13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 5,500 holding rows worth $3,627,977,394,535.
- Accession
- 0001306550-23-009732
- Filer
- CIK 1364742
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 50,429 entries on the cover page, a total value of $3,627,977,394,535 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,627,977,394,535 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBLACKROCK FINANCIAL MANAGEMENT INC/DE028-04293
- included managerBlackRock Investment Management (Taiwan) Ltd028-14241
- included managerBlackRock Investment Management (Australia) Ltd028-13496
- included managerBlackRock Asset Management Canada Ltd028-06608
- included managerBLACKROCK (SINGAPORE) LTD.028-15053
- included managerBlackRock Asset Management North Asia Ltd028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd.028-15558
- included managerFutureAdvisor, Inc.028-16584
- included managerBlackRock Investment Management, LLC028-12016
- included managerBLACKROCK ADVISORS LLC028-04295
- included managerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- included managerBlackRock Fund Advisors028-13359
- included managerBlackRock Institutional Trust Company, N.A.028-03946
- included managerBlackRock Japan Co. Ltd028-04109
- included managerBlackRock Group LTD028-05116
- included managerBlackRock Fund Managers Ltd.028-12195
- included managerBlackRock Investment Management (UK) Ltd.028-12194
- included managerBlackRock (Netherlands) B.V.028-12198
- included managerBlackRock Internationl, Ltd.028-12736
- included managerBlackRock Asset Management Ireland Ltd028-14028
- included managerBlackRock Advisors (UK) Ltd028-06128
- included managerBlackRock Asset Management Deutschland AG028-12608
- included managerBlackRock (Luxembourg) S.A.028-13739
- included managerIshares(DE) InvAG mit Teilgesellschaftsvermogen028-14240
- included managerBlackRock Life Ltd028-14948
- included managerBLACKROCK FUND MANAGEMENT CO. S.A.028-15054
- included managerBlackRock Asset Management Schweiz AG028-17023
- included managerTENNENBAUM CAPITAL PARTNERS LLC028-11240
- included managerAperio Group, LLC028-11964
- included managerBlackRock Capital Investment Advisors, LLC028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC028-22320
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 233,920 | $8,285,446 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 315,127 | $8,272,085 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,000,282 | $8,242,323 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 412,546 | $8,238,544 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,508,770 | $8,228,766 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,289,548 | $8,196,582 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 10,250,000 | $8,184,625 | dollars as filed | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,370,878 | $8,115,598 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 639,692 | $8,111,294 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 428,739 | $8,098,880 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 3,034,483 | $8,071,724 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 10,635,000 | $8,058,246 | dollars as filed | principal |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 693,263 | $8,055,717 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 161,487 | $8,014,600 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 2,039,847 | $7,996,200 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 320,485 | $7,989,691 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 246,670 | $7,987,175 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 733,691 | $7,982,558 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,122,344 | $7,980,013 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 197,815 | $7,948,206 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 246,557 | $7,926,807 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 755,325 | $7,915,806 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 857,171 | $7,911,689 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 8,072,493 | $7,911,044 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 315,023 | $7,885,024 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 6,301,042 | $7,876,304 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,275,283 | $7,841,069 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 339,785 | $7,815,055 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 310,184 | $7,813,535 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 368,560 | $7,791,358 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 72,816 | $7,788,851 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,299,214 | $7,756,307 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 457,797 | $7,745,925 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 500,540 | $7,733,343 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 520,726 | $7,732,780 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 821,452 | $7,721,650 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $7,720,500 | dollars as filed | call |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 2,715,767 | $7,712,778 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 7,780,276 | $7,700,917 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 400,000 | $7,672,000 | dollars as filed | put |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 2,450,097 | $7,668,803 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 6,955,000 | $7,615,725 | dollars as filed | principal |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,505,439 | $7,602,468 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 59,814 | $7,593,986 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 741,254 | $7,590,440 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 6,507,000 | $7,583,909 | dollars as filed | principal |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 300,000 | $7,572,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 500,000 | $7,565,000 | dollars as filed | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,651,200 | $7,555,920 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 287,712 | $7,549,563 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,066,074 | $7,541,171 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 357,363 | $7,540,359 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 300,000 | $7,536,000 | dollars as filed | |
| VTI | 922908769 | COM | 34,207 | $7,535,190 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 631,135 | $7,516,818 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 840,653 | $7,515,439 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 92,920 | $7,509,794 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 372,071 | $7,452,582 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 607,348 | $7,446,087 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,463,223 | $7,376,666 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 1,728,410 | $7,363,027 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 9,075,000 | $7,349,752 | dollars as filed | principal |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 830,119 | $7,329,952 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 1,197,393 | $7,328,047 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,285,022 | $7,273,224 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,645,000 | $7,231,245 | dollars as filed | principal |
