13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 5,446 holding rows worth $3,477,455,768,419 by the sum of the rows.
- Accession
- 0001306550-23-010335
- Filer
- CIK 1364742
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 49,732 entries on the cover page, a total value of $3,627,977,394,535 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,477,455,768,419 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,627,977,394,535, 4% more than the sum of the rows, $3,477,455,768,419. This page uses the sum of the rows.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerFutureAdvisor, Inc.028-16584
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VARONIS SYS INC | 922280AB8 | BOND | 1,691,000 | $1,975,088 | dollars as filed | principal |
| MAPLEBEAR INC COM | 565394103 | Stock | 66,500 | $1,974,386 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 158,853 | $1,971,369 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 2,100,000 | $1,955,499 | dollars as filed | principal |
| REDWIRE CORPORATION | 75776W103 | COM | 675,894 | $1,953,333 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 198,774 | $1,946,992 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 2,003,000 | $1,939,926 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 235,734 | $1,937,734 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 610,689 | $1,935,884 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,967,879 | $1,928,522 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 1,131,396 | $1,923,374 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 492,256 | $1,919,798 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,326 | $1,912,135 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,235,000 | $1,908,131 | dollars as filed | principal |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 345,973 | $1,902,854 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 2,375,000 | $1,900,285 | dollars as filed | principal |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,021,000 | $1,899,740 | dollars as filed | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 51,703 | $1,887,160 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 135,544 | $1,886,772 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 851,350 | $1,881,483 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 56,707 | $1,869,630 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 183,708 | $1,864,636 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,130,000 | $1,857,147 | dollars as filed | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 27,997 | $1,853,961 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 597,869 | $1,853,395 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 2,010,000 | $1,849,200 | dollars as filed | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 150,712 | $1,846,222 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 521,351 | $1,840,368 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 7,075,000 | $1,839,500 | dollars as filed | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 143,898 | $1,833,263 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 105,221 | $1,829,793 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 2,125,000 | $1,828,690 | dollars as filed | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,685 | $1,827,214 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,200,000 | $1,816,386 | dollars as filed | principal |
| KRONOS BIO INC | 50107A104 | COM | 1,381,352 | $1,795,759 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,723,000 | $1,787,613 | dollars as filed | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 767,097 | $1,787,336 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 65,597 | $1,786,206 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 113,378 | $1,785,703 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 78,956 | $1,778,089 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 787,195 | $1,771,191 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,325,000 | $1,767,000 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $1,759,558 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 38,931 | $1,753,452 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 425,126 | $1,751,520 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 146,828 | $1,747,254 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 107,643 | $1,746,508 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 192,237 | $1,745,512 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 575,296 | $1,743,147 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,075,000 | $1,737,813 | dollars as filed | principal |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,390,650 | $1,736,278 | dollars as filed | |
| PAGERDUTY INC | 69553PAB6 | BOND | 1,825,000 | $1,734,845 | dollars as filed | principal |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 163,624 | $1,732,783 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 39,488 | $1,726,416 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,875,000 | $1,725,000 | dollars as filed | principal |
| PC TEL INC | 69325Q105 | COM | 414,123 | $1,722,752 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 574,107 | $1,722,321 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 549,081 | $1,718,624 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 74,548 | $1,707,463 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,713,000 | $1,703,407 | dollars as filed | principal |
| OP BANCORP | 67109R109 | COMMON STOCK | 185,931 | $1,701,268 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 2,020,000 | $1,696,800 | dollars as filed | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,681 | $1,694,244 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,072,277 | $1,694,198 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 1,758,000 | $1,684,393 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,136,000 | $1,682,100 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,775,000 | $1,674,712 | dollars as filed | principal |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 91,299 | $1,674,424 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 507,034 | $1,673,212 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 1,925,000 | $1,668,783 | dollars as filed | principal |
| ABSCI CORPORATION | 00091E109 | COM | 1,257,807 | $1,660,305 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,349,818 | $1,646,778 | dollars as filed | |
| AXT INC | 00246W103 | COM | 684,977 | $1,643,945 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 124,747 | $1,635,433 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 1,975,000 | $1,631,844 | dollars as filed | principal |
| ARTERIS INC | 04302A104 | COM | 250,468 | $1,630,547 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 2,250,000 | $1,628,550 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,021,000 | $1,624,480 | dollars as filed | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 84,209 | $1,616,813 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,120,307 | $1,613,240 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 84,148 | $1,613,117 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 559,445 | $1,611,201 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 554,940 | $1,603,777 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 498,415 | $1,594,929 | dollars as filed | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 1,913,000 | $1,587,790 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 2,400,000 | $1,579,200 | dollars as filed | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 191,065 | $1,578,196 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 232,824 | $1,576,218 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 1,847,347 | $1,574,124 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 191,611 | $1,571,210 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 616,738 | $1,554,180 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,179,000 | $1,551,230 | dollars as filed | principal |
