13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 5,446 holding rows worth $3,477,455,768,419 by the sum of the rows.
- Accession
- 0001306550-23-010335
- Filer
- CIK 1364742
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 49,732 entries on the cover page, a total value of $3,627,977,394,535 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,477,455,768,419 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,627,977,394,535, 4% more than the sum of the rows, $3,477,455,768,419. This page uses the sum of the rows.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerFutureAdvisor, Inc.028-16584
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 519,124 | $7,324,839 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,711,387 | $7,302,651 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 870,916 | $7,272,147 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 260,812 | $7,271,438 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,654,966 | $7,253,913 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 416,009 | $7,196,956 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 181,574 | $7,192,146 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 6,735,000 | $7,186,245 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,305,000 | $7,180,815 | dollars as filed | principal |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,177,072 | $7,180,140 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,555,646 | $7,155,808 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 9,575,000 | $7,145,823 | dollars as filed | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 338,379 | $7,133,029 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,447,593 | $7,102,041 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 166,035 | $7,023,281 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,592,887 | $7,000,944 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,999,424 | $6,988,657 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 455,087 | $6,967,382 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 492,794 | $6,963,180 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,391,758 | $6,958,790 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 6,825,000 | $6,948,737 | dollars as filed | principal |
| FIBROGEN INC | 31572Q808 | COM | 8,035,689 | $6,933,996 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 9,225,000 | $6,924,285 | dollars as filed | principal |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 140,980 | $6,917,889 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 713,167 | $6,867,799 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 6,183,286 | $6,863,447 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,364,234 | $6,834,813 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,338,046 | $6,824,034 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 295,697 | $6,818,772 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 1,508,944 | $6,775,159 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 460,344 | $6,767,063 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 530,763 | $6,751,307 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,941,414 | $6,739,818 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 843,144 | $6,728,289 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 342,532 | $6,727,328 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,151,428 | $6,724,340 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,445,002 | $6,719,260 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,682,414 | $6,701,994 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 637,297 | $6,697,992 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 6,875,000 | $6,673,494 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 7,740,000 | $6,666,075 | dollars as filed | principal |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 498,307 | $6,647,415 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 321,347 | $6,600,467 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 827,816 | $6,597,692 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 706,396 | $6,569,484 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 480,404 | $6,567,128 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 729,799 | $6,560,893 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 467,002 | $6,552,038 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,085,478 | $6,534,577 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 925,624 | $6,516,393 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 7,398,000 | $6,505,801 | dollars as filed | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 504,253 | $6,489,735 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 999,765 | $6,488,475 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 1,470,375 | $6,484,354 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 457,487 | $6,445,992 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 6,975,000 | $6,434,438 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 8,500,000 | $6,430,250 | dollars as filed | principal |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,445,938 | $6,419,965 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 873,044 | $6,399,412 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 5,953,000 | $6,396,499 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 6,660,000 | $6,393,600 | dollars as filed | principal |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 1,150,646 | $6,386,085 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 481,869 | $6,384,765 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,376,010 | $6,384,687 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,616,121 | $6,383,679 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 50,190 | $6,368,167 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,057,251 | $6,354,078 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,656,697 | $6,349,506 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 845,041 | $6,346,259 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 68,026 | $6,338,662 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 144,296 | $6,331,708 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 2,564,034 | $6,307,524 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 143,938 | $6,301,606 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 253,762 | $6,298,372 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 7,600,000 | $6,289,000 | dollars as filed | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 418,936 | $6,288,229 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,446,195 | $6,262,024 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 267,652 | $6,249,674 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,726,000 | $6,241,728 | dollars as filed | principal |
| ENERPLUS CORP | 292766102 | COM | 353,685 | $6,235,467 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 314,263 | $6,234,978 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 551,446 | $6,231,340 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,708,101 | $6,229,610 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 404,459 | $6,196,311 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 1,205,697 | $6,149,054 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 352,673 | $6,090,662 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 933,606 | $6,021,758 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 777,980 | $6,021,566 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,006,410 | $6,012,820 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 225,000 | $6,003,000 | dollars as filed | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 614,409 | $5,990,489 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 350,000 | $5,960,500 | dollars as filed | put |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,508,815 | $5,959,820 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 3,055,579 | $5,958,379 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,827,093 | $5,956,324 