,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 42,215 | $43,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 32,226 | $43,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 13,123 | $43,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 29,930 | $43,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,688 | $42,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,900 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,966 | $40,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 10,000 | $38,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,569 | $37,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,188 | $35,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 12,775 | $35,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 17,579 | $33,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,206 | $33,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 102,565 | $33,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,475 | $31,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 11,300 | $31,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 29,000 | $31,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 28,112 | $30,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,700 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 24,000 | $29,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 10,700 | $29,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 25,000 | $29,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 21,000 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001333978-17-000012 | superseded | 2017-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001333978-18-000006 | this filing | 2018-02-16 | acceptance time not in the bulk data set |