13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,714 holding rows worth $14,080,699,000.
- Accession
- 0001313360-16-000011
- Filer
- CIK 1313360
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 2,714 entries on the cover page, a total value of $14,080,699,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,080,699,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 41,853 | $246,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,187 | $246,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 142,600 | $246,000 | thousands by filing date | call |
| EATON CORP PLC | G29183953 | PUT | 179,700 | $246,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813909 | COM | 221,200 | $246,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 222,200 | $245,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 8,176 | $245,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 87,918 | $244,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,018 | $244,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 5,900 | $244,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 78,900 | $243,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,871 | $242,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,222 | $241,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 56,353 | $241,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 13,565 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,924 | $239,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,231 | $238,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,908 | $238,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,555 | $238,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 393,500 | $238,000 | thousands by filing date | put |
| HONEYWELL INTL INC | 438516956 | PUT | 89,100 | $238,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,858 | $237,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 907,190 | $237,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 851 | $235,000 | thousands by filing date | |
| VEEVA SYS INC | 922475908 | CALL | 579,000 | $235,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 17,213 | $235,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R904 | COM | 608,600 | $235,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,066 | $233,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 3,450,700 | $233,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,775 | $232,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,206 | $232,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,340 | $231,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 899 | $230,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,454 | $230,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 30,577 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,949 | $230,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,736 | $230,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,000 | $230,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 660,600 | $230,000 | thousands by filing date | call |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 11,100 | $230,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 30,962 | $229,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 80,400 | $229,000 | thousands by filing date | call |
| GULFPORT ENERGY CORP | 402635954 | Option | 87,400 | $229,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 14,269 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,832 | $228,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 29,624 | $228,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,000 | $228,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,249 | $227,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,854 | $227,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,416 | $227,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 166,800 | $227,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,713 | $226,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 5,733 | $225,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,730 | $225,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,895 | $224,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 21,182 | $224,000 | thousands by filing date | |
| YAHOO! INC | 984332906 | COM | 418,500 | $224,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 96,196 | $224,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,884 | $223,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,780 | $223,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,062 | $222,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,705 | $222,000 | thousands by filing date | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 48,200 | $222,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,462 | $221,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 19,017 | $221,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,253 | $220,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,029 | $220,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,280 | $219,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,331 | $219,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 39,917 | $218,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,565 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,344 | $217,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,846 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,884 | $216,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 28,208 | $216,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,645 | $215,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y954 | PUT | 125,100 | $215,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626906 | COM | 25,000 | $215,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 24,954 | $214,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 706 | $213,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,003 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 1,752,300 | $213,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 1,904 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286951 | PUT | 118,400 | $212,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 990 | $212,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 91,080 | $211,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,746 | $210,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 39,702 | $210,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 36,643 | $210,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 30,000 | $210,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 5,110 | $210,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 21,197 | $209,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,709 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,744 | $208,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 181,400 | $208,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,517 | $208,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 14,719 | $208,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,670 | $207,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,502 | $207,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,603 | $207,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 15,231 | $207,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,760 | $207,000 | thousands by filing date | |
| SANDISK CORP | 80004C951 | COM | 1,030,400 | $207,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,062 | $206,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,450 | $206,000 | thousands by filing date | |
| GOLDCORP INC | 380956909 | COM | 1,241,300 | $206,000 | thousands by filing date | call |
| DISH NETWORK CORP-A | 25470M909 | COM | 70,000 | $206,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 8,442 | $205,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,142 | $204,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,487 | $204,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,028 | $203,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,593 | $203,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 100,000 | $203,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 5,138 | $201,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,071 | $201,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,994 | $200,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,919 | $200,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,983 | $200,000 | thousands by filing date | |
| HOLOGIC INC | 436440951 | PUT | 400,000 | $200,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 5,667 | $199,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,716 | $199,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,185 | $198,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,066 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,831 | $198,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 6,218 | $198,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,176 | $198,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 202,672 | $198,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 32,496 | $198,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,273 | $197,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,445 | $197,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,000 | $197,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,941 | $196,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 22,442 | $196,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 6,541 | $196,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,991 | $195,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,000 | $195,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 75,000 | $195,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 234,000 | $195,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 16,803 | $194,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 15,305 | $194,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 12,308 | $193,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 13,633 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,543 | $192,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 20,825 | $191,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,000 | $191,000 | thousands by filing date | principal |