| GARRETT MOTION INC | 366505105 | COM | 952,824 | $7,212,880 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 1,596,198 | $7,182,894 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 266,799 | $7,158,218 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 262,459 | $7,110,015 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,376,934 | $7,107,034 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 271,299 | $7,086,329 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 163,472 | $7,075,069 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 509,908 | $7,067,325 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 608,931 | $7,039,242 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 3,843,664 | $7,033,905 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,811,483 | $6,974,209 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 7,772,104 | $6,972,354 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,433,554 | $6,959,963 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,017,124 | $6,957,128 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 595,483 | $6,949,287 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 172,424 | $6,914,203 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 533,355 | $6,912,281 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 300,000 | $6,909,000 | dollars as filed | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 78,968 | $6,875,744 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 704,221 | $6,852,070 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 463,884 | $6,846,928 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 249,974 | $6,829,289 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 591,253 | $6,817,148 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,078,571 | $6,773,426 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 300,000 | $6,768,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 176,149 | $6,765,882 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,475,000 | $6,765,413 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 50,340 | $6,712,799 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 2,164,732 | $6,689,022 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,295,628 | $6,657,322 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,035,853 | $6,648,517 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 8,500,000 | $6,639,265 | dollars as filed | principal |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 921,692 | $6,626,965 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 742,700 | $6,624,883 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 1,535,279 | $6,617,052 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 459,029 | $6,614,608 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,340,000 | $6,583,590 | dollars as filed | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 942,549 | $6,569,566 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 421,496 | $6,566,907 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,123,467 | $6,561,048 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,109,642 | $6,560,987 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 337,226 | $6,552,301 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 1,048,295 | $6,520,394 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 5,243,907 | $6,502,446 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 251,061 | $6,494,948 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,816,751 | $6,485,801 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 634,871 | $6,475,685 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 585,515 | $6,452,376 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 686,720 | $6,413,965 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,317,703 | $6,404,036 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 282,492 | $6,401,269 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,061,524 | $6,390,374 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 245,956 | $6,389,936 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,394,926 | $6,382,461 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,155,502 | $6,320,595 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,582,509 | $6,314,211 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 615,216 | $6,299,812 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 241,933 | $6,297,516 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 3,177,966 | $6,292,373 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,046,600 | $6,279,600 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 267,817 | $6,277,632 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 343,300 | $6,265,225 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 116,758 | $6,255,893 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,515,000 | $6,201,353 | dollars as filed | principal |
| SUZANO S A SPON ADS | 86959K105 | ADR | 671,895 | $6,194,872 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,280,241 | $6,183,564 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 546,164 | $6,182,576 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 7,166,000 | $6,180,675 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,689,073 | $6,157,978 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 6,998,000 | $6,156,840 | dollars as filed | principal |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 2,058,641 | $6,155,336 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 537,795 | $6,114,729 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 8,125,000 | $6,105,369 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 6,600,000 | $6,082,296 | dollars as filed | principal |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 124,258 | $6,073,751 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 327,204 | $6,072,900 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 126,332 | $6,071,516 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 418,530 | $6,056,129 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 154,312 | $6,038,228 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 39,106 | $6,025,843 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,640,605 | $6,021,020 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 11,335,000 | $5,993,948 | dollars as filed | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 3,544,550 | $5,990,290 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 855,567 | $5,988,969 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 693,834 | $5,980,848 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 2,372,008 | $5,977,460 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 8,075,000 | $5,960,158 | dollars as filed | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 390,838 | $5,948,554 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 520,765 | $5,910,683 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 394,407 | $5,896,384 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 1,000,786 | $5,894,629 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 1,568,027 | $5,880,102 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 716,083 | $5,857,560 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,139,513 | $5,845,701 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 1,047,041 | $5,821,548 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 334,490 | $5,806,746 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,387,712 | $5,802,140 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 468,627 | $5,801,607 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 407,370 | $5,800,948 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,003,380 | $5,789,504 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,558,331 | $5,765,824 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,086,563 | $5,738,049 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 5,625,000 | $5,716,406 | dollars as filed | principal |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 490,385 | $5,683,562 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,618,078 | $5,680,235 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 127,413 | $5,677,523 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 138,270 | $5,660,774 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 4,554,000 | $5,651,514 | dollars as filed | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 320,846 | $5,643,681 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 91,996 | $5,635,675 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 601,114 | $5,626,427 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 815,004 | $5,590,927 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 613,727 | $5,584,916 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,250,798 | $5,578,558 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 1,782,064 | $5,577,861 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 1,957,934 | $5,560,532 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 446,592 | $5,555,604 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 979,584 | $5,554,242 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,502,000 | $5,549,457 | dollars as filed | principal |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 238,553 | $5,546,359 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 125,589 | $5,535,963 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,540,000 | $5,534,475 | dollars as filed | principal |
