13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 2,644 holding rows worth $24,019,425,000.
- Accession
- 0001313360-14-000002
- Filer
- CIK 1313360
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,644 entries on the cover page, a total value of $24,019,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,019,425,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 32,097 | $229,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 24,417 | $229,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,017 | $228,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,645 | $228,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 31,000 | $225,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 62,500 | $225,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 975,100 | $224,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 30,198 | $224,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,536 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,115 | $221,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,969 | $221,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,588 | $220,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,658 | $219,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 22,371 | $219,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 17,687 | $219,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 7,250 | $219,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,415 | $217,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,672 | $217,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 8,564 | $217,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 22,335 | $217,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,241 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 15,691 | $216,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,640 | $216,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 13,892 | $216,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 13,586 | $214,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 21,408 | $214,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 12,096 | $214,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,214 | $214,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,314 | $213,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 59,861 | $213,000 | thousands by filing date | |
| ADT CORP/THE | 00101J906 | COM | 90,000 | $212,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,987 | $211,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 14,254 | $210,000 | thousands by filing date | |
| GREEN MOUNTAIN COFFEE ROASTE | 393122906 | COM | 93,200 | $210,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 4,313 | $209,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,087 | $209,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,017 | $208,000 | thousands by filing date | |
| MBIA INC | 55262C950 | COM | 524,700 | $206,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082900 | COM | 102,000 | $206,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 11,775 | $205,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 19,533 | $205,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,306 | $205,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 337,700 | $205,000 | thousands by filing date | put |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 13,298 | $205,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,841 | $204,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,333 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,001 | $203,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 17,037 | $203,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,549 | $203,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 126,700 | $203,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,382 | $202,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 5,278 | $202,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 21,982 | $202,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 7,634 | $200,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115954 | COM | 40,000 | $200,000 | thousands by filing date | put |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 19,729 | $200,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 12,465 | $199,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,346 | $199,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 12,951 | $198,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,005 | $198,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,059 | $197,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,599 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,780 | $196,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 37,674 | $196,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 28,101 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,242 | $195,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,000 | $195,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 14,149 | $195,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,075 | $193,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,197 | $193,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,164 | $193,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,951 | $192,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 19,332 | $192,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 4,271 | $191,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,796 | $191,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,513 | $190,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 11,559 | $190,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 69,683 | $190,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 33,900 | $189,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 35,968 | $188,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,147 | $188,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,424 | $188,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,556 | $187,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 23,766 | $187,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,220 | $186,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,246 | $186,000 | thousands by filing date | |
| BALLY TECHNOLOGIES INC | 05874B907 | COM | 22,400 | $186,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 53,500 | $185,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 14,126 | $185,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,909 | $184,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,942 | $184,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 29,297 | $183,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 32,090 | $183,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,000 | $183,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,618 | $183,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,103 | $183,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,405 | $182,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,338 | $182,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 17,185 | $181,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 6,445 | $181,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 5,816 | $180,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 213,900 | $180,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 15,336 | $180,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 4,081,000 | $179,000 | thousands by filing date | put |
| DILLARDS INC-CL A | 254067951 | COM | 110,000 | $179,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 75,000 | $178,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 21,817 | $178,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,647 | $177,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,752 | $177,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,759 | $177,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 6,591 | $177,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 19,121 | $177,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,084 | $176,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,271 | $176,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 8,068 | $176,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 57,187 | $176,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,801 | $176,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,621 | $176,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 2,271 | $176,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,743 | $175,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 25,391 | $175,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 11,068 | $174,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,988 | $174,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 6,200 | $174,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,261 | $174,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,607 | $173,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,085 | $173,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 26,301 | $173,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,904 | $173,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,531 | $172,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,157 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 14,484 | $172,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,780 | $172,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 9,371 | $172,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 39,133 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,309 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,439 | $170,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,663 | $170,000 | thousands by filing date | |
