Skip to content
Disclosery

13F-HR filed by OTA Financial Group L.P.

OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-09, with 70 holding rows worth $100,283,000.

Accession
0001317346-23-000003
Filer
CIK 1317346
Filed
2023-02-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, amendment of type restatement, 70 entries on the cover page, a total value of $100,283,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,283,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock594,431$24,508,000thousands, detected and multiplied
SPROTT PHYSICAL GOLD TR85207H104UNIT892,993$12,591,000thousands, detected and multiplied
BLACKROCK TECH AND PRIVATE E09260Q108SHS BEN INT1,276,755$8,694,000thousands, detected and multiplied
SOUTH JERSEY INDS INC838518306UNIT 04/01/202489,121$6,151,000thousands, detected and multiplied
LIBERTY BROADBAND CORP530307305COM SER C76,995$5,872,000thousands, detected and multiplied
iShares Core US Aggregate Bond ETF464287226SHS46,069$4,468,000thousands, detected and multiplied
TORTOISE ENERGY INFRA CORP89147L886COM136,037$4,321,000thousands, detected and multiplied
TORTOISE MIDSTREAM ENERGY FUND89148B200COM62,542$2,162,000thousands, detected and multiplied
KAYNE ANDERSON ENERGY486606106COM167,014$1,429,000thousands, detected and multiplied
BLACKROCK ESG CAP ALLC TR09262F100SHS BEN INT101,556$1,363,000thousands, detected and multiplied
NEUBERGER BERMAN NEXT GENERA64133Q108COMMON STOCK139,335$1,267,000thousands, detected and multiplied
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM153,557$1,153,000thousands, detected and multiplied
BROOKFIELD REINSURANCE FCLASS AG16250105FOREIGN ORDINARIES36,764$1,150,000thousands, detected and multiplied
SCHWAB STRATEGIC TR808524839US AGGREGATE B25,006$1,141,000thousands, detected and multiplied
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN91,789$1,079,000thousands, detected and multiplied
Alphabet Inc. Reg. Shares A02079K305COM11,944$1,053,000thousands, detected and multiplied
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS13,097$1,015,000thousands, detected and multiplied
BLACKROCK MUNIHLDNGS CALI09254L107COM89,643$962,000thousands, detected and multiplied
BLACKROCK MUNICIPAL INCOME FUN09253X102COM76,344$864,000thousands, detected and multiplied
BLACKROCK HEALTH SCIENCES TE09260E105COM SHS45,433$701,000thousands, detected and multiplied
BLACKROCK CAP ALLOCATION TER09260U109COM49,829$691,000thousands, detected and multiplied
COLOMBIER ACQUISITION CORP19533H108COM69,007$685,000thousands, detected and multiplied
HERTZ GLOBAL HLDGS INC42806J148*W EXP 06/30/20587,153$649,000thousands, detected and multiplied
GOLDMAN SACHS MLP ENERGY REN38148G206COM48,270$616,000thousands, detected and multiplied
BLACKROCK CALIFORNIA MUNICIPAL09248E102SH BEN INT55,637$602,000thousands, detected and multiplied
ALLIANCE NATIONAL MUNICIPAL IN01864U106COM57,300$600,000thousands, detected and multiplied
ADARA ACQUISITION CORP00653H102COM CL A55,373$563,000thousands, detected and multiplied
BLACKROCK GLOBAL ENERGY AND RE09250U101COM44,811$561,000thousands, detected and multiplied
FAST ACQUISITION CORP II311874101CL A51,557$516,000thousands, detected and multiplied
BANNER ACQUISITION CORP06654K101COM50,186$505,000thousands, detected and multiplied
PIONEER MUN HIGH INCOME OPPO723760104COMMON STOCK46,222$492,000thousands, detected and multiplied
SPORTSMAP TECH ACQUISITIN CO84921J108COM46,022$470,000thousands, detected and multiplied