| DZS INC | 268211109 | COMMON STOCK | 1,391,121 | $5,522,749 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,385,000 | $5,509,824 | dollars as filed | principal |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 710,443 | $5,491,724 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 245,027 | $5,483,704 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 617,984 | $5,481,517 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 612,246 | $5,479,602 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 740,603 | $5,436,025 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,970,000 | $5,396,880 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 5,726,000 | $5,396,755 | dollars as filed | principal |
| J JILL INC | 46620W201 | COMMON STOCK | 250,849 | $5,375,695 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 6,340,000 | $5,373,150 | dollars as filed | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,517,305 | $5,356,087 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 2,234,861 | $5,341,318 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 359,468 | $5,338,100 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 399,827 | $5,337,691 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 128,998 | $5,336,648 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 7,150,000 | $5,333,900 | dollars as filed | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 241,741 | $5,296,545 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 6,045,000 | $5,282,121 | dollars as filed | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,640,971 | $5,281,942 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 239,715 | $5,273,730 | dollars as filed | |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 200,000 | $5,262,280 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 494,907 | $5,255,912 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 2,992,967 | $5,237,693 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 653,319 | $5,233,085 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 5,921,000 | $5,224,572 | dollars as filed | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 248,224 | $5,202,766 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27,600 | $5,191,008 | dollars as filed | call |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,707,832 | $5,171,960 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 1,074,570 | $5,168,683 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 532,043 | $5,144,856 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,557,935 | $5,141,184 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 235,000 | $5,129,040 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 432,812 | $5,111,510 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,600,000 | $5,104,000 | dollars as filed | call |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,615,174 | $5,103,949 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 258,852 | $5,101,973 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 1,990,000 | $5,090,420 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,735,000 | $5,082,644 | dollars as filed | principal |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 314,491 | $5,022,421 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 205,000 | $5,021,926 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 2,093,234 | $5,002,829 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,514,425 | $4,997,603 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,614,000 | $4,995,354 | dollars as filed | principal |
| CARNIVAL CORP | 143658BT8 | BOND | 2,525,000 | $4,985,613 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 8,604,322 | $4,949,207 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 2,067,022 | $4,857,501 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,405,912 | $4,850,397 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 3,903,254 | $4,801,001 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 5,730,000 | $4,793,145 | dollars as filed | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 3,398,192 | $4,791,451 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 378,314 | $4,751,624 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,396,837 | $4,749,245 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 69,348 | $4,741,857 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 602,080 | $4,720,307 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 265,000 | $4,710,375 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 335,545 | $4,697,630 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 2,783,986 | $4,677,096 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 142,799 | $4,672,384 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 1,217,387 | $4,650,418 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 6,490,000 | $4,640,090 | dollars as filed | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 105,511 | $4,625,602 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 181,108 | $4,621,876 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,882,000 | $4,592,406 | dollars as filed | principal |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 73,391 | $4,570,057 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 258,709 | $4,568,800 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,113,586 | $4,565,703 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,401,669 | $4,541,408 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 413,157 | $4,540,595 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 91,990 | $4,533,267 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 3,140,033 | $4,521,648 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 98,182 | $4,515,390 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 482,471 | $4,511,104 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 190,312 | $4,508,491 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,438,283 | $4,501,827 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 5,640,000 | $4,483,800 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,420,000 | $4,458,275 | dollars as filed | principal |
| GRAPHITE BIO INC | 38870X104 | COM | 1,709,813 | $4,445,514 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 80,000 | $4,436,000 | dollars as filed | put |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 173,404 | $4,418,333 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 41,415 | $4,416,496 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,411,845 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 1,790,007 | $4,385,518 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,251,000 | $4,383,974 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,740,000 | $4,372,650 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 5,675,000 | $4,369,750 | dollars as filed | principal |
| THE REALREAL INC | 88339P101 | COM | 1,968,267 | $4,369,553 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,511,000 | $4,330,819 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,825,000 | $4,327,031 | dollars as filed | principal |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $4,320,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 450,000 | $4,302,000 | dollars as filed | call |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,001,000 | $4,283,141 | dollars as filed | principal |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 1,478,332 | $4,272,379 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 715,863 | $4,266,543 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 105,491 | $4,251,287 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,459,911 | $4,231,049 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,692,170 | $4,199,786 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 4,665,000 | $4,177,508 | dollars as filed | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,616,327 | $4,154,694 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 896,908 | $4,134,746 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 168,258 | $4,127,369 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 116,184 | $4,126,855 