| PULTE GROUP INC | 745867901 | COM | 160,000 | $170,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 16,990 | $170,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,706 | $169,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 46,236 | $169,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 19,150 | $169,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 35,220 | $169,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 9,197 | $169,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,162 | $168,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,239 | $168,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,703 | $166,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,540 | $166,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 9,992 | $166,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 9,380 | $166,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 200,000 | $166,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,913 | $166,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 13,848 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,054 | $165,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549954 | COM | 81,300 | $165,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,181 | $164,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 10,388 | $164,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,170 | $162,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 38,200 | $162,000 | thousands by filing date | call |
| FIFTH & PAC COS INC | 316645100 | COM | 5,041 | $162,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 29,102 | $162,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 105,700 | $162,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 11,210 | $162,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 5,555 | $161,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,267 | $160,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,883 | $160,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 4,236 | $160,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,818 | $159,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,356 | $159,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 13,516 | $159,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 259,300 | $159,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 6,553 | $159,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,661 | $158,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 12,261 | $158,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,131 | $158,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 4,843 | $158,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,707 | $157,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 252,800 | $157,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,000 | $157,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 3,148 | $157,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 6,240 | $157,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 46,744 | $156,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 3,356 | $155,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 4,679 | $155,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,107 | $155,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,048 | $154,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 9,930 | $154,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 10,742 | $154,000 | thousands by filing date | |
| GOOGLE INC-CL A | 38259P958 | COM | 85,100 | $154,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 4,147 | $153,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,766 | $153,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,710 | $153,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,298 | $152,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,061 | $152,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,539 | $151,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,894 | $151,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,428 | $151,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 5,790 | $151,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 9,025 | $151,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 2,429 | $151,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,165 | $150,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 89,600 | $150,000 | thousands by filing date | put |
| DAUCH CORP | 024061903 | COM | 65,600 | $149,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 7,070 | $149,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,320 | $149,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 24,200 | $149,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,170 | $148,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 17,304 | $148,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 3,185 | $148,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 15,713 | $148,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,213 | $147,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,109 | $147,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,233 | $147,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 17,852 | $147,000 | thousands by filing date | |
| STARWOOD HOTELS RESORTS | 85590A901 | COM | 71,700 | $147,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,296 | $146,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 950,700 | $146,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 16,011 | $146,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 856 | $146,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,972 | $146,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,820 | $145,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 8,316 | $145,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,597 | $145,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B955 | COM | 129,500 | $145,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,598 | $144,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,092 | $143,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,441 | $143,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 4,763 | $143,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,351 | $143,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 69,607 | $142,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,875 | $142,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 4,044 | $142,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 7,261 | $141,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704956 | PUT | 188,400 | $141,000 | thousands by filing date | put |
