13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 5,500 holding rows worth $3,627,977,394,535.
- Accession
- 0001306550-23-009732
- Filer
- CIK 1364742
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 50,429 entries on the cover page, a total value of $3,627,977,394,535 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,627,977,394,535 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerFutureAdvisor, Inc.028-16584
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,392,000 | $2,287,302 | dollars as filed | principal |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 275,390 | $2,280,229 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,285,000 | $2,277,871 | dollars as filed | principal |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,275,478 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 996,343 | $2,271,662 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 75,918 | $2,269,948 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 182,632 | $2,264,636 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,800,000 | $2,262,400 | dollars as filed | principal |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 24,539 | $2,258,324 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 3,300,000 | $2,258,190 | dollars as filed | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 35,930 | $2,239,158 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 332,666 | $2,238,842 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,403,611 | $2,231,742 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 611,233 | $2,212,664 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 2,385,000 | $2,206,125 | dollars as filed | principal |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,321,000 | $2,197,987 | dollars as filed | principal |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 723,002 | $2,190,696 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 100,558 | $2,190,153 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 2,300,000 | $2,181,550 | dollars as filed | principal |
| INMUNE BIO INC | 45782T105 | COM | 239,633 | $2,175,868 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 66,662 | $2,175,181 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 101,673 | $2,171,736 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 850,935 | $2,169,884 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,654,000 | $2,168,361 | dollars as filed | principal |
| TRINITY CAP INC | 896442308 | COM | 162,954 | $2,160,770 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 241,055 | $2,159,853 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 365,387 | $2,159,437 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 248,205 | $2,154,419 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 167,258 | $2,149,266 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 2,825,000 | $2,134,655 | dollars as filed | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 187,578 | $2,134,637 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 280,376 | $2,133,662 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,907,414 | $2,122,117 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 2,250,000 | $2,115,000 | dollars as filed | principal |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 57,457 | $2,104,650 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 2,805,000 | $2,100,945 | dollars as filed | principal |
| INFINERA CORP | 45667GAF0 | CNV | 2,100,000 | $2,092,650 | dollars as filed | principal |
| WALKME LTD ORD SHS | M97628107 | Stock | 217,816 | $2,091,034 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 184,494 | $2,084,783 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 539,619 | $2,077,534 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 184,161 | $2,073,654 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 870,994 | $2,072,966 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 2,100,000 | $2,067,450 | dollars as filed | principal |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 174,020 | $2,049,962 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 569,046 | $2,048,567 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 1,758,000 | $2,038,858 | dollars as filed | principal |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 81,656 | $2,028,335 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 140,690 | $2,024,529 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 416,769 | $2,012,995 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,681,648 | $2,009,570 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 831,703 | $2,004,405 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 417,910 | $2,003,878 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 565,000 | $2,000,100 | dollars as filed | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 249,225 | $1,993,800 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 894,894 | $1,977,716 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 669,768 | $1,975,815 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 553,312 | $1,975,324 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,147,816 | $1,974,243 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 2,081,478 | $1,971,576 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 517,409 | $1,971,328 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 1,118,557 | $1,968,659 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 410,921 | $1,964,203 | dollars as filed | |
| HURCO CO | 447324104 | COM | 90,658 | $1,962,746 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,342,000 | $1,955,570 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 2,325,000 | $1,955,325 | dollars as filed | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 147,263 | $1,948,289 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,017,670 | $1,933,573 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 248,045 | $1,927,310 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,473,000 | $1,901,643 | dollars as filed | principal |
| SWK HLDGS CORP | 78501P203 | COM NEW | 113,408 | $1,898,450 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 81,550 | $1,894,407 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 2,935,000 | $1,893,075 | dollars as filed | principal |
| ABSCI CORPORATION | 00091E109 | COM | 1,239,403 | $1,883,892 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 1,358,617 | $1,874,891 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,644 | $1,871,499 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 719,381 | $1,870,390 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 3,699,987 | $1,868,493 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 388,800 | $1,866,240 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 637,753 | $1,862,238 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 2,375,000 | $1,851,930 | dollars as filed | principal |
| SACHEM CAP CORP | 78590A109 | COM | 527,276 | $1,840,194 | dollars as filed | |