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 32,913 | $4,098,327 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 755,331 | $4,093,895 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 690,662 | $4,088,719 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 557,795 | $4,088,637 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,775,000 | $4,081,907 | dollars as filed | principal |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 400,000 | $4,080,000 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,210,000 | $4,058,440 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,575,000 | $4,048,688 | dollars as filed | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 88,066 | $4,042,230 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 596,081 | $4,029,507 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 8,394,098 | $4,024,130 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 555,653 | $3,995,145 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,108,669 | $3,991,208 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 80,000 | $3,988,000 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,018,000 | $3,971,793 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 1,445,000 | $3,961,467 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 478,438 | $3,947,114 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 5,925,000 | $3,916,899 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 4,725,000 | $3,880,406 | dollars as filed | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 271,530 | $3,874,733 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,982,000 | $3,873,819 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 4,925,000 | $3,872,774 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $3,871,872 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 859,121 | $3,866,046 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 165,180 | $3,842,087 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 3,865,000 | $3,837,906 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 86,007 | $3,836,772 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 302,398 | $3,834,407 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 261,443 | $3,830,139 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 214,699 | $3,821,643 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,160,000 | $3,816,800 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 4,585,000 | $3,808,163 | dollars as filed | principal |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 86,358 | $3,804,070 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 986,722 | $3,798,879 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,755,000 | $3,774,350 | dollars as filed | principal |
| Youdao Inc - Adr | 98741T104 | COM | 777,576 | $3,747,917 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 6,136,883 | $3,743,500 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 150,000 | $3,723,990 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 290,372 | $3,702,244 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 254,254 | $3,701,938 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 3,810,000 | $3,686,327 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,430,000 | $3,685,123 | dollars as filed | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 186,684 | $3,681,408 | dollars as filed | |
| ISHARES TR | 46436E189 | COPPER & METALS | 150,000 | $3,681,135 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $3,658,272 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,898,466 | $3,652,068 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 458,806 | $3,629,154 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 4,270,000 | $3,604,392 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,850,000 | $3,583,875 | dollars as filed | principal |
| CRAWFORD & CO | 224633107 | COM | 380,070 | $3,568,857 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 2,615,000 | $3,567,906 | dollars as filed | principal |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,337,782 | $3,565,639 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 241,996 | $3,559,764 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 359,167 | $3,555,753 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 434,437 | $3,540,662 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 2,625,000 | $3,538,736 | dollars as filed | principal |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 145,000 | $3,523,500 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 125,000 | $3,519,350 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 9,959,459 | $3,507,722 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 258,812 | $3,496,550 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 333,961 | $3,483,213 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 729,659 | $3,458,583 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,448,985 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 696,072 | $3,438,597 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 323,647 | $3,433,898 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 37,963 | $3,433,374 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 476,842 | $3,433,262 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 3,394,016 | $3,427,956 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 3,403,000 | $3,421,070 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,250,000 | $3,409,250 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,804,000 | $3,388,814 | dollars as filed | principal |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 306,590 | $3,366,358 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 1,678,754 | $3,357,508 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,482,697 | $3,343,389 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 406,130 | $3,330,266 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 382,133 | $3,324,555 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,312,816 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 302,179 | $3,296,773 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 4,300,000 | $3,293,800 | dollars as filed | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 367,291 | $3,287,255 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,600 | $3,282,624 | dollars as filed | call |
| REPARE THERAPEUTICS INC | 760273102 | COM | 309,885 | $3,278,583 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 2,854,000 | $3,226,704 | dollars as filed | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 515,425 | $3,226,561 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 15,918,732 | $3,183,746 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 409,934 | $3,172,890 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 1,334,953 | $3,163,839 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,471,351 | $3,163,405 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 3,009,692 | $3,160,176 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,263,453 | $3,158,634 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,428,000 | $3,152,046 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 281,175 | $3,143,538 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 661,555 | $3,109,309 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 3,723,000 | $3,103,232 | dollars as filed | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 25,216 | $3,090,922 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 766,246 | $3,080,309 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 553,652 | $3,061,696 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 3,255,000 | $3,015,758 | dollars as filed | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 207,936 | $3,015,073 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 456,925 | $2,997,428 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,268,000 | $2,983,684 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,257,000 | $2,981,784 | dollars as filed | principal |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 200,000 | $2,978,000 | dollars as filed | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 308,278 | $2,965,636 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,370,159 | $2,959,543 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,185,645 | $2,952,257 