13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 2,644 holding rows worth $24,019,425,000.
- Accession
- 0001313360-14-000002
- Filer
- CIK 1313360
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,644 entries on the cover page, a total value of $24,019,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,019,425,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 45,250 | $567,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 48,927 | $567,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 254,500 | $567,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 18,050 | $563,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 93,036 | $563,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 40,117 | $562,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 26,158 | $562,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 89,700 | $560,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 200,000 | $560,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 49,920 | $560,000 | thousands by filing date | |
| COACH INC | 189754954 | COM | 1,126,400 | $560,000 | thousands by filing date | put |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 45,606 | $559,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 13,178 | $555,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 23,793 | $554,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 43,838 | $554,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165908 | COM | 135,600 | $552,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 89,772 | $550,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 134,720 | $548,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 7,860 | $547,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 964,000 | $547,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,743 | $545,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 9,874 | $545,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 10,250 | $544,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 34,448 | $543,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,769 | $541,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 30,893 | $541,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,386 | $541,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 107,202 | $541,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 43,209 | $536,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 15,544 | $534,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 366,200 | $533,000 | thousands by filing date | put |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,765 | $532,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 11,421 | $532,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 12,306 | $531,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,005 | $529,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 9,649 | $528,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 8,475 | $527,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 19,468 | $527,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,822 | $525,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347905 | COM | 502,200 | $525,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,467 | $523,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 37,825 | $522,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 16,909 | $521,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 72,746 | $519,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 331,400 | $518,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 46,460 | $517,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 40,014 | $516,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 56,914 | $514,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 38,499 | $510,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 30,037 | $510,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 22,180 | $509,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,279 | $508,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 50,909 | $507,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 39,461 | $507,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,904 | $505,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 41,383 | $504,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 212,400 | $504,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 41,473 | $504,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 220,000 | $504,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,913 | $503,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,708 | $503,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 64,640 | $502,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 33,585 | $502,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 35,627 | $501,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 41,179 | $500,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 168,400 | $500,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 9,417 | $499,000 | thousands by filing date | |
| CENCORA INC | 03073E905 | CALL | 125,900 | $499,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,859 | $499,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 230,000 | $497,000 | thousands by filing date | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 39,423 | $496,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 111,514 | $496,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 37,784 | $496,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 46,294 | $493,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 159,826 | $492,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,956 | $491,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,152 | $490,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y950 | COM | 65,300 | $490,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 60,910 | $487,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 57,658 | $487,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,541 | $485,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 16,779 | $483,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,485 | $483,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 49,271 | $483,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,124 | $481,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 18,905 | $481,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 14,406 | $480,000 | thousands by filing date | |
| HEWLETT-PACKARD CO | 428236953 | COM | 408,300 | $479,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 46,774 | $478,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 41,800 | $477,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,938 | $477,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 19,634 | $477,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 19,785 | $477,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 38,543 | $476,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 19,164 | $476,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 37,315 | $474,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 46,610 | $472,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 12,201 | $471,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,405 | $470,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,990 | $470,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 39,152 | $470,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,388 | $469,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,649 | $468,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 22,766 | $463,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 8,897 | $463,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,938 | $463,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,385 | $462,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 9,740 | $462,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 4,875 | $462,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,685 | $461,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 40,272 | $459,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 6,047 | $458,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,213 | $456,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 45,844 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287902 | CALL | 2,876,700 | $456,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 18,662 | $454,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 8,185 | $454,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,043 | $450,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 262,200 | $449,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,509 | $448,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,061 | $448,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 62,701 | $448,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 34,855 | $447,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 7,447 | $446,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,782 | $445,000 | thousands by filing date | |
| MONSANTO CO | 61166W951 | COM | 177,400 | $445,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N901 | CALL | 204,700 | $444,000 | thousands by filing date | call |
| KKR CO LP | 48248M902 | COM | 173,600 | $444,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,800 | $442,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 37,045 | $439,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 14,960 | $438,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 43,498 | $438,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 10,497 | $436,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 37,104 | $436,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 12,126 | $435,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 9,617 | $435,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 29,723 | $434,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 20,441 | $434,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 16,179 | $434,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 127,500 | $434,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,303 | $433,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 38,180 | $433,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 15,494 | $433,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 134,174 | $433,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 121,500 | $431,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,384 | $431,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 45,200 | $430,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,945 | $429,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 38,093 | $429,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,679 | $428,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 34,517 | $428,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 18,378 | $428,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,906 | $427,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 5,741 | $427,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 22,375 | $427,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 22,248 | $426,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 29,146 | $426,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,628 | $425,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 127,700 | $425,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,170 | $425,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,686 | $424,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 21,743 | $422,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 355,100 | $422,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,493 | $421,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 