| AMERICAN RES CORP | 02927U208 | CL A | 921,957 | $1,539,668 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 99,819 | $1,537,213 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,850,000 | $1,529,950 | dollars as filed | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 22,784 | $1,525,389 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 67,159 | $1,524,509 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 91,173 | $1,521,677 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 497,441 | $1,512,220 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 157,134 | $1,510,059 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 1,198,011 | $1,497,514 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 230,924 | $1,482,532 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,693,281 | $1,477,313 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 1,808,000 | $1,476,955 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,875,000 | $1,474,688 | dollars as filed | principal |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 755,735 | $1,473,683 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,139,636 | $1,470,130 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 343,479 | $1,470,090 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 394,680 | $1,468,209 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 287,867 | $1,468,121 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,426 | $1,465,400 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 695,597 | $1,453,797 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 707,638 | $1,450,658 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 223,612 | $1,449,006 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 1,825,000 | $1,446,313 | dollars as filed | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 98,574 | $1,441,153 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 127,252 | $1,436,674 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 49,193 | $1,436,436 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 172,152 | $1,435,747 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 33,792 | $1,433,119 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 1,071,489 | $1,425,080 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 1,470,686 | $1,419,065 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 2,200,000 | $1,416,360 | dollars as filed | principal |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 49,347 | $1,406,391 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 344,919 | $1,396,921 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 725,924 | $1,393,775 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 133,907 | $1,392,633 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 142,229 | $1,388,155 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 93,726 | $1,380,135 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 186,667 | $1,377,602 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 371,080 | $1,376,707 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 377,216 | $1,373,067 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 682,577 | $1,371,980 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 136,099 | $1,371,878 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 1,209,770 | $1,367,041 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 726,764 | $1,366,317 | dollars as filed | |
| NN INC | 629337106 | COM | 733,445 | $1,364,208 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 219,065 | $1,360,393 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,414,618 | $1,358,033 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 567,640 | $1,356,659 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 119,930 | $1,354,010 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 493,949 | $1,353,421 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 1,650,000 | $1,353,297 | dollars as filed | principal |
| AEON BIOPHARMA INC | 00791X100 | CL A | 241,566 | $1,352,770 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 1,789,464 | $1,349,256 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 160,008 | $1,342,467 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 3,386,773 | $1,340,824 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 662,488 | $1,338,226 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 955,394 | $1,337,551 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 112,012 | $1,330,703 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 149,851 | $1,329,178 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 907,501 | $1,324,952 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 205,254 | $1,323,889 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,750,000 | $1,297,188 | dollars as filed | principal |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 894,287 | $1,296,717 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 229,992 | $1,294,855 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,106,288 | $1,294,357 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 567,191 | $1,293,196 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 149,872 | $1,288,899 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 117,337 | $1,288,055 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 150,182 | $1,276,548 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 135,594 | $1,274,584 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 185,555 | $1,271,052 | dollars as filed | |
| SURF AIR MOBILITY IN EQUCLASS EQUITY | 868927104 | COM | 779,689 | $1,270,893 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 283,469 | $1,267,106 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 120,991 | $1,265,571 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 283,741 | $1,262,647 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,584 | $1,259,280 | dollars as filed | |
| ISHARES U S ETF TR | 46431W531 | CMN | 49,000 | $1,258,320 | dollars as filed | |
| ISHARES TR | 46438G307 | IBONDS OCT 2024 | 50,000 | $1,252,500 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 975,627 | $1,248,803 | dollars as filed | |
| ISHARES TR | 46438G406 | IBONDS OCT 2025 | 50,000 | $1,248,465 | dollars as filed | |
| ISHARES TR | 46438G505 | IBONDS OCT 2026 | 50,000 | $1,245,180 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 988,081 | $1,244,982 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 915,341 | $1,244,864 | dollars as filed | |
| ISHARES TR | 46438G604 | IBONDS OCT 2027 | 50,000 | $1,242,540 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 4,538,389 | $1,242,157 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 146,480 | $1,240,686 | dollars as filed | |
| ISHARES TR | 46438G802 | IBONDS OCT 2029 | 50,000 | $1,240,605 | dollars as filed | |
| ISHARES TR | 46438G703 | IBONDS OCT 2028 | 50,000 | $1,239,690 | dollars as filed | |
| ISHARES TR | 46438G885 | CMN | 50,000 | $1,234,000 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 2,325,000 | $1,232,250 | dollars as filed | principal |
| ISHARES IBONDS OCT 2031 TERM TIPS ETF | 46438G877 | ETF | 50,000 | $1,231,080 | dollars as filed | |
| ISHARES TR | 46438G869 | CMN | 50,000 | $1,229,325 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 421,750 | $1,227,293 | dollars as filed | |