| INTL GAME TECHNOLOGY | 459902902 | COM | 457,400 | $141,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,295 | $140,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,248 | $140,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,065 | $140,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,607 | $140,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 7,619 | $140,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 8,011 | $140,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,651 | $139,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 7,588 | $139,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,467 | $138,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,836 | $138,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,697 | $137,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,227 | $137,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,243 | $137,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 25,900 | $137,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 3,556 | $136,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,043 | $136,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,995 | $135,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 5,392 | $135,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 5,192 | $135,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 26,088 | $135,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,109 | $134,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,798 | $134,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,170 | $134,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 6,944 | $134,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,217 | $133,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,089 | $133,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 2,770 | $133,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 2,841 | $133,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 8,313 | $133,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,778 | $132,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 6,510 | $132,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 568,500 | $132,000 | thousands by filing date | put |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 10,832 | $132,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,829 | $131,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,375 | $131,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 25,000 | $131,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 5,338 | $131,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 38,537 | $131,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 12,057 | $131,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,009 | $130,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 4,512 | $130,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 9,429 | $130,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 9,790 | $130,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,568 | $130,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 5,732 | $129,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,341 | $129,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,542 | $129,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,380 | $129,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,122 | $129,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 126,100 | $129,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,053 | $129,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 2,363 | $129,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,083 | $129,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 2,027 | $128,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 213 | $128,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,514 | $128,000 | thousands by filing date | |
| MOLYCORP INC | 608753959 | Cmn | 29,100 | $128,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 13,852 | $127,000 | thousands by filing date | |
| ISHARES INC | 464286900 | CALL | 740,700 | $127,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 23,844 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 9,916 | $127,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 14,932 | $126,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 93,636 | $126,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 3,902 | $125,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,182 | $124,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,218 | $124,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,766 | $124,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 9,625 | $124,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 21,616 | $124,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 3,647 | $124,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 9,837 | $124,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217K956 | COM | 24,000 | $124,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 2,576 | $123,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 287,000 | $123,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 10,104 | $123,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,776 | $122,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 109,900 | $122,000 | thousands by filing date | call |
| EOG RES INC | 26875P901 | CALL | 5,900 | $122,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,553 | $122,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,185 | $122,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,889 | $122,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,792 | $121,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,211 | $121,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,216 | $121,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,443 | $120,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 8,775 | $120,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,003 | $120,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 101,800 | $120,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 1,565,000 | $120,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 9,267 | $120,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,623 | $120,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R906 | COM | 72,900 | $120,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 58,771 | $119,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,382 | $119,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 270,000 | $119,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 2,897 | $118,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,152 | $118,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 163,600 | $118,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,611 | $118,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,943 | $118,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 3,460 | $118,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 17,342 | $117,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 153,200 | $117,000 | thousands by filing date | put |
| AFLAC INC | 001055902 | COM | 80,400 | $117,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 3,315 | $117,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571958 | COM | 21,800 | $117,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 2,312 | $116,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 12,062 | $116,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,971 | $116,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,225 | $115,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,282 | $115,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 100,000 | $115,000 | thousands by filing date | put |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 2,255 | $115,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 9,966 | $115,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 9,413 | $115,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 98,000 | $115,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,753 | $114,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,295 | $114,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,557 | $114,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,213 | $114,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 8,823 | $114,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 9,349 | $114,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 1,848 | $114,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,953 | $113,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,290 | $113,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,419 | $113,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 102,700 | $113,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 562 | $112,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,230 | $112,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 28,043 | $112,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 41,900 | $112,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 2,785 | $111,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 7,852 | $111,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,299 | $110,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,889 | $110,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 5,138 | $110,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,646 | $110,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 2,425 | $110,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 8,839 | $110,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 8,334 | $110,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 12,189 | $110,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,227 | $109,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,517 | $109,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 32,500 | $109,000 | thousands by filing date | call |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 8,374 | $109,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,353 | $108,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,420 | $108,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,041 | $108,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 5,109 | $108,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 444 | $107,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,711 | $107,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,598 | $107,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,729 | $107,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,758 | $107,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 77,399 | $107,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 9,021 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 7,946 | $106,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,801 | $106,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 2,897 | $106,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 100,200 | $106,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 1,172 | $105,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 7,886 | $104,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,233 | $104,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 7,836 | $104,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,254 | $103,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 87,500 | $103,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,923 | $103,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 6,411 | $103,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 6,132 | $103,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,737 | $102,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,300 | $102,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,240 | $102,000 | thousands by filing date | |
| CME GROUP INC | 12572Q955 | PUT | 220,700 | $102,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V950 | PUT | 330,000 | $102,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 50,000 | $102,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 5,945 | $102,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,845 | $102,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589959 | COM | 254,000 | $102,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 2,057 | $101,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,332 | $101,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 7,095 | $101,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 686 | $101,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,727 | $101,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 30,025 | $101,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 270,700 | $100,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,257 | $100,000 | thousands by filing date | |
| KLA CORP | 482480900 | COM NEW | 36,900 | $99,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 22,811 | $99,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128956 | COM | 15,100 | $98,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 34,509 | $96,000 | thousands by filing date | |
| BIG LOTS INC | 089302903 | COM | 40,000 | $96,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,200 | $95,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 18,512 | $95,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 21,633 | $95,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 29,762 | $93,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,489 | $93,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 78,100 | $92,000 | thousands by filing date | call |
| HONEYWELL INTL INC | 438516906 | CALL | 14,400 | $92,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 19,744 | $90,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 110,700 | $89,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,198 | $89,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,625 | $88,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 47,709 | $86,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543903 | COM | 78,400 | $86,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 17,706 | $84,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 1,500,020 | $84,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 47,395 | $82,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 50,500 | $81,000 | thousands by filing date | put |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 644,400 | $81,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807958 | COM | 22,500 | $81,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M952 | PUT | 30,700 | $76,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 100,000 | $76,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 49,000 | $75,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 55,200 | $74,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G952 | CALL | 1,944,500 | $73,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V900 | Cmn | 118,500 | $73,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813959 | COM | 55,600 | $72,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 12,021 | $71,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 16,500 | $71,000 | thousands by filing date | call |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 33,570 | $68,000 | thousands by filing date | |
| AETNA INC | 00817Y958 | COM | 88,300 | $67,000 | thousands by filing date | put |
| BP PLC | 055622954 | PUT | 331,100 | $66,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 32,230 | $63,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013903 | COM | 41,800 | $63,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 39,774 | $62,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 154,500 | $61,000 | thousands by filing date | put |
| ALCOA INC | 013817951 | COM | 887,700 | $60,000 | thousands by filing date | put |
| FEDEX CORP | 31428X956 | COM | 102,300 | $59,000 | thousands by filing date | put |
| Trunkbow Intl Holdings | 89818A102 | COM | 45,047 | $59,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y954 | PUT | 1,322,300 | $58,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 395,300 | $58,000 | thousands by filing date | put |
| GREEN MOUNTAIN COFFEE ROASTE | 393122956 | COM | 115,900 | $57,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574959 | COM | 84,700 | $57,000 | thousands by filing date | put |
| MARKET VECTORS OIL SERVICE E | 57060U901 | COM | 158,200 | $56,000 | thousands by filing date | call |
| COVANTA HOLDING CORP | 22282E952 | COM | 21,700 | $55,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013953 | COM | 29,200 | $55,000 | thousands by filing date | put |
| STATE STR CORP | 857477903 | COM | 15,900 | $54,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849906 | COM | 48,700 | $54,000 | thousands by filing date | call |
| STRYKER CORPORATION | 863667901 | COM | 60,200 | $53,000 | thousands by filing date | call |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 38,688 | $53,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 111,400 | $51,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 16,444 | $50,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 172,900 | $49,000 | thousands by filing date | put |
| SOUTHERN CO | 842587907 | COM | 93,200 | $49,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 24,210 | $49,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571908 | COM | 10,700 | $49,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457908 | CALL | 39,000 | $48,000 | thousands by filing date | call |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 25,085 | $48,000 | thousands by filing date | |
| PACKAGING CORP AMER | 695156909 | CALL | 48,400 | $45,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C954 | PUT | 610,200 | $44,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 115,000 | $44,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 1,189,600 | $44,000 | thousands by filing date | put |
| AGRIUM INC | 008916908 | COM | 30,000 | $44,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 23,960 | $42,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 988,000 | $40,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494953 | CL A | 863,900 | $39,000 | thousands by filing date | put |
| LINDSAY CORP | 535555906 | COM | 25,100 | $39,000 | thousands by filing date | call |
| LINDSAY CORP | 535555956 | COM | 25,600 | $39,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 10,929 | $39,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,719 | $38,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 281,600 | $38,000 | thousands by filing date | put |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 10,924 | $37,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 874,800 | $35,000 | thousands by filing date | put |
| NOKIA CORP | 654902954 | PUT | 1,090,600 | $33,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-14-000002 | this filing | 2014-02-12 | acceptance time not in the bulk data set |