20,565 | $421,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 11,863 | $421,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 7,104 | $421,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 23,613 | $420,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 9,300 | $419,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 31,197 | $418,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 16,168 | $417,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,909 | $417,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 23,074 | $417,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 44,125 | $416,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,952 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 29,547 | $415,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 18,486 | $415,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 12,901 | $413,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,124 | $406,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 11,047 | $405,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 24,381 | $403,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 21,371 | $403,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 37,358 | $401,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,871 | $399,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,938 | $399,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 1,869,800 | $399,000 | thousands by filing date | call |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 32,162 | $399,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,120 | $398,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,428 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 29,965 | $396,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 27,481 | $396,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 13,271 | $395,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,954 | $395,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 210,100 | $393,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,701 | $392,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 122,615 | $392,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 74,633 | $391,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10,984 | $390,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 10,739 | $389,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 38,800 | $389,000 | thousands by filing date | call |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 26,702 | $389,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 220,400 | $388,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 31,687 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 17,773 | $386,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 30,545 | $385,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 31,913 | $383,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 5,884 | $383,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 31,379 | $382,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 43,144 | $382,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 7,202 | $381,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 8,175 | $377,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,062 | $377,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 86,849 | $377,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 36,556 | $377,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 189,000 | $377,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,000 | $376,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 4,783 | $375,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 10,564 | $375,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,248 | $371,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 62,589 | $371,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 120,400 | $371,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 6,842 | $370,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 63,265 | $370,000 | thousands by filing date | |
| INTEL CORP | 458140950 | PUT | 2,725,700 | $369,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 20,972 | $366,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 34,783 | $366,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 45,604 | $366,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 215,300 | $365,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 41,730 | $364,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 8,893 | $364,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,440 | $364,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 26,836 | $363,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,134 | $362,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 158,700 | $361,000 | thousands by filing date | put |
| EQUAL ENERGY LTD | 29390Q109 | COM | 67,673 | $361,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,853 | $359,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 11,680 | $359,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,688 | $359,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 63,400 | $359,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 10,842 | $358,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 21,500 | $358,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 119,900 | $357,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,677 | $357,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,589 | $357,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 969,900 | $356,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 8,614 | $355,000 | thousands by filing date | |
| PROSHARES TR | 74347B901 | PSHS ULTSH 20YRS | 330,300 | $355,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 367,000 | $354,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 22,540 | $353,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,030 | $353,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 30,600 | $352,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,367 | $351,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 15,902 | $351,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 24,916 | $351,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 9,050 | $351,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 29,240 | $351,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 8,986 | $350,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 117,004 | $350,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,740 | $348,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,021 | $347,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,664 | $346,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 28,178 | $345,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,921 | $345,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 321,500 | $344,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 61,229 | $344,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 27,112 | $344,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 14,481 | $344,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 22,279 | $342,000 | thousands by filing date | |
| SANDISK CORP | 80004C951 | COM | 571,200 | $341,000 | thousands by filing date | put |
| WHOLE FOODS MARKET INC | 966837906 | COM | 64,100 | $341,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 9,615 | $340,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 30,205 | $340,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 47,731 | $340,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 24,400 | $339,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 130,464 | $339,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,732 | $338,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,770 | $338,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,124 | $338,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 23,933 | $337,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,878 | $337,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,930 | $337,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,395 | $336,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B905 | COM | 272,600 | $336,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,780 | $335,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 37,618 | $335,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 24,535 | $335,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 27,767 | $335,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 10,961 | $335,000 | thousands by filing date | |
| INTL GAME TECHNOLOGY | 459902952 | COM | 459,800 | $335,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 30,802 | $334,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,183 | $333,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 22,016 | $333,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 14,358 | $333,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 27,121 | $331,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 27,287 | $330,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 86,805 | $330,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 26,722 | $330,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 12,607 | $329,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 345,000 | $329,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 26,657 | $329,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 59,100 | $329,000 | thousands by filing date | call |
| NEWFIELD EXPLORATION CO | 651290908 | COM | 180,000 | $328,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361952 | PUT | 329,300 | $327,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,337 | $327,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,499 | $326,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,314 | $326,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,414 | $325,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 382,500 | $325,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 11,450 | $325,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 10,595 | $324,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 118,700 | $324,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 3,260 | $323,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 42,545 | $323,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 33,900 | $323,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W909 | CALL | 75,000 | $322,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 24,132 | $322,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,676 | $321,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 8,747 | $320,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 30,986 | $320,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,153 | $319,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 27,553 | $318,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 281,500 | $318,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 35,012 | $317,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 6,600 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 30,459 | $317,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,504 | $317,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 40,341 | $317,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 18,638 | $317,000 | thousands by filing date | |
| TIME WARNER CABLE | 88732J907 | COM | 33,500 | $317,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,544 | $316,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 7,578 | $315,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 22,957 | $314,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,066 | $313,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,299 | $313,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 565,000 | $313,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 11,136 | $312,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 110,000 | $312,000 | thousands by filing date | call |