| VALERO ENERGY CORP | 91913Y950 | COM | 882,200 | $190,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,734 | $190,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 17,763 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,110 | $188,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 28,452 | $188,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 24,588 | $188,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,358 | $187,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q959 | PUT | 116,900 | $187,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 6,549 | $186,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 16,864 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 7,897 | $186,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,995 | $185,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,234 | $184,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,378 | $184,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,877 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,613 | $182,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 770,400 | $182,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102955 | COM | 35,300 | $182,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,622 | $180,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,736 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,492 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,000 | $180,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,587 | $180,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,590 | $180,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 147,500 | $180,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 37,900 | $180,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,479 | $179,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,806 | $179,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,921 | $178,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,182 | $177,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,287 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12,114 | $176,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,150 | $176,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,134 | $176,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 28,192 | $176,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,505 | $176,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 848 | $175,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,193 | $175,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 17,870 | $175,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 22,687 | $175,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,750 | $174,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,163 | $174,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,776 | $173,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,283 | $173,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 5,400 | $173,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 2,909 | $172,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,967 | $171,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 6,611 | $171,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,957 | $171,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,614 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,498 | $170,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,257 | $170,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 226,900 | $170,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 8,742 | $170,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,157 | $170,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,717 | $169,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,555 | $169,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,323 | $169,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,551 | $168,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 28,889 | $168,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 18,638 | $168,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,503 | $167,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,000 | $167,000 | thousands by filing date | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,681 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,909 | $166,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,619 | $165,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 45,000 | $165,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,164 | $165,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 22,446 | $164,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,085 | $163,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,318 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,105 | $162,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,548 | $162,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 14,185 | $162,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 21,100 | $162,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,447 | $161,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 5,697 | $161,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,245 | $160,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 4,282 | $160,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,134 | $159,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,674 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,733 | $159,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 10,048 | $159,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 9,510 | $159,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5,707 | $158,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,150 | $158,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 209,000 | $158,000 | thousands by filing date | call |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 393,100 | $158,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,780 | $157,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,167 | $157,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,945 | $157,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,251 | $156,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,917 | $156,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000 | $156,000 | thousands by filing date | principal |
| CELGENE CORP | 151020904 | COM | 136,100 | $155,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 17,022 | $155,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,295 | $154,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,784 | $153,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,689 | $152,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,607 | $152,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,241 | $152,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,240 | $151,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 11,445 | $151,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,799 | $150,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 7,193 | $150,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 8,720 | $150,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 91,385 | $150,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 10,049 | $150,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,621 | $150,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713956 | COM | 390,000 | $150,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 1,618 | $149,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 153,400 | $149,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 26,840 | $149,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,434 | $148,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 3,413 | $148,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 11,880 | $148,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 150,000 | $148,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 14,488 | $148,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 38,540 | $148,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,751 | $147,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 4,013 | $147,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,287 | $147,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,410 | $147,000 | thousands by filing date | principal |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,367 | $146,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 160,000 | $146,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 6,719 | $145,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 3,891 | $144,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,763 | $143,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,987 | $143,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 65,800 | $143,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 768 | $143,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,165 | $143,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 17,701 | $141,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 25,700 | $141,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 7,042 | $141,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 17,776 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,119 | $140,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,421 | $140,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 12,340 | $140,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,743 | $140,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 1,942 | $140,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,980 | $139,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,149 | $139,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 80,000 | $138,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 87,442 | $138,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,806 | $137,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7,540 | $137,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,953 | $137,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 8,649 | $137,000 | thousands by filing date | |
| POWERSHARES DB US DOL IND BU | 73936D957 | COM | 253,500 | $137,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 168,500 | $136,000 | thousands by filing date | call |
| KELLOGG CO | 487836958 | COM | 461,000 | $136,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,313 | $135,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 8,838 | $135,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,970 | $134,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,181 | $134,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 9,936 | $134,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 40,916 | $134,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,998 | $133,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 60,000 | $132,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,629 | $131,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,788 | $131,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,580 | $131,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 12,000 | $131,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 2,109 | $131,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864907 | CALL | 49,000 | $131,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,996 | $130,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 8,449 | $130,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 20,000 | $130,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 680 | $130,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,000 | $129,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,720 | $128,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,531 | $128,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,064 | $127,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,169 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,981 | $126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 14,000 | $126,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,546 | $126,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,825 | $125,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,000 | $125,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 38,500 | $125,000 | thousands by filing date | call |