| NN INC | 629337106 | COM | 768,966 | $1,837,829 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 998,479 | $1,837,201 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 2,275,000 | $1,834,196 | dollars as filed | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 51,703 | $1,830,286 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 1,332,347 | $1,825,316 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 294,500 | $1,822,955 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 930,060 | $1,822,918 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,307,452 | $1,817,359 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 753,702 | $1,816,421 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 16,519 | $1,814,447 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $1,814,152 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 2,195,000 | $1,800,098 | dollars as filed | principal |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 100,135 | $1,792,416 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 2,288,000 | $1,786,631 | dollars as filed | principal |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 38,931 | $1,785,220 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 105,099 | $1,781,428 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 2,075,000 | $1,778,192 | dollars as filed | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 136,527 | $1,776,215 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 2,236,534 | $1,766,862 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 92,069 | $1,765,884 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 356,459 | $1,764,472 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 1,625,000 | $1,757,048 | dollars as filed | principal |
| HONEST CO INC | 438333106 | COM | 1,045,838 | $1,757,007 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 179,609 | $1,752,984 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 350,147 | $1,747,234 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,981,000 | $1,745,261 | dollars as filed | principal |
| RITE AID CORP | 767754872 | COM | 1,155,401 | $1,744,654 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,231 | $1,742,788 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,325,000 | $1,735,613 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 2,100,000 | $1,732,500 | dollars as filed | principal |
| CULP INC | 230215105 | CMN | 347,638 | $1,727,761 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 34,436 | $1,726,624 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 100,809 | $1,723,834 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 252,468 | $1,721,832 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 289,847 | $1,721,691 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 140,825 | $1,715,249 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 141,553 | $1,714,210 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 1,675,000 | $1,712,688 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,621,000 | $1,708,534 | dollars as filed | principal |
| OP BANCORP | 67109R109 | COMMON STOCK | 202,017 | $1,703,004 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 164,198 | $1,699,449 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 25,424 | $1,698,069 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 6,525,000 | $1,696,500 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 1,910,000 | $1,695,125 | dollars as filed | principal |
| BGSF INC | 05601C105 | COM | 177,522 | $1,691,783 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 49,948 | $1,685,246 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 731,369 | $1,682,148 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 6,582,043 | $1,681,053 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 385,793 | $1,678,199 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 108,359 | $1,675,230 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 231,721 | $1,670,709 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 594,280 | $1,669,927 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 925,320 | $1,665,577 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 1,975,000 | $1,656,531 | dollars as filed | principal |
| ENVELA CORP | 29402E102 | COMMON STOCK | 225,024 | $1,656,177 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,491,000 | $1,649,792 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,136,000 | $1,644,720 | dollars as filed | principal |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 327,242 | $1,639,482 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 261,523 | $1,631,904 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 635,968 | $1,621,719 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 518,655 | $1,618,203 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 1,835,000 | $1,617,094 | dollars as filed | principal |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 36,545 | $1,614,924 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 1,983,000 | $1,614,162 | dollars as filed | principal |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 2,250,000 | $1,609,875 | dollars as filed | principal |
| FRONTLINE PLC COM | M46528101 | Stock | 110,608 | $1,607,134 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 416,981 | $1,597,039 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 389,284 | $1,596,064 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,037,419 | $1,587,251 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 110,963 | $1,582,332 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 263,301 | $1,569,274 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 129,612 | $1,565,713 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 66,073 | $1,565,270 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 296,517 | $1,553,749 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 1,610,000 | $1,552,845 | dollars as filed | principal |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 58,432 | $1,549,617 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 118,220 | $1,546,318 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 1,853,000 | $1,543,160 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 1,625,000 | $1,542,141 | dollars as filed | principal |
| HYPERFINE INC | 44916K106 | Common Stock | 713,704 | $1,534,464 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,306 | $1,531,050 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 748,898 | $1,527,752 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,418 | $1,518,407 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,755,000 | $1,516,215 | dollars as filed | principal |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 34,931 | $1,514,957 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,594 | $1,514,300 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 202,391 | $1,505,790 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 15,247 | $1,497,103 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 154,147 | $1,489,061 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 605,254 | $1,488,926 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 124,530 | $1,484,397 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 141,584 | $1,483,799 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,029,000 | $1,483,706 | dollars as filed | principal |
| PFSWEB INC | 717098206 | COM | 327,834 | $1,481,809 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 80,000 | $1,480,000 | dollars as filed | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 105,611 | $1,479,610 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,875,000 | $1,465,313 | dollars as filed | principal |
| Veru Inc | 92536C103 | Common Stock | 1,230,432 | $1,464,214 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 119,660 | $1,460,451 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 843,256 | $1,458,832 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 483,909 | $1,451,727 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 1,800,000 | $1,438,884 | dollars as filed | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 913,818 | $1,434,694 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 104,992 | $1,434,192 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1,764,071 | $1,432,072 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 155,577 | $1,414,194 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 1,928,709 | $1,407,958 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,413,000 | $1,406,783 | dollars as filed | principal |
