13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,714 holding rows worth $14,080,699,000.
- Accession
- 0001313360-16-000011
- Filer
- CIK 1313360
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 2,714 entries on the cover page, a total value of $14,080,699,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,080,699,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIL-QUIP INC | 262037104 | COM | 10,170 | $602,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,483 | $601,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 85,710 | $600,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 26,048 | $599,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 82,362 | $598,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 27,364 | $597,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 175,000 | $595,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 56,518 | $594,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 91,743 | $594,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 20,319 | $593,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,242 | $593,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503953 | COM | 61,300 | $592,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 24,555 | $590,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 442,400 | $589,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 3,099 | $587,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 43,508 | $586,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 54,278 | $585,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 12,593 | $585,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,210 | $584,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,732 | $580,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 415,700 | $580,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 17,578 | $579,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 4,000 | $573,000 | thousands by filing date | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 55,618 | $572,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 21,027 | $571,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 44,148 | $571,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 100,000 | $570,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 12,069 | $569,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 31,950 | $568,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 39,431 | $566,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 53,364 | $566,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 23,844 | $565,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 41,345 | $564,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 37,397 | $564,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 11,799 | $563,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 43,530 | $562,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 110,400 | $562,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 4,416 | $561,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 24,949 | $560,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,445 | $559,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,543 | $558,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,393 | $558,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,843 | $556,000 | thousands by filing date | |
| RANGE RES CORP | 75281A959 | COM | 27,500 | $556,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 164,894 | $556,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 39,992 | $552,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 582,000 | $551,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 32,578 | $550,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 115,381 | $548,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 35,265 | $547,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 16,835 | $546,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,590 | $545,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212951 | CL A | 25,000 | $545,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 28,321 | $544,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 28,022 | $543,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 134,206 | $542,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 13,753 | $541,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 12,884 | $541,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 87,540 | $541,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 31,925 | $541,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G904 | ADR | 400,000 | $540,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 55,201 | $538,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 22,441 | $538,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 11,522 | $537,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 20,602 | $535,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 40,998 | $535,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 11,122 | $535,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 19,593 | $533,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 15,558 | $530,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 56,192 | $530,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 24,102 | $529,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 14,170 | $528,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,172 | $528,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 77,838 | $528,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,551 | $527,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 176,316 | $527,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 60,000 | $526,000 | thousands by filing date | |
| POWERSHARES DB US DOL IND BU | 73936D907 | COM | 414,400 | $526,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 88,572 | $524,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,489 | $523,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 47,903 | $523,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 27,407 | $522,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,040 | $522,000 | thousands by filing date | principal |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,204 | $520,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 35,994 | $520,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 369,400 | $520,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 335,000 | $520,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 21,813 | $519,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 72,552 | $519,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 270,500 | $518,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 72,756 | $517,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 71,613 | $513,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 8,353 | $513,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 50,200 | $512,000 | thousands by filing date | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 27,112 | $511,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 11,000 | $511,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 100,000 | $509,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 31,249 | $508,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 40,111 | $508,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 329,800 | $508,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 40,278 | $508,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 290,100 | $505,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,756 | $504,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 40,662 | $503,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $503,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 8,828 | $503,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,199 | $502,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 32,054 | $502,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,830 | $499,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,060 | $498,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23,750 | $497,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,607 | $496,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 814,800 | $495,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,573 | $493,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 35,479 | $491,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 16,284 | $490,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 71,973 | $489,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 37,251 | $489,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,410 | $486,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 9,987 | $485,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 12,204 | $485,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 12,127 | $485,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 21,911 | $484,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 16,831 | $482,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 3,230 | $482,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,378 | $480,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 15,602 | $480,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 36,529 | $480,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 94,161 | $479,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,619 | $478,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,518 | $478,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 13,527 | $478,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 317,716 | $477,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 15,423 | $477,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 62,352 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 11,632 | $476,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 35,915 | $474,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 33,401 | $473,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 90,367 | $472,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742E951 | Cmn | 1,997,000 | $472,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 20,429 | $471,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 26,006 | $471,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 35,147 | $470,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 16,100 | $469,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,343 | $468,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,882 | $468,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,142 | $466,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 31,926 | $466,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 34,983 | $466,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000 | $466,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,009 | $465,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 17,518 | $464,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,045 | $464,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 220,939 | $464,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 9,163 | $464,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,715 | $463,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 140,000 | $462,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 25,040 | $461,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 18,027 | $460,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 45,639 | $460,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 29,001 | $460,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,917 | $459,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 34,033 | $459,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 329,800 | $459,000 | thousands by filing date | put |