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 5,054,000 | $5,930,869 | dollars as filed | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 686,936 | $5,921,388 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,952,290 | $5,893,226 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 402,511 | $5,860,561 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 129,203 | $5,820,595 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 17,512,843 | $5,805,507 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,357,000 | $5,805,291 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 6,670,000 | $5,794,896 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,613,061 | $5,774,865 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 446,773 | $5,727,630 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 654,883 | $5,710,579 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,403,915 | $5,673,240 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 723,485 | $5,672,122 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 517,724 | $5,669,078 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 388,006 | $5,649,367 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 6,721,000 | $5,632,198 | dollars as filed | principal |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 180,903 | $5,631,511 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,647,477 | $5,551,997 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 962,040 | $5,550,971 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,114,000 | $5,549,148 | dollars as filed | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 453,930 | $5,528,867 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,445,999 | $5,527,959 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 126,943 | $5,499,171 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 1,631,290 | $5,497,448 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 272,799 | $5,488,716 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 335,803 | $5,473,589 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 6,840,000 | $5,450,796 | dollars as filed | principal |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 125,589 | $5,424,189 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 493,754 | $5,416,481 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 3,337,862 | $5,407,336 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,023,661 | $5,397,005 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 331,708 | $5,376,986 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 570,630 | $5,375,335 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 7,786,139 | $5,328,834 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 311,172 | $5,324,153 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 768,131 | $5,323,147 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 7,740,000 | $5,321,250 | dollars as filed | principal |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 947,141 | $5,303,989 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 1,703,249 | $5,297,104 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,415,000 | $5,295,870 | dollars as filed | principal |
| BIOATLA INC | 09077B104 | COM | 3,113,380 | $5,292,746 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 618,477 | $5,281,794 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 3,175,462 | $5,271,267 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 6,975,000 | $5,269,613 | dollars as filed | principal |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 691,527 | $5,255,605 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 4,875,000 | $5,246,963 | dollars as filed | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 137,780 | $5,238,395 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,476,145 | $5,237,090 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 682,945 | $5,224,530 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,035,508 | $5,208,605 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 76,091 | $5,197,776 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 137,943 | $5,189,415 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 342,814 | $5,176,491 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,140,061 | $5,153,075 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,813,544 | $5,150,465 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 4,177,870 | $5,138,780 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1,985,978 | $5,123,824 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50,000 | $5,101,000 | dollars as filed | put |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 554,422 | $5,100,682 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 562,266 | $5,099,752 | dollars as filed | |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 200,000 | $5,093,880 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 1,745,000 | $5,067,480 | dollars as filed | principal |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 235,000 | $5,058,516 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 528,760 | $5,054,946 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 5,980,000 | $5,053,100 | dollars as filed | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,090,396 | $5,037,629 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 10,271,171 | $5,032,875 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 216,170 | $4,982,708 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 314,470 | $4,965,477 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,128,950 | $4,896,585 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,807,147 | $4,873,148 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,005,806 | $4,868,101 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300,000 | $4,842,000 | dollars as filed | call |
| SKYX PLATFORMS CORP | 78471E105 | COM | 3,401,725 | $4,830,449 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 5,448,552 | $4,829,596 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,131,000 | $4,814,681 | dollars as filed | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 194,350 | $4,765,462 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 32,615 | $4,746,787 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 693,001 | $4,740,127 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 205,000 | $4,738,350 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 618,820 | $4,712,314 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 300,000 | $4,695,000 | dollars as filed | put |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,201,000 | $4,683,728 | dollars as filed | principal |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 2,148,263 | $4,683,214 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 252,442 | $4,675,226 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,990,000 | $4,655,670 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,065,000 | $4,654,735 | dollars as filed | principal |
| BLACKROCK ETF TRUST II | 092528801 | ISHARES LRG CAP | 190,000 | $4,649,300 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,425,000 | $4,646,250 | dollars as filed | principal |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,026,241 | $4,638,610 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 359,447 | $4,633,272 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 4,710,000 | $4,615,800 | dollars as filed | principal |