| BROADWIND INC | 11161T207 | CMN | 365,218 | $1,395,133 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 658,030 | $1,395,024 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 97,293 | $1,390,317 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,139,000 | $1,388,211 | dollars as filed | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 1,146,046 | $1,386,716 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,425,000 | $1,383,675 | dollars as filed | principal |
| INVIVYD INC | 00534A102 | COMMON STOCK | 1,317,705 | $1,383,590 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 91,993 | $1,379,895 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 29,074 | $1,378,689 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 420,806 | $1,378,140 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 49,668 | $1,377,791 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 143,988 | $1,376,525 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 1,620,000 | $1,376,093 | dollars as filed | principal |
| LANTRONIX INC | 516548203 | COMMON STOCK | 325,772 | $1,371,500 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,473,814 | $1,369,320 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 1,168,026 | $1,366,591 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 783,905 | $1,363,994 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 381,515 | $1,362,009 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 411,362 | $1,357,495 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 469,079 | $1,355,638 | dollars as filed | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 1,625,000 | $1,348,994 | dollars as filed | principal |
| TALKSPACE INC | 87427V103 | COM | 1,058,454 | $1,344,236 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 298,878 | $1,338,974 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 62,110 | $1,337,229 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 73,678 | $1,336,518 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 893,648 | $1,322,599 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 233,041 | $1,316,682 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 44,782 | $1,306,739 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 296,600 | $1,284,278 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 195,464 | $1,272,471 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 90,373 | $1,271,548 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 1,125,262 | $1,271,546 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 62,726 | $1,267,692 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 429,173 | $1,266,060 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 49,232 | $1,262,747 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 1,852,826 | $1,248,805 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 135,766 | $1,247,690 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 93,959 | $1,244,947 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 50,000 | $1,244,880 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 1,293,303 | $1,239,631 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 131,873 | $1,231,694 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,070,324 | $1,230,873 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 1,500,000 | $1,228,335 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,550,000 | $1,225,275 | dollars as filed | principal |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,016,530 | $1,219,836 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 532,381 | $1,219,152 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 371,080 | $1,217,142 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 102,254 | $1,206,597 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 385,728 | $1,203,471 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 242,883 | $1,197,413 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 49,280 | $1,195,041 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 24,696 | $1,190,594 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 99,138 | $1,189,656 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 512,436 | $1,188,851 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 164,356 | $1,188,294 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 91,175 | $1,181,628 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 261,750 | $1,177,875 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 2,176,471 | $1,175,294 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 5,442,085 | $1,171,136 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 374,789 | $1,169,341 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 1,191,785 | $1,167,950 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 60,000 | $1,165,746 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 250,918 | $1,161,750 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 55,676 | $1,152,493 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,000,440 | $1,148,268 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 439,561 | $1,142,858 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 92,039 | $1,136,682 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,400,000 | $1,134,280 | dollars as filed | principal |
| QUANTUM CORP | 747906501 | COM | 1,042,225 | $1,125,603 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 215,483 | $1,124,822 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 760,272 | $1,117,600 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 770,244 | $1,109,151 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 941,987 | $1,106,835 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 674,214 | $1,105,711 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 230,745 | $1,100,653 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 85,736 | $1,099,993 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 99,484 | $1,091,340 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 202,032 | $1,090,972 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 777,359 | $1,088,302 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 58,050 | $1,087,857 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 610,658 | $1,086,971 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 961,718 | $1,086,741 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 897,513 | $1,085,991 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 121,407 | $1,085,379 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 74,791 | $1,084,470 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 1,900,000 | $1,084,102 | dollars as filed | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 40,095 | $1,081,764 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 987,510 | $1,076,386 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,162,128 | $1,074,968 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 120,152 | $1,065,749 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 507,099 | $1,059,837 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 175,581 | $1,053,486 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 133,508 | $1,053,378 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 279,378 | $1,044,873 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 320,073 | $1,043,437 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 298,225 | $1,040,807 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 157,058 | $1,039,724 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 339,435 | $1,038,671 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 1,034,861 | $1,034,861 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,175,000 | $1,034,000 | dollars as filed | principal |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 100,000 | $1,032,000 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,387 | $1,029,521 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 639,481 | $1,023,169 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 89,437 | $1,016,004 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 468,505 | $1,007,286 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 124,431 | $1,005,402 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 485,464 | $1,000,057 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 1,055,222 | $993,280 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 50,784 | $985,210 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,107,077 | $979,762 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 60,424 | $975,243 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,032,000 | $974,827 | dollars as filed | principal |