| ISHARES TR | 46438G851 | IBONDS OCT 2033 | 50,000 | $1,227,155 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 358,574 | $1,226,323 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 925,655 | $1,221,865 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 437,639 | $1,216,637 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 2,275,000 | $1,208,708 | dollars as filed | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 124,695 | $1,202,060 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 1,650,000 | $1,194,633 | dollars as filed | principal |
| United Homes Group Inc. CL A | 91060H108 | COM | 213,314 | $1,194,558 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 285,176 | $1,189,183 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 55,471 | $1,187,080 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 48,899 | $1,185,801 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 50,000 | $1,178,500 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 97,961 | $1,178,472 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 89,637 | $1,169,763 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 898,106 | $1,158,557 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 57,598 | $1,157,720 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 361,706 | $1,157,459 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 5,427,738 | $1,150,138 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 278,835 | $1,148,801 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 265,982 | $1,138,404 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 59,817 | $1,127,550 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 115,741 | $1,122,109 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 16,711 | $1,121,642 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 236,550 | $1,121,247 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1,636,176 | $1,112,600 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 281,406 | $1,108,740 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 1,022,118 | $1,103,888 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 130,000 | $1,102,400 | dollars as filed | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 734,704 | $1,102,058 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 107,145 | $1,101,451 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 474,643 | $1,101,172 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 115,220 | $1,095,743 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 80,313 | $1,092,257 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 138,883 | $1,080,510 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 1,850,000 | $1,073,000 | dollars as filed | principal |
| LIVEONE INC | 53814X102 | COM | 1,116,497 | $1,067,596 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 292,339 | $1,064,114 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 5,236,468 | $1,060,384 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 2,046,000 | $1,053,690 | dollars as filed | principal |
| ATLAS LITHIUM CORP | 105861306 | COM | 34,326 | $1,051,748 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 25,000 | $1,048,250 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 61,524 | $1,046,523 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 100,000 | $1,045,000 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 1,629,000 | $1,042,560 | dollars as filed | principal |
| NEOVOLTA INC | 640655106 | CMN | 418,344 | $1,041,677 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 149,666 | $1,038,682 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 741,350 | $1,037,890 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 2,088,142 | $1,037,807 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 10,891 | $1,037,368 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 39,420 | $1,032,410 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 196,087 | $1,019,652 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 1,268,447 | $1,018,056 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 133,541 | $1,017,582 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 123,082 | $1,012,965 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,050,486 | $1,008,257 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 150,938 | $1,000,719 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 717,591 | $997,452 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 2,154,000 | $996,225 | dollars as filed | principal |
| STARTEK INC | 85569C107 | COM | 305,876 | $994,097 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 766,479 | $988,758 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,266,124 | $987,577 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 70,307 | $984,298 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 430,908 | $982,470 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 226,103 | $981,288 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 88,900 | $975,233 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 245,745 | $970,693 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,299 | $969,038 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 339,435 | $967,390 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 154,970 | $962,364 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 65,634 | $962,195 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 25,947 | $959,261 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 622,553 | $958,731 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 383,993 | $956,141 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 723,280 | $954,730 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 460,947 | $954,161 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 186,470 | $949,132 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 93,004 | $948,641 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 755,970 | $944,963 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,062,687 | $940,478 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 3,467,141 | $936,128 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 134,825 | $935,685 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 42,531 | $935,469 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 19,647 | $931,857 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 1,320,784 | $924,548 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 50,000 | $923,000 | dollars as filed | put |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 1,125,262 | $921,590 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 73,505 | $918,813 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 615,188 | $916,630 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 809,531 | $914,771 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 652,690 | $913,767 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 96,281 | $913,707 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 628,459 | $911,266 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 93,631 | $907,284 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 77,688 | $906,618 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 943,210 | $888,692 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,015,385 | $875,059 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 2,919,201 | $870,506 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 91,700 | $867,482 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 313,560 | $852,884 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 233,972 | $851,658 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 39,111 | $846,362 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 339,541 | $845,457 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 1,175,622 | $845,272 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 30,000 | $844,500 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 86,397 | $843,234 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 62,262 | $840,538 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 119,693 | $840,244 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 92,391 | $831,519 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 290,220 | $821,323 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 11,900 | $821,100 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 67,775 | $817,367 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 3,696,269 | $816,506 | dollars as filed | |