BNY MELLON STRATEGIC MUN BD09662E109COM79,794$461,000thousands, detected and multiplied
CLEARBRIDGE ENERGY MLP TOTAL R18469Q207COM15,611$441,000thousands, detected and multiplied
FIRST TRUST MLP AND ENERGY INC33739B104COM55,102$430,000thousands, detected and multiplied
FIRST RESERVE SUSTAINABLE GW336169107CLASS A COM40,618$408,000thousands, detected and multiplied
TG VENTURE ACQUISITION CORP87251T109COM39,817$404,000thousands, detected and multiplied
INTEGRAL ACQUISITION CORP 145827K101CLASS A COM39,297$397,000thousands, detected and multiplied
ZILLOW GROUP INC CLASS A98954M101CL A11,815$368,000thousands, detected and multiplied
UNDER ARMOUR INC904311107CL A36,073$366,000thousands, detected and multiplied
RF ACQUISITION CORP74954L104COM34,988$353,000thousands, detected and multiplied
EG ACQUISITION CORP26846A100COM35,091$349,000thousands, detected and multiplied
ADAM NAT RES FD INC00548F105COM15,808$344,000thousands, detected and multiplied
NEWBURY STREET ACQUISITN COR65101L104COM34,044$340,000thousands, detected and multiplied
FIRST TRUST ENERGY INFRASTRUCT33738C103COM23,180$334,000thousands, detected and multiplied
WELSBACH TECH METALS ACQU CO950415109COM32,577$332,000thousands, detected and multiplied
INVESCO VALUE MUNICIPAL INCOME46132P108COM26,613$320,000thousands, detected and multiplied
WESTERN ASSET MUN PARTNERS F95766P108COM26,526$308,000thousands, detected and multiplied
FG MERGER CORP30324Y101COMMON STOCK28,417$304,000thousands, detected and multiplied
TWELVE SEAS INVESTMENT CO II90118T106COM CL A29,738$299,000thousands, detected and multiplied
PIMCO MUN INCOME FD II72200W106COM32,731$295,000thousands, detected and multiplied
VISIONWAVE HOLDINGS INC COM066644105Stock28,188$286,000thousands, detected and multiplied
ATLANTIC COASTAL ACQUISTN CO048453104CLASS A COM28,560$286,000thousands, detected and multiplied
SPROTT PHYSICAL SILVER TR85207K107TR UNIT33,429$275,000thousands, detected and multiplied
NUVEEN FLOATING RATE INCOME67072T108COM32,946$260,000thousands, detected and multiplied
AMERICA MOVIL SAB DE CV02364W204SPONSORED ADR14,253$256,000thousands, detected and multiplied
BLACKROCK MUNIHLDGS NY QLTY09255C106COM24,752$254,000thousands, detected and multiplied
BLACKROCK MUNIYIELD PA QUALI09255G107COM22,932$252,000thousands, detected and multiplied
INVESCO PA VALUE MUN INC TR46132K109COM25,381$248,000thousands, detected and multiplied
KADEM SUSTAINABLE IMPACT COR48284E105CLASS A COM24,049$241,000thousands, detected and multiplied
NUVEEN QUALITY MUNCP INCOME67066V101COM20,355$240,000thousands, detected and multiplied
DIAMONDHEAD HOLDINGS CORP25278L105COM23,863$240,000thousands, detected and multiplied
INSIGHT ACQUISITION CORP45784L100COM22,485$226,000thousands, detected and multiplied
TEMPLETON DRAGON FD INC88018T101COM22,087$225,000thousands, detected and multiplied
PIMCO INCOME STRATEGY FD II72201J104COM30,128$213,000thousands, detected and multiplied
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN20,209$213,000thousands, detected and multiplied
M3 BRIGADE ACQUISITION II CO553800103COM CL A21,023$210,000thousands, detected and multiplied
GENIUS SPORTS LIMITEDG3934V117*W EXP 04/30/202230,973$207,000thousands, detected and multiplied
BROOKFIELD REAL ASSETS INCOM112830104SHS BEN INT12,645$204,000thousands, detected and multiplied
BURTECH ACQUISITION CORP123013104COM19,731$200,000thousands, detected and multiplied

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001317346-23-000003this filing2023-02-09acceptance time not in the bulk data set