| AETNA INC | 00817Y908 | COM | 26,900 | $125,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 1,601 | $124,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,683 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,655 | $122,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 137,200 | $122,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A908 | CALL | 245,700 | $122,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 7,036 | $122,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 13,068 | $121,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 21,734 | $121,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,809 | $120,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 3,994 | $120,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902953 | COM | 200,000 | $120,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,780 | $119,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,604 | $119,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 7,644 | $119,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 246,271 | $119,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,469 | $118,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,457 | $118,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,262 | $118,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 12,100 | $117,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 2,132 | $117,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,015 | $117,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 2,174 | $117,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,387 | $117,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,196 | $116,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,741 | $116,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 8,393 | $116,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,111 | $115,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,744 | $115,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,458 | $115,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,839 | $115,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 20,118 | $115,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 405,500 | $115,000 | thousands by filing date | call |
| TIME WARNER INC | 887317903 | COM | 109,000 | $115,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S953 | PUT | 974,400 | $114,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 17,643 | $114,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,209 | $114,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,400 | $113,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,573 | $113,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,263 | $113,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,322 | $113,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,725 | $113,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,203 | $112,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,498 | $112,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,447 | $111,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,394 | $111,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 7,700 | $111,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 8,033 | $110,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,404 | $110,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,919 | $110,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,292 | $110,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 24,672 | $110,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R954 | Cmn | 100,000 | $110,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,236 | $109,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,000 | $109,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,822 | $109,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,991 | $109,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,889 | $109,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,748 | $109,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 1,265,100 | $109,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 359,000 | $109,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 3,239 | $108,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 5,992 | $108,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 9,455 | $108,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 374,100 | $108,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,778 | $108,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,105 | $108,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 13,322 | $108,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,185 | $107,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,554 | $107,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A908 | COM | 59,900 | $107,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,753 | $106,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,767 | $106,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,124 | $105,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,299 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,904 | $105,000 | thousands by filing date | |
| COACH INC | 189754904 | COM | 161,800 | $105,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760956 | COM | 30,000 | $105,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,338 | $104,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 843 | $103,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,159 | $103,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,559 | $103,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,102 | $102,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 7,418 | $102,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,555 | $101,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,611 | $101,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 32,684 | $101,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,605 | $100,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 205,000 | $100,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,360 | $99,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 22,973 | $99,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 53,177 | $99,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 225,600 | $98,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 196,310 | $98,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,517 | $98,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 90,000 | $97,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,449 | $95,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 175,600 | $95,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 156,600 | $95,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 15,460 | $94,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,927 | $92,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 23,128 | $89,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 31,500 | $89,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 98,900 | $87,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC | 412822908 | COM | 229,200 | $87,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540959 | PUT | 41,400 | $86,000 | thousands by filing date | put |
| HONEYWELL INTL INC | 438516906 | CALL | 28,200 | $85,000 | thousands by filing date | call |
| TARGET CORP | 87612E906 | CALL | 128,200 | $84,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 82,290 | $84,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,800 | $82,000 | thousands by filing date | |
| DBX ETF TR | 233051909 | XTRACK HRVST CSI | 200,000 | $82,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,089 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q909 | OPT | 1,000,000 | $80,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U906 | Cmn | 1,178,300 | $80,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 13,700 | $78,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC | 773903909 | COM | 62,500 | $78,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 58,070 | $77,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 47,200 | $76,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,282 | $75,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,127 | $75,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,728 | $75,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 500,000 | $75,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J908 | COM | 19,700 | $75,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A905 | CALL | 700,000 | $74,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 21,459 | $74,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 27,050 | $72,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 17,500 | $72,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,220 | $70,000 | thousands by filing date | |
| OASIS PETROLEUM INC | 674215908 | Cmn | 92,400 | $69,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B953 | Cmn | 61,300 | $68,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 14,766 | $67,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 214,500 | $67,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 223,539 | $67,000 | thousands by filing date | |
| XEROX CORP | 984121903 | COM | 445,000 | $67,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,635 | $66,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,164 | $66,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 39,749 | $64,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320906 | COM | 112,600 | $64,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 17,505 | $63,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 523,100 | $62,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 11,400 | $61,000 | thousands by filing date | call |
| MEDTRONIC PLC | G5960L903 | CALL | 197,500 | $60,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 23,793 | $59,000 | thousands by filing date | |
| AVAGO TECHNOLOGIES LTD | Y0486S954 | COM | 12,000 | $59,000 | thousands by filing date | put |
| TJX COS INC NEW | 872540909 | CALL | 19,000 | $58,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 15,000 | $57,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,172 | $56,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 55,939 | $56,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,914 | $55,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 30,047 | $55,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,083 | $55,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,573 | $54,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 200,000 | $54,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 43,337 | $53,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,332 | $53,000 | thousands by filing date | |
| BROADCOM CORP-CL A | 111320907 | COM | 23,300 | $53,000 | thousands by filing date | call |
| CONNECTURE INC COM | 20786J106 | Stock | 14,804 | $53,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 152,600 | $52,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 23,565 | $52,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 150,000 | $52,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834907 | COM | 167,900 | $51,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,329 | $51,000 | thousands by filing date | |
| LAREDO PETE HLDGS INC | 516806906 | COM | 339,100 | $51,000 | thousands by filing date | call |
| AFLAC INC | 001055902 | COM | 200,000 | $50,000 | thousands by filing date | call |
| MONSANTO CO | 61166W901 | COM | 620,000 | $50,000 | thousands by filing date | call |
| CGG SPONS ADR | 12531Q105 | ADR | 17,828 | $49,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 22,732 | $48,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 200,000 | $48,000 | thousands by filing date | call |
| AUTODESK INC | 052769906 | CALL | 34,900 | $48,000 | thousands by filing date | call |
| STEEL DYNAMICS INC | 858119950 | COM | 60,000 | $48,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 350,000 | $48,000 | thousands by filing date | call |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 36,937 | $47,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,400,000 | $46,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 93,866 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-16-000011 | this filing | 2016-02-12 | acceptance time not in the bulk data set |