| VTI | 922908769 | COM | 3,842 | $816,149 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 78,485 | $808,395 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 97,372 | $808,197 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 84,177 | $808,098 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 244,299 | $798,857 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 131,439 | $795,206 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 149,411 | $788,889 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 61,449 | $787,776 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 100,000 | $787,000 | dollars as filed | call |
| LOOP INDS INC | 543518104 | COM | 219,805 | $784,704 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 402,298 | $784,481 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 133,320 | $777,255 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 667,582 | $774,394 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 20,000 | $765,800 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 102,410 | $761,931 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,536 | $761,120 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 521,251 | $761,027 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 298,672 | $760,120 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 59,495 | $759,751 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 201,934 | $755,234 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 616,438 | $752,054 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 47,894 | $751,937 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 494,122 | $751,065 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,357 | $744,698 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 495,103 | $742,656 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 201,143 | $738,194 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 348,736 | $735,833 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 195,018 | $735,218 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 479,968 | $734,351 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 37,356 | $729,937 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 666,411 | $726,388 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 143,959 | $725,554 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 1,638,989 | $724,925 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 116,297 | $722,204 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 336,706 | $720,551 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 57,668 | $719,697 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 37,378 | $715,041 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 508,858 | $712,401 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,914 | $699,630 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 356,958 | $696,068 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,444 | $687,426 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 52,652 | $680,265 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 42,162 | $677,966 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 1,098,118 | $674,134 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 617,157 | $666,530 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 1,012,324 | $666,110 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 216,137 | $665,702 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 763,232 | $663,935 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 83,424 | $662,387 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 400,322 | $660,531 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 271,402 | $656,793 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,970,232 | $655,077 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 289,979 | $649,553 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,324,305 | $647,586 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 36,904 | $643,606 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 63,173 | $638,679 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 524,009 | $634,051 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 37,384 | $633,285 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 57,736 | $630,477 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 182,867 | $629,062 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 435,738 | $627,463 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 8,212 | $622,962 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 61,491 | $621,059 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 201,259 | $619,878 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 170,676 | $619,554 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 1,013,435 | $618,195 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 209,475 | $615,857 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 98,775 | $613,392 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 115,692 | $613,168 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 572,157 | $612,208 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 164,638 | $610,807 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 118,482 | $610,182 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 152,808 | $609,703 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 51,837 | $609,085 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 227,691 | $607,935 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 41,567 | $607,710 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 301,514 | $600,013 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 134,284 | $594,878 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 140,949 | $593,395 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 331,969 | $590,904 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 411,875 | $588,981 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 227,990 | $588,213 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 83,529 | $585,539 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 104,783 | $584,689 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 258,501 | $584,212 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 59,968 | $583,488 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 481,809 | $582,989 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 52,222 | $582,276 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,357,647 | $581,072 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 120,067 | $577,523 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 63,065 | $577,044 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 1,389,318 | $576,567 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 22,011 | $575,588 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,554,904 | $573,604 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 116,739 | $569,689 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 64,659 | $566,413 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 75,891 | $565,384 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 114,869 | $558,263 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 468,517 | $552,851 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 1,150,760 | $549,948 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 48,976 | $549,756 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 85,423 | $549,270 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 81,184 | $547,180 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 52,660 | $545,031 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 631,649 | $542,586 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 104,716 | $537,193 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 65,398 | $536,918 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 50,077 | $536,324 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 502,708 | $532,870 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 1,147,822 | $529,260 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 161,566 | $528,321 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 85,201 | $528,246 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 381,381 | $526,306 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 242,196 | $525,807 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 356,809 | $524,509 | dollars as filed | |