| DEERE & CO | 244199955 | CALL | 635,900 | $311,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,395 | $310,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,510 | $310,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,732 | $310,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 55,147 | $310,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,345 | $310,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,723 | $309,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 48,382 | $309,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 58,180 | $309,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 156,933 | $309,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 17,828 | $309,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 60,956 | $307,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,383 | $306,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,624 | $305,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 20,800 | $305,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 24,857 | $304,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 26,837 | $302,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 26,945 | $302,000 | thousands by filing date | |
| APTARGROUP INC | 038336903 | COM | 13,300 | $302,000 | thousands by filing date | call |
| PARKWAY PPTYS INC | 70159Q104 | COM | 15,635 | $302,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 17,639 | $301,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,301 | $301,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 183,500 | $301,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 4,799 | $299,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,364 | $298,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,354 | $298,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 38,950 | $298,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165958 | COM | 259,400 | $298,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,301 | $297,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 18,452 | $297,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 16,926 | $297,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 30,200 | $295,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 890,400 | $294,000 | thousands by filing date | put |
| ISHARES TR | 464287909 | CALL | 599,500 | $294,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 6,336 | $294,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 11,485 | $292,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 124,916 | $292,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 38,234 | $291,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,548 | $290,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 32,031 | $290,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 378,000 | $290,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 3,271 | $288,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 9,357 | $288,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,533 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,971 | $287,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 14,904 | $287,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 492 | $286,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,640 | $286,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 24,802 | $286,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 64,911 | $286,000 | thousands by filing date | |
| Radioshack Corp | 750438953 | COM | 121,200 | $286,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,420 | $284,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 8,580 | $283,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,169 | $283,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,618 | $282,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,571 | $282,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 7,830 | $281,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 14,792 | $281,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 22,046 | $280,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 49,427 | $280,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 26,458 | $279,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,608 | $279,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 21,872 | $279,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 33,458 | $278,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 29,464 | $278,000 | thousands by filing date | |
| ALCOA INC | 013817901 | COM | 344,800 | $278,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 25,179 | $277,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 28,900 | $277,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,763 | $276,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 24,383 | $276,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 19,446 | $275,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 19,705 | $275,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,345 | $275,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 22,384 | $275,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 152,200 | $274,000 | thousands by filing date | call |
| TIFFANY CO | 886547958 | COM | 348,900 | $274,000 | thousands by filing date | put |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 34,917 | $274,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 8,673 | $273,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 32,220 | $272,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 189,300 | $272,000 | thousands by filing date | call |
| PHILLIPS 66 | 718546904 | CALL | 18,700 | $271,000 | thousands by filing date | call |
| MBIA INC | 55262C900 | COM | 621,700 | $270,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 2,620 | $270,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,606 | $269,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 8,000 | $269,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,888 | $267,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 23,851 | $267,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,437 | $267,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,776 | $266,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,946 | $266,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 20,924 | $266,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,521 | $265,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,641 | $264,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503953 | COM | 31,800 | $264,000 | thousands by filing date | put |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 38,700 | $264,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 21,014 | $263,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 8,209 | $263,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 3,913 | $263,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,000 | $262,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 28,841 | $262,000 | thousands by filing date | |
| COCA-COLA ENTERPRISES | 19122T909 | COM | 25,300 | $261,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 3,265 | $259,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,837 | $258,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,514 | $258,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 28,120 | $258,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,779 | $258,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,365 | $257,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,035 | $256,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 18,030 | $255,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,489 | $255,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 572,900 | $255,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 228,100 | $255,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 13,077 | $253,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 5,262 | $253,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,180 | $252,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,502 | $252,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,887 | $251,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,473 | $251,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,791 | $251,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 8,527 | $251,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,218 | $249,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,640 | $249,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 1,931,200 | $249,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,482 | $248,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 21,703 | $248,000 | thousands by filing date | |
| MARKET VECTORS SEMICONDUCTOR | 57060U903 | COM | 160,000 | $248,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,226 | $247,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 19,594 | $247,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 22,000 | $247,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,538 | $246,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,916 | $245,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 100,000 | $244,000 | thousands by filing date | call |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,857 | $243,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 19,665 | $243,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 15,177 | $243,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 24,199 | $243,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 8,757 | $243,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,271 | $242,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,821 | $242,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 37,174 | $241,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,641 | $241,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 157,100 | $241,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 15,246 | $240,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 87,400 | $239,000 | thousands by filing date | put |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 28,948 | $239,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 14,434 | $239,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,304 | $238,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 21,168 | $238,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,151 | $237,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,719 | $237,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,111 | $237,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 38,148 | $237,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 14,757 | $237,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 15,423 | $237,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,369 | $236,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,737 | $235,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,636 | $233,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 9,423 | $233,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,116 | $232,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 28,360 | $232,000 | thousands by filing date | call |
| USEC INC | 90333E207 | COMMON | 35,101 | $232,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,795 | $231,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 4,683 | $231,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-14-000002 | this filing | 2014-02-12 | acceptance time not in the bulk data set |