| CURIS INC | 231269200 | COM | 1,171,027 | $971,952 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 578,053 | $971,129 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 122,473 | $968,762 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 507,178 | $968,710 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 377,503 | $947,532 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 47,296 | $945,447 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 1,159,345 | $939,069 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 48,717 | $930,495 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 48,062 | $929,038 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 26,038 | $924,350 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 2,025,000 | $918,945 | dollars as filed | principal |
| MASTECH HLDGS INC | 57633B100 | COM | 92,875 | $917,604 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 1,433,000 | $915,587 | dollars as filed | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 813,310 | $910,907 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2,507,699 | $902,771 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 226,375 | $900,973 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 85,752 | $900,396 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 206,789 | $899,532 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 307,458 | $897,777 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 712,217 | $897,394 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 53,384 | $879,768 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 85,498 | $876,355 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,345,160 | $874,354 | dollars as filed | |
| COSMOS HEALTH INC | 221413305 | COM | 291,914 | $872,823 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 106,570 | $871,738 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 98,308 | $869,043 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 57,663 | $864,945 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 1,150,000 | $864,225 | dollars as filed | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 70,185 | $861,871 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 104,856 | $860,867 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 996,783 | $834,806 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 145,789 | $830,998 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 456,689 | $826,608 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 254,225 | $826,232 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 383,735 | $825,031 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 170,689 | $814,187 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,785 | $808,875 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 63,949 | $807,036 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 251,570 | $805,024 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 132,153 | $800,850 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 96,226 | $796,751 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,264,191 | $796,440 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 183,955 | $792,846 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 568,026 | $789,556 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 143,977 | $786,115 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 477,513 | $783,122 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,357 | $781,164 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 1,150,801 | $780,819 | dollars as filed | |
| MOLEKULE GROUP INC | 007744105 | COM | 333,595 | $780,612 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 1,600,000 | $779,040 | dollars as filed | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 44,428 | $778,380 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 1,468,112 | $778,100 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 145,378 | $776,318 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 87,211 | $771,825 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 382,363 | $768,550 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 9,077 | $767,914 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 212,231 | $764,032 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 328,876 | $762,992 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 356,958 | $760,320 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,893 | $759,786 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 523,804 | $759,515 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 68,230 | $752,577 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,168,307 | $751,922 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 183,385 | $751,878 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 48,824 | $750,425 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 117,139 | $747,347 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 594,162 | $742,702 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 72,309 | $741,168 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 604,845 | $737,911 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 819,287 | $737,358 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 40,565 | $737,067 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 1,230,634 | $736,166 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 3,954,000 | $731,490 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 59,091 | $730,365 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 498,900 | $728,394 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 314,913 | $727,448 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 873,296 | $724,836 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 138,044 | $723,351 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 33,645 | $720,676 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 78,831 | $720,516 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 1,558,950 | $717,117 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 238,953 | $712,080 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 130,047 | $708,756 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 345,108 | $707,471 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 219,805 | $705,574 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 145,230 | $702,913 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,272,158 | $700,959 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 164,259 | $698,101 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 657,318 | $696,757 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 1,310,509 | $695,225 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 603,923 | $694,512 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 273,475 | $689,157 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 416,661 | $687,491 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 268,437 | $687,199 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,108 | $682,451 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 1,386,633 | $679,450 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 1,650,000 | $676,500 | dollars as filed | principal |