| Surrozen, Inc. | 86889P109 | COM | 1,068,571 | $523,600 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,347 | $520,057 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 69,845 | $516,853 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q309 | COM | 40,081 | $516,043 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 380,915 | $514,236 | dollars as filed | |
| EBET INC | 278700109 | COM | 16,271,571 | $514,182 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 195,269 | $513,558 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 105,267 | $511,598 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 138,597 | $508,651 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,178,662 | $504,468 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 243,082 | $503,179 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 72,669 | $501,416 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 127,743 | $500,753 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,542 | $499,192 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 55,990 | $494,952 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,187 | $492,486 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,000 | $491,520 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 157,147 | $485,584 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 268,193 | $485,430 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 26,732 | $485,186 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 571,412 | $484,273 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 249,190 | $478,444 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 157,994 | $475,562 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 529,890 | $475,311 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 78,273 | $475,117 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 110,982 | $475,003 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 22,830 | $474,407 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,589,402 | $474,278 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,054 | $473,512 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 789,000 | $471,033 | dollars as filed | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 51,482 | $467,972 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 258,335 | $467,586 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 85,181 | $466,794 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 231,959 | $466,237 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 88,046 | $461,361 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 100,264 | $461,214 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 280,596 | $460,177 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 1,022,842 | $458,234 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,089,731 | $457,687 | dollars as filed | |
| COSMOS HEALTH INC | 221413305 | COM | 290,969 | $456,821 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 104,326 | $455,905 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 43,798 | $455,499 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 88,992 | $452,080 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27,295 | $443,545 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 50,890 | $442,743 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 22,225 | $442,500 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 149,511 | $441,057 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 20,000 | $439,800 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 32,151 | $439,506 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 548,604 | $439,432 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 88,690 | $432,807 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,169,675 | $432,780 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 137,993 | $430,538 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 322,274 | $428,624 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 8,595 | $428,483 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 47,387 | $426,483 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 195,205 | $425,547 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 141,189 | $424,979 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 498,869 | $424,089 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 71,004 | $422,474 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 57,382 | $421,757 | dollars as filed | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 151,601 | $421,451 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 20,000 | $421,400 | dollars as filed | call |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,423,824 | $420,028 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 18,875 | $417,702 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 38,565 | $414,573 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 82,954 | $413,940 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 136,505 | $412,245 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 282,552 | $409,700 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 376,458 | $406,574 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 418,316 | $404,721 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 70,868 | $402,530 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 317,784 | $400,408 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 65,109 | $399,118 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 29,558 | $395,191 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 28,823 | $386,229 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 18,718 | $385,404 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 184,339 | $383,425 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,118,967 | $381,903 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K203 | COM NEW | 96,613 | $381,622 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 552,583 | $380,730 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 380,228 | $380,228 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 143,284 | $379,703 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 13,668 | $379,288 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859201 | COM NEW | 36,923 | $378,091 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 19,881 | $377,937 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 41,976 | $377,364 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 336,442 | $376,816 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001306550-23-010335 | this filing | 2023-11-13 | acceptance time not in the bulk data set |