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,250,000 | $2,949,375 | dollars as filed | principal |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $2,948,712 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,565,000 | $2,935,643 | dollars as filed | principal |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 408,720 | $2,934,609 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 3,380,000 | $2,934,279 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,275,000 | $2,925,001 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,126,000 | $2,907,180 | dollars as filed | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 240,633 | $2,899,628 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 263,684 | $2,879,430 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 342,256 | $2,878,373 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,964,000 | $2,876,947 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,400,000 | $2,875,142 | dollars as filed | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 310,425 | $2,859,014 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 273,815 | $2,842,200 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 110,000 | $2,838,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,542 | $2,834,336 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,125,000 | $2,823,813 | dollars as filed | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 1,848,000 | $2,818,200 | dollars as filed | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 187,298 | $2,816,962 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,931,760 | $2,801,052 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 1,091,312 | $2,793,759 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 464,017 | $2,779,463 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,437,444 | $2,774,267 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 2,425,000 | $2,774,200 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,885,000 | $2,773,778 | dollars as filed | principal |
| GATOS SILVER INC | 368036109 | COM | 731,205 | $2,763,954 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,004,574 | $2,762,579 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 302,235 | $2,750,339 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,274,000 | $2,746,068 | dollars as filed | principal |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 140,000 | $2,744,000 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 760,011 | $2,728,439 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 337,364 | $2,722,529 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $2,719,000 | dollars as filed | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,086,623 | $2,717,678 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,560,000 | $2,712,320 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 3,300,000 | $2,706,000 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,925,000 | $2,704,317 | dollars as filed | principal |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 534,754 | $2,689,812 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 373,387 | $2,677,186 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 189,669 | $2,674,333 | dollars as filed | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,675,000 | $2,673,350 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 283,516 | $2,653,709 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,839,000 | $2,653,677 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,139,000 | $2,650,221 | dollars as filed | principal |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 434,980 | $2,614,230 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 245,436 | $2,613,893 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 4,250,000 | $2,608,990 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 22,873 | $2,606,607 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 50,000 | $2,602,185 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,750,000 | $2,600,125 | dollars as filed | principal |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 139,019 | $2,598,267 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 76,449 | $2,594,679 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 73,802 | $2,594,140 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 3,800,000 | $2,593,500 | dollars as filed | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,072,380 | $2,586,914 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 118,617 | $2,585,850 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 201,953 | $2,564,806 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 2,525,000 | $2,550,250 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,995,000 | $2,548,446 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 3,250,000 | $2,546,375 | dollars as filed | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 132,693 | $2,535,763 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,050,000 | $2,514,725 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 2,465,000 | $2,512,402 | dollars as filed | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,736,856 | $2,504,224 | dollars as filed | |
| AXT INC | 00246W103 | COM | 727,015 | $2,500,932 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 795,383 | $2,497,504 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 804,721 | $2,486,588 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 663,211 | $2,473,777 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 1,239,468 | $2,454,147 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 184,799 | $2,454,130 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 1,825,000 | $2,450,975 | dollars as filed | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 415,395 | $2,446,676 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 206,862 | $2,445,108 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 72,554 | $2,441,430 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 636,253 | $2,436,848 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,288,000 | $2,428,712 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,095,000 | $2,422,518 | dollars as filed | principal |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 42,107 | $2,418,205 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 168,849 | $2,411,164 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 247,764 | $2,405,789 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 1,397,345 | $2,403,434 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 184,225 | $2,402,297 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 851,704 | $2,393,288 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,369,625 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 120,550 | $2,362,780 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 1,975,000 | $2,360,125 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,247,000 | $2,343,621 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,591,000 | $2,338,378 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,252,000 | $2,329,424 | dollars as filed | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 246,166 | $2,328,730 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 92,000 | $2,326,441 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 483,324 | $2,324,789 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 236,977 | $2,322,375 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 242,467 | $2,317,984 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 378,264 | $2,314,976 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 219,210 | $2,314,857 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 152,258 | $2,305,186 | dollars as filed | |
| ISHARES U S ETF TR | 46431W531 | CMN | 90,000 | $2,304,450 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 244,304 | $2,303,787 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 11,511,024 | $2,302,205 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 1,655,416 | $2,301,028 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 205,967 | $2,298,592 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,912,005 | $2,294,407 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 4,225,000 | $2,292,316 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001306550-23-009732 | this filing | 2023-08-11 | acceptance time not in the bulk data set |