| LEE ENTERPRISES INC | 523768406 | COM | 50,630 | $675,916 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,226,440 | $674,542 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 1,822,676 | $671,838 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 406,302 | $670,399 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 64,989 | $666,787 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 211,064 | $664,852 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 54,946 | $659,901 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,576,141 | $659,773 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 937,125 | $659,736 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 99,032 | $659,553 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 48,804 | $658,855 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 236,813 | $655,972 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 205,772 | $654,355 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 119,157 | $650,597 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 226,625 | $650,414 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 460,235 | $648,932 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 489,152 | $648,126 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 2,014,346 | $647,613 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 530,283 | $646,945 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 116,455 | $643,997 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 81,964 | $642,598 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 63,474 | $640,452 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 871,352 | $639,573 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,214,727 | $638,947 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 343,391 | $638,707 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 31,963 | $634,625 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 83,341 | $634,225 | dollars as filed | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 40,239 | $633,765 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 62,334 | $632,690 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 101,569 | $630,744 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 8,935 | $627,148 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 36,000 | $624,600 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 85,571 | $621,246 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 116,078 | $619,856 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 375,738 | $612,453 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 147,051 | $610,262 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 48,977 | $609,764 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 258,335 | $609,671 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 546,572 | $606,694 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 382,634 | $604,563 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 138,597 | $604,283 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 227,859 | $603,826 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 633,036 | $601,447 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 751,482 | $601,186 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 1,111,355 | $600,131 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 32,493 | $597,871 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 56,477 | $593,010 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 12,555 | $590,712 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 22,162 | $583,303 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 142,785 | $575,423 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 349,544 | $569,757 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 953,597 | $565,864 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 137,127 | $564,963 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 506,509 | $562,225 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 260,979 | $561,105 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 11,478 | $559,553 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 212,409 | $557,532 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 57,575 | $555,311 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 84,299 | $554,687 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 140,716 | $550,200 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 430,621 | $546,889 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 98,743 | $546,048 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 170,000 | $542,300 | dollars as filed | put |
| NEUEHEALTH INC | 10920V404 | COM NEW | 44,251 | $540,747 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 51,706 | $540,328 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 75,221 | $537,079 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 1,441,067 | $531,753 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 90,006 | $527,435 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 471,482 | $523,345 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 28,775 | $520,540 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 262,442 | $519,634 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 246,791 | $518,261 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,114,433 | $518,211 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 28,768 | $516,386 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 657,793 | $514,394 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 202,424 | $514,158 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 141,943 | $513,834 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,627,542 | $512,187 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 339,715 | $511,271 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 105,971 | $509,721 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 398,026 | $509,473 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 417,396 | $509,224 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 262,504 | $506,633 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,054 | $505,890 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 409,439 | $503,610 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 1,089,234 | $501,047 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 173,680 | $496,724 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 205,108 | $496,361 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,674,065 | $494,351 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 435,838 | $492,497 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 360,276 | $486,374 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 96,631 | $486,053 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 20,485 | $481,807 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 84,576 | $477,854 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 45,248 | $475,104 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 759,873 | $474,160 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 707,544 | $474,054 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 231,959 | $470,876 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 15,220 | $468,775 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 115,737 | $468,735 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 1,565,869 | $466,785 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 727,147 | $465,374 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001306550-23-009732 | this filing | 2023-08-11 | acceptance time not in the bulk data set |