| NYXOAH S A | B6S7WD106 | SHS | 652,863 | $4,602,685 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,532,000 | $4,599,980 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,684,629 | $4,576,965 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 847,279 | $4,566,834 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 202,578 | $4,560,031 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,115,000 | $4,547,900 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 6,525,000 | $4,543,357 | dollars as filed | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 7,481,175 | $4,538,080 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 875,743 | $4,536,348 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,804,587 | $4,475,375 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 2,106,869 | $4,466,562 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,875,000 | $4,465,938 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 5,285,000 | $4,459,483 | dollars as filed | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,396,873 | $4,442,057 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 258,000 | $4,431,305 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 5,313,198 | $4,422,707 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 2,925,000 | $4,371,413 | dollars as filed | principal |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 785,836 | $4,369,249 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 577,745 | $4,361,974 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 2,075,976 | $4,318,031 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 483,860 | $4,311,189 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 3,472,609 | $4,306,035 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,680,449 | $4,301,949 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 41,415 | $4,281,069 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 127,073 | $4,276,007 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 5,578,323 | $4,266,860 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 57,381 | $4,258,244 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 225,000 | $4,254,750 | dollars as filed | put |
| PEPGEN INC COM | 713317105 | Stock | 835,266 | $4,243,152 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 101,422 | $4,237,411 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 208,579 | $4,213,287 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,559,917 | $4,211,777 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 647,056 | $4,205,864 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 400,000 | $4,200,001 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 5,775,000 | $4,194,383 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,901,000 | $4,191,625 | dollars as filed | principal |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,183,395 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 5,020,000 | $4,163,588 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,050,000 | $4,157,325 | dollars as filed | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 35,977 | $4,137,663 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 1,632,667 | $4,130,647 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 180,376 | $4,130,610 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 318,001 | $4,118,113 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,839,879 | $4,108,671 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 3,434,434 | $4,086,976 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,051,050 | $4,083,329 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 1,757,522 | $4,059,876 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 253,416 | $4,054,659 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,329,878 | $4,029,152 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 80,000 | $4,026,400 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,400,105 | $4,018,302 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 2,889,858 | $4,016,903 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 331,850 | $4,008,749 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 2,654,359 | $4,008,082 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 8,041,400 | $3,998,184 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 180,000 | $3,992,400 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,350,000 | $3,991,525 | dollars as filed | principal |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 33,118 | $3,979,790 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 1,690,000 | $3,969,810 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,003,000 | $3,965,372 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,365,384 | $3,959,613 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 287,576 | $3,954,171 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $3,952,500 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 2,018,475 | $3,936,026 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 15,476,341 | $3,924,799 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 518,923 | $3,917,868 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 5,050,000 | $3,904,155 | dollars as filed | principal |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 33,641 | $3,902,020 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,047,000 | $3,899,284 | dollars as filed | principal |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 194,084 | $3,899,147 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,095,338 | $3,897,329 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 396,221 | $3,894,853 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 966,429 | $3,894,710 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,475,711 | $3,881,120 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 466,411 | $3,871,212 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,899,000 | $3,867,808 | dollars as filed | principal |
| RAMACO RES INC | 75134P501 | COM CL B | 324,024 | $3,865,607 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 511,427 | $3,858,717 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,160,000 | $3,830,861 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 371,388 | $3,829,011 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 579,496 | $3,824,674 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,354,000 | $3,821,883 | dollars as filed | principal |
| SABRE CORP COM | 78573M104 | Stock | 850,000 | $3,816,500 | dollars as filed | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 257,663 | $3,813,412 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 210,114 | $3,811,468 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 3,225,000 | $3,795,503 | dollars as filed | principal |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 581,584 | $3,774,480 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 288,092 | $3,771,125 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 37,378 | $3,771,066 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 8,297,442 | $3,767,039 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 243,891 | $3,763,238 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 734,947 | $3,762,929 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 5,050,000 | $3,762,250 | dollars as filed | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 752,467 | $3,747,285 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 457,762 | $3,739,915 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $3,726,192 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 4,466,653 | $3,719,828 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 1,756,634 | $3,706,498 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 202,918 | $3,697,166 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 254,595 | $3,689,081 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,155,000 | $3,667,688 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 309,967 | $3,639,012 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 218,840 | $3,632,744 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,968,000 | $3,618,816 | dollars as filed | principal |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 1,340,480 | $3,605,891 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,985,000 | $3,588,880 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 5,025,000 | $3,583,328 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 4,710,782 | $3,546,747 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 438,359 | $3,546,324 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 683,459 | $3,540,318 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $3,538,164 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,695,000 | $3,528,725 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,850,000 | $3,513,125 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,880,000 | $3,511,400 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,765,000 | $3,510,168 | dollars as filed | principal |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,383,468 | $3,503,698 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,730,220 | $3,494,681 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,075,000 | $3,493,200 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 290,954 | $3,476,900 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 2,526,951 | $3,461,923 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,031,630 | $3,445,644 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 78,619 | $3,437,223 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,030,000 | $3,433,076 | dollars as filed | principal |