| SANDISK CORP | 80004C901 | COM | 338,000 | $459,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 40,700 | $458,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 17,777 | $458,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 17,533 | $458,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 10,752 | $457,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 85,987 | $457,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 29,651 | $457,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 14,248 | $455,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS CMN | 111621956 | Cmn | 517,200 | $455,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,858 | $454,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 32,036 | $454,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 17,810 | $454,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 33,408 | $452,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543903 | COM | 172,700 | $451,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,523 | $450,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,656 | $450,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 32,844 | $450,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,111 | $450,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y905 | CALL | 723,400 | $449,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 14,086 | $448,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,594 | $448,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 46,447 | $448,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 9,115 | $447,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 21,822 | $446,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 30,858 | $445,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 500,000 | $445,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C904 | COM | 273,600 | $445,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 57,731 | $443,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,041 | $442,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 35,629 | $441,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 40,194 | $441,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 790,300 | $441,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 300,000 | $441,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 32,945 | $441,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,144 | $440,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 39,741 | $438,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 93,463 | $438,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 11,091 | $438,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 63,678 | $438,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 52,265 | $437,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 35,122 | $436,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,936 | $435,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 32,480 | $434,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 76,596 | $434,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 1,722,500 | $434,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 32,252 | $432,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 4,429 | $431,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 43,254 | $431,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 100,432 | $431,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 22,826 | $431,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 40,261 | $430,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,264 | $429,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,597 | $428,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 14,879 | $427,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 26,971 | $427,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 6,699 | $427,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 37,649 | $426,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 31,564 | $424,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 33,081 | $422,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839956 | COM | 200,000 | $422,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 6,380 | $421,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 9,774 | $419,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,762 | $419,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 44,847 | $419,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 33,291 | $419,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,374 | $418,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,278 | $418,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,514 | $418,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 82,612 | $418,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 8,812 | $418,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 850,400 | $417,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 34,503 | $416,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,737 | $416,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 22,430 | $415,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 8,600 | $413,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 19,689 | $412,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 32,864 | $411,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,249 | $411,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 30,640 | $410,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,684 | $410,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 21,341 | $410,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 23,933 | $410,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 304,100 | $409,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 60,910 | $406,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 67,890 | $406,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 9,384 | $406,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,974 | $405,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,817 | $404,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 51,408 | $403,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,574 | $403,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,575 | $403,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 226,200 | $402,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 15,544 | $401,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,067 | $400,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,330 | $400,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 11,023 | $397,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 39,985 | $396,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 171,400 | $396,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 11,861 | $396,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 13,092 | $395,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 1,000 | $395,000 | thousands by filing date | principal |
| ABBVIE INC | 00287Y959 | COM | 686,600 | $394,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 35,768 | $394,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,062 | $393,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,830 | $392,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,284 | $392,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,054 | $390,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,144 | $390,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 40,872 | $390,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 52,008 | $390,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 23,337 | $388,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,969 | $387,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 471,100 | $386,000 | thousands by filing date | put |
| ISHARES TR | 464288953 | PUT | 830,000 | $385,000 | thousands by filing date | put |
| TYCO INTL PLC | G91442106 | SHS | 12,061 | $385,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,879 | $384,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 99,408 | $384,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 170,300 | $383,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 114,200 | $383,000 | thousands by filing date | put |
| AFLAC INC | 001055952 | COM | 153,600 | $383,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,516 | $382,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 35,426 | $382,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 14,506 | $381,000 | thousands by filing date | |
| AVAGO TECHNOLOGIES LTD | Y0486S904 | COM | 12,000 | $380,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 41,998 | $379,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U956 | OPT | 945,800 | $379,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 32,125 | $378,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,694 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,722 | $376,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 70,371 | $376,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 40,000 | $376,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 12,425 | $376,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 75,202 | $375,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 134,956 | $374,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,307 | $374,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 26,643 | $374,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 24,445 | $373,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,284 | $371,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 22,279 | $371,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,146 | $370,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 26,579 | $370,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 410,000 | $370,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 19,800 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,589 | $369,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,504 | $368,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 24,149 | $368,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,483 | $368,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,139 | $367,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 36,232 | $367,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 26,063 | $367,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 40,152 | $367,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 29,044 | $366,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,993 | $365,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 26,451 | $365,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,850 | $362,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 14,306 | $362,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,423 | $361,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 259,300 | $361,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,280 | $360,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 10,381 | $360,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 16,811 | $360,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 7,317 | $360,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 352,800 | $359,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 12,359 | $359,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 61,960 | $358,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 47,592 | $357,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 6,761 | $357,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 11,761 | $356,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 18,061 | $355,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 13,649 | $355,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,457 | $355,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,865 | $354,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,654 | $353,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 49,615 | $353,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 26,237 | $352,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 428,200 | $350,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 31,300 | $349,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,319 | $347,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,041 | $347,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,473 | $347,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,732 | $347,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 43,753 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 9,350 | $347,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 25,189 | $346,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 24,479 | $345,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 7,915 | $344,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 32,098 | $344,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 27,554 | $343,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 9,607 | $342,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,954 | $341,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 873 | $340,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,278 | $340,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 10,150 | $340,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 39,031 | $339,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 58,880 | $338,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 30,350 | $338,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 8,757 | $337,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 1,093,200 | $336,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,145 | $336,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 550,000 | $336,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,684 | $335,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,536 | $335,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 20,929 | $335,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 57,916 | $334,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 100,000 | $334,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,048 | $333,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,902 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,923 | $332,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,343 | $332,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 28,481 | $332,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,385 | $331,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 16,049 | $330,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,009 | $329,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,995 | $329,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 116,800 | $328,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 19,395 | $325,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 23,289 | $325,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 120,200 | $323,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 21,645 | $321,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,493 | $321,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,135 | $320,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,093 | $318,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 13,715 | $317,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 27,398 | $317,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 9,569 | $316,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,955 | $313,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 35,400 | $313,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,811 | $311,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 814,600 | $311,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 36,667 | $311,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 22,357 | $310,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 22,591 | $310,000 | thousands by filing date | |
| BEST BUY INC | 086516951 | PUT | 76,000 | $310,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G901 | COM SHS | 21,500 | $310,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,919 | $310,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,005 | $309,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,051 | $307,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 28,844 | $305,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,004 | $304,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742954 | CL B | 384,800 | $304,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 21,001 | $302,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 25,079 | $302,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 29,879 | $302,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,400 | $301,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 39,441 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,866 | $300,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,515 | $298,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,915 | $298,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 15,729 | $297,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 23,182 | $297,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 179,500 | $297,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 27,448 | $296,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 22,116 | $295,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 1,891,600 | $295,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 32,116 | $294,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 16,375 | $294,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,588 | $293,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,819 | $293,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 17,302 | $291,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 18,388 | $291,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 33,019 | $290,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 467,300 | $289,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 14,431 | $288,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,782 | $287,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 1,858,300 | $287,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 8,858 | $287,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,759 | $286,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 7,928 | $286,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 29,371 | $286,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,590 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 200,000 | $282,000 | thousands by filing date | call |
| COACH INC | 189754954 | COM | 697,500 | $282,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 23,827 | $281,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,940 | $280,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 1,480,500 | $280,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 21,684 | $279,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 823,900 | $279,000 | thousands by filing date | put |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 17,079 | $279,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,154 | $278,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 150,000 | $278,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,903 | $277,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 43,600 | $277,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,576 | $276,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 19,841 | $275,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 60,819 | $275,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 13,800 | $274,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 356,436 | $274,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,059 | $273,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 374 | $272,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 60,446 | $272,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 224,000 | $272,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 6,525 | $271,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,704 | $271,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,013 | $271,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 50,430 | $270,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,175 | $269,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 24,648 | $269,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 19,679 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,855 | $268,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,788 | $268,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 28,378 | $268,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 132,035 | $267,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,667 | $266,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 15,814 | $266,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,951 | $265,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,781 | $264,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 17,550 | $263,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,012 | $263,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 12,000 | $263,000 | thousands by filing date | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 19,208 | $263,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,219 | $262,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,248 | $262,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,796 | $261,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,519 | $261,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 6,970 | $261,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 21,296 | $261,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,305 | $257,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 21,069 | $257,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 12,670 | $257,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 12,728 | $255,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,199 | $254,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 33,016 | $253,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,065 | $252,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 40,361 | $252,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 27,617 | $252,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 7,875 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 16,867 | $251,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 14,754 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,618 | $250,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 31,282 | $250,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,163 | $249,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,972 | $248,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 392,300 | $248,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,544 | $247,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 12,366 | $246,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,676 | $246,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-16-000011 | this filing | 2016-02-12 | acceptance time not in the bulk data set |