| NOVA LTD COM | M7516K103 | Stock | 30,383 | $3,416,264 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 3,770,000 | $3,413,735 | dollars as filed | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,115,432 | $3,402,067 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 1,532,061 | $3,401,175 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 104,662 | $3,395,235 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,828,060 | $3,381,911 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 3,855,000 | $3,375,053 | dollars as filed | principal |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 485,832 | $3,366,816 | dollars as filed | |
| ISHARES TR | 46436E189 | COPPER & METALS | 140,000 | $3,364,004 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 3,656,000 | $3,361,692 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,875,000 | $3,359,813 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,817,000 | $3,358,960 | dollars as filed | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 175,794 | $3,324,265 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,200,000 | $3,316,500 | dollars as filed | principal |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,316,150 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,625,000 | $3,312,525 | dollars as filed | principal |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,068,434 | $3,301,460 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,123,000 | $3,298,400 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 56,613 | $3,292,046 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,529,939 | $3,289,370 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,297,709 | $3,283,204 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 649,842 | $3,275,205 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 2,875,000 | $3,274,625 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,564,000 | $3,274,425 | dollars as filed | principal |
| CRAWFORD & CO | 224633107 | COM | 380,070 | $3,257,200 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 125,000 | $3,250,788 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 4,800,000 | $3,235,200 | dollars as filed | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200,000 | $3,228,000 | dollars as filed | put |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,226,608 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 210,372 | $3,222,899 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 1,874,843 | $3,205,981 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,443,833 | $3,205,310 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,295,000 | $3,196,150 | dollars as filed | principal |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,595,094 | $3,190,188 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,464,043 | $3,178,614 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 307,540 | $3,176,889 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 225,569 | $3,164,740 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 3,900,000 | $3,156,582 | dollars as filed | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 88,627 | $3,152,463 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 783,095 | $3,148,043 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 153,862 | $3,144,941 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 1,190,879 | $3,143,921 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 224,157 | $3,120,266 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,269,478 | $3,109,184 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,700,000 | $3,104,961 | dollars as filed | principal |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 295,253 | $3,085,394 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 340,882 | $3,084,983 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,357,000 | $3,068,298 | dollars as filed | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 235,179 | $3,045,568 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,538,064 | $3,045,367 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 145,000 | $3,044,377 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 565,349 | $3,030,271 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 220,856 | $3,030,144 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,065,000 | $3,011,363 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 256,626 | $2,999,959 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 358,589 | $2,976,288 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 23,103 | $2,966,656 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 154,805 | $2,956,776 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 191,944 | $2,954,018 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 3,029,004 | $2,949,039 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,792,000 | $2,932,996 | dollars as filed | principal |
| GRAHAM CORP | 384556106 | COM | 175,480 | $2,912,968 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,848,000 | $2,907,144 | dollars as filed | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 381,773 | $2,901,475 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,400,000 | $2,898,500 | dollars as filed | principal |
| DZS INC | 268211109 | COMMON STOCK | 1,357,870 | $2,851,527 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 323,408 | $2,845,991 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 2,073,823 | $2,841,137 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,788,000 | $2,839,466 | dollars as filed | principal |
| WEWORK INC | 96209A401 | COM | 941,146 | $2,832,848 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $2,825,484 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,967,000 | $2,805,532 | dollars as filed | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 183,110 | $2,803,414 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,453,773 | $2,797,302 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 3,735,000 | $2,795,648 | dollars as filed | principal |
| MARKETWISE INC | 57064P107 | COM CL A | 1,729,449 | $2,767,118 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 2,850,000 | $2,764,500 | dollars as filed | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 610,913 | $2,761,327 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 131,994 | $2,740,195 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 385,560 | $2,737,477 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,847,000 | $2,730,273 | dollars as filed | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 110,924 | $2,724,293 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,685,000 | $2,723,610 | dollars as filed | principal |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 562,742 | $2,718,045 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,239,000 | $2,717,474 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,150,000 | $2,715,300 | dollars as filed | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 253,678 | $2,676,303 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 316,372 | $2,670,180 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 123,128 | $2,642,327 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 70,000 | $2,638,300 | dollars as filed | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 77,872 | $2,623,507 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 724,871 | $2,609,536 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,828,000 | $2,607,133 | dollars as filed | principal |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 140,000 | $2,606,282 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,675,000 | $2,602,775 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,995,000 | $2,598,163 | dollars as filed | principal |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 140,000 | $2,587,592 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 3,100,000 | $2,577,650 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 2,284,150 | $2,558,248 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 50,000 | $2,532,280 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 532,097 | $2,527,461 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 1,521,777 | $2,526,150 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 3,900,000 | $2,513,550 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 1,889,000 | $2,498,203 | dollars as filed | principal |
| FREYR BATTERY | L4135L100 | SHS | 508,262 | $2,485,399 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 110,000 | $2,471,579 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 168,528 | $2,468,935 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 256,033 | $2,468,158 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 4,000,000 | $2,458,000 | dollars as filed | principal |
| VERASTEM INC | 92337C203 | COMMON STOCK | 302,295 | $2,457,658 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 2,600,000 | $2,449,200 | dollars as filed | principal |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 78,323 | $2,449,148 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 583,414 | $2,421,168 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 858,323 | $2,420,471 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 2,685,000 | $2,414,835 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,325,000 | $2,392,425 | dollars as filed | principal |
| LIFEMD INC | 53216B104 | COM | 382,461 | $2,390,382 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,591,000 | $2,386,311 | dollars as filed | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 173,578 | $2,381,489 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 996,252 | $2,381,043 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 748,068 | $2,363,895 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 177,942 | $2,359,510 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 1,183,466 | $2,355,097 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 3,979,038 | $2,350,416 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,667,000 | $2,350,134 | dollars as filed | principal |
| CITIZENS INC | 174740100 | COMMON STOCK | 824,533 | $2,349,919 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 2,388,000 | $2,349,314 | dollars as filed | principal |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 42,107 | $2,341,149 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 2,450,000 | $2,339,750 | dollars as filed | principal |
| SYSTEM1 INC | 87200P109 | COM | 1,933,143 | $2,339,103 | dollars as filed | |
| VWO | 922042858 | SHS | 59,359 | $2,327,466 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,190,143 | $2,320,779 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,075,000 | $2,319,850 | dollars as filed | principal |
| URBAN ONE INC | 91705J105 | CL A | 461,030 | $2,314,371 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,919,146 | $2,302,547 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 93,665 | $2,299,457 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 158,242 | $2,294,509 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 389,353 | $2,273,822 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 153,620 | $2,268,967 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 231,962 | $2,268,588 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 2,625,000 | $2,257,500 | dollars as filed | principal |
| Beneficient | 08178Q101 | Class A Common Stock, par value $0.001 | 869,278 | $2,251,430 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 269,761 | $2,241,715 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 130,881 | $2,238,066 | dollars as filed | |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,203,170 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 203,019 | $2,164,183 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 456,055 | $2,161,701 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 666,821 | $2,160,500 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 291,357 | $2,156,041 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 2,400,000 | $2,152,800 | dollars as filed | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 101,350 | $2,152,674 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 326,020 | $2,145,212 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,357,503 | $2,144,855 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 1,612,487 | $2,144,608 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 2,550,000 | $2,142,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,160,000 | $2,138,400 | dollars as filed | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,132,889 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,886,517 | $2,125,920 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 224,193 | $2,125,350 | dollars as filed | |
| HURCO CO | 447324104 | COM | 94,596 | $2,121,788 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 69,273 | $2,121,138 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 67,329 | $2,117,497 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 50,001 | $2,114,542 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 325,843 | $2,108,205 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 139,747 | $2,105,987 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,401,288 | $2,101,932 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 340,426 | $2,100,428 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 111,770 | $2,099,041 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 1,359,779 | $2,094,060 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 9,393,413 | $2,075,945 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 374,026 | $2,075,844 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 426,066 | $2,074,941 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 111,575 | $2,074,180 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 2,310,000 | $2,073,225 | dollars as filed | principal |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 65,402 | $2,071,935 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 220,000 | $2,061,400 | dollars as filed | call |
| Vanguard Growth | 922908736 | COM | 7,535 | $2,051,856 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 146,427 | $2,051,442 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,281,000 | $2,050,619 | dollars as filed | principal |
| PFSWEB INC | 717098206 | COM | 275,096 | $2,046,715 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 82,000 | $2,044,867 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 2,825,000 | $2,039,650 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 2,545,000 | $2,039,308 | dollars as filed | principal |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 2,988,939 | $2,034,271 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 192,368 | $2,033,330 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 488,808 | $2,028,553 | dollars as filed | |
| NULL | 02008G102 | NULL | 471,390 | $2,026,977 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 60,697 | $2,023,638 | dollars as filed | |
| CULP INC | 230215105 | CMN | 361,980 | $2,019,849 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 162,589 | $1,994,967 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001306550-23-010335 | this filing | 2023-11-13 | acceptance